Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-4.53K- 0.49% |
$1.77M - $2.16M
|
917K
$506M
|
|
|
Nov 13, 2025
Q3 2025
|
Hsbc Holdings PLC
London, X0 |
SELL
|
PUT |
-8K- 86.96% |
$3.13M - $3.82M
|
1.2K
$662K
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-17.3K- 2.55% |
$6.76M - $8.25M
|
660K
$365M
|
|
|
Nov 13, 2025
Q3 2025
|
1 North Wealth Services LLC
Annapolis, MD |
BUY
|
- |
59+ 1.33% |
$23.1K - $28.2K
|
4.5K
$2.49M
|
|
|
Nov 13, 2025
Q3 2025
|
Stonehaven Wealth & Tax Solutions, LLC
Appleton, WI |
SELL
|
- |
-4- 0.62% |
$1.56K - $1.91K
|
643
$355K
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-5.65K- 1.05% |
$2.21M - $2.69M
|
532K
$294M
|
|
|
Nov 13, 2025
Q3 2025
|
Clear Street Markets LLC
|
BUY
|
- |
429New |
$168K - $205K
|
429
$237K
|
|
|
Nov 13, 2025
Q3 2025
|
Loomis Sayles & CO L P
|
BUY
|
- |
1+ 0.03% |
$391 - $477
|
3.5K
$1.93M
|
|
|
Nov 13, 2025
Q3 2025
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-10- 0.29% |
$3.91K - $4.77K
|
3.39K
$1.87M
|
|
|
Nov 13, 2025
Q3 2025
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-1.75K- 21.56% |
$686K - $837K
|
6.38K
$3.52M
|
|
|
Nov 13, 2025
Q3 2025
|
West Michigan Advisors, LLC
Holland, MI |
SELL
|
- |
-333- 13.14% |
$130K - $159K
|
2.2K
$1.22M
|
|
|
Nov 13, 2025
Q3 2025
|
Empirical Finance, LLC
|
BUY
|
- |
2.11K+ 11.86% |
$826K - $1.01M
|
19.9K
$11M
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
SELL
|
- |
-36.2K- 47.73% |
$14.2M - $17.3M
|
39.7K
$21.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-181- 6.64% |
$70.8K - $86.4K
|
2.54K
$1.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Treasurer Of The State Of North Carolina
|
SELL
|
- |
-8.12K- 3.75% |
$3.17M - $3.87M
|
208K
$115M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-11.8K- 2.06% |
$4.6M - $5.62M
|
560K
$309M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
40+ 0.3% |
$15.6K - $19.1K
|
13.2K
$7.31M
|
|
|
Nov 13, 2025
Q3 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
142K+ 84.16% |
$55.4M - $67.6M
|
310K
$171M
|
|
|
Nov 13, 2025
Q3 2025
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
247+ 4.29% |
$96.6K - $118K
|
6K
$3.31M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital International, Inc.
Los Angeles, CA |
BUY
|
- |
15.1K+ 29.41% |
$5.91M - $7.22M
|
66.5K
$36.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
2.28K+ 0.05% |
$891K - $1.09M
|
4.59M
$2.53B
|
|
|
Nov 13, 2025
Q3 2025
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
39+ 1.0% |
$15.2K - $18.6K
|
3.94K
$2.17M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-7.39K- 0.17% |
$2.89M - $3.53M
|
4.3M
$2.37B
|
|
|
Nov 13, 2025
Q3 2025
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-374- 2.19% |
$146K - $178K
|
16.7K
$9.21M
|
|
|
Nov 13, 2025
Q3 2025
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
3.32K+ 3.81% |
$1.3M - $1.59M
|
90.5K
$50M
|
|
|
Nov 13, 2025
Q3 2025
|
Kendall Capital Management
|
BUY
|
- |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 13, 2025
Q3 2025
|
Ilmarinen Mutual Pension Insurance CO
Helsinki, H9 |
SELL
|
- |
-16.2K- 18.62% |
$6.33M - $7.73M
|
70.8K
$39.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
534+ 36.35% |
$209K - $255K
|
2K
$1.11M
|
|
|
Nov 13, 2025
Q3 2025
|
Claret Asset Management Corp
|
SELL
|
- |
-8- 1.19% |
$3.13K - $3.82K
|
665
$367K
|
|
|
Nov 13, 2025
Q3 2025
|
Aviva PLC
|
BUY
|
- |
23K+ 6.38% |
$9.01M - $11M
|
384K
$212M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-53- 2.84% |
$20.7K - $25.3K
|
1.81K
$1M
|
|
|
Nov 13, 2025
Q3 2025
|
Sfmg, LLC
|
BUY
|
- |
27+ 1.8% |
$10.6K - $12.9K
|
1.53K
$844K
|
|
|
Nov 13, 2025
Q3 2025
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-65- 2.26% |
$25.4K - $31K
|
2.81K
$1.55M
|
|
|
Nov 13, 2025
Q3 2025
|
Fidelity D & D Bancorp Inc
Dunmore, PA |
BUY
|
- |
443New |
$173K - $211K
|
443
$245K
|
|
|
Nov 13, 2025
Q3 2025
|
Life Plan Financial, LLC
Mankato, MN |
BUY
|
- |
1.3K+ 148.68% |
$507K - $619K
|
2.17K
$1.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Pfc Capital Group, Inc.
Los Angeles, CA |
BUY
|
- |
200+ 6.45% |
$78.2K - $95.4K
|
3.3K
$1.82M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
234New |
$91.5K - $112K
|
234
$129K
|
|
|
Nov 13, 2025
Q3 2025
|
Mercuria Capital Strategies, LLC
Houston, TX |
BUY
|
- |
14.5KNew |
$5.66M - $6.91M
|
14.5K
$8M
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-5.4K- 1.04% |
$2.11M - $2.58M
|
513K
$283M
|
|
|
Nov 13, 2025
Q3 2025
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-429- 1.73% |
$168K - $205K
|
24.3K
$13.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
1.18KNew |
$462K - $564K
|
1.18K
$653K
|
|
|
Nov 13, 2025
Q3 2025
|
Hanlon Investment Management, Inc.
|
BUY
|
- |
185+ 17.03% |
$72.3K - $88.3K
|
1.27K
$702K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealth Architects, LLC
|
SELL
|
- |
-23- 0.38% |
$8.99K - $11K
|
5.99K
$3.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Richard Bernstein Advisors LLC
|
SELL
|
- |
-7.89K- 58.98% |
$3.08M - $3.76M
|
5.48K
$3.03M
|
|
|
Nov 13, 2025
Q3 2025
|
Carret Asset Management, LLC
|
SELL
|
- |
-4- 0.21% |
$1.56K - $1.91K
|
1.88K
$1.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-52.2K- 19.21% |
$20.4M - $24.9M
|
220K
$121M
|
|
|
Nov 13, 2025
Q3 2025
|
Altshuler Shaham LTD
|
SELL
|
- |
-932K- 99.93% |
$364M - $445M
|
625
$345K
|
|
|
Nov 13, 2025
Q3 2025
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-8.17K- 3.59% |
$3.19M - $3.9M
|
220K
$121M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
- |
13.9K+ 14.5% |
$5.43M - $6.63M
|
110K
$60.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
PUT |
-42.6K- 35.89% |
$16.7M - $20.3M
|
76.1K
$42M
|
|