Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-6.83K- 2.62% |
$2.67M - $3.26M
|
254K
$140M
|
|
|
Nov 13, 2025
Q3 2025
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-65- 0.83% |
$25.4K - $31K
|
7.77K
$4.29M
|
|
|
Nov 13, 2025
Q3 2025
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
12.4KNew |
$4.85M - $5.92M
|
12.4K
$6.85M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
4.84K+ 10.01% |
$1.89M - $2.31M
|
53.2K
$29.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
84+ 0.64% |
$32.8K - $40.1K
|
13.3K
$7.34M
|
|
|
Nov 13, 2025
Q3 2025
|
Nemes Rush Group LLC
Novi, MI |
SELL
|
- |
-30- 0.43% |
$11.7K - $14.3K
|
6.89K
$3.81M
|
|
|
Nov 13, 2025
Q3 2025
|
Financial Life Planners
Tempe, AZ |
BUY
|
- |
230New |
$89.9K - $110K
|
230
$127K
|
|
|
Nov 13, 2025
Q3 2025
|
Basepoint Wealth LLC
Cedar Rapids, IA |
BUY
|
- |
13+ 0.96% |
$5.08K - $6.2K
|
1.37K
$757K
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Bridge Financial Group, LLC
|
BUY
|
- |
1.84K+ 17.56% |
$719K - $878K
|
12.3K
$6.8M
|
|
|
Nov 13, 2025
Q3 2025
|
F
|
SELL
|
- |
-173- 0.79% |
$67.6K - $82.5K
|
21.7K
$12M
|
|
|
Nov 13, 2025
Q3 2025
|
White Lighthouse Investment Management Inc.
|
SELL
|
- |
-70- 2.75% |
$27.4K - $33.4K
|
2.47K
$1.36M
|
|
|
Nov 13, 2025
Q3 2025
|
Rmb Capital Management, LLC
|
BUY
|
- |
346+ 3.72% |
$135K - $165K
|
9.64K
$5.32M
|
|
|
Nov 13, 2025
Q3 2025
|
Hills Bank & Trust CO
|
BUY
|
- |
1.04K+ 71.17% |
$408K - $498K
|
2.51K
$1.39M
|
|
|
Nov 13, 2025
Q3 2025
|
Tortoise Investment Management, LLC
|
BUY
|
- |
8+ 0.95% |
$3.13K - $3.82K
|
847
$468K
|
|
|
Nov 13, 2025
Q3 2025
|
Klcm Advisors, Inc.
|
BUY
|
- |
18+ 0.64% |
$7.04K - $8.59K
|
2.82K
$1.55M
|
|
|
Nov 13, 2025
Q3 2025
|
Prudent Man Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.12K+ 1.31% |
$1.61M - $1.97M
|
320K
$176M
|
|
|
Nov 13, 2025
Q3 2025
|
Pettyjohn, Wood & White, Inc
Lynchburg, VA |
BUY
|
- |
88+ 8.26% |
$34.4K - $42K
|
1.15K
$637K
|
|
|
Nov 13, 2025
Q3 2025
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.85K- 4.97% |
$724K - $884K
|
35.4K
$19.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
1.65K+ 12.0% |
$643K - $785K
|
15.3K
$8.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-8- 0.15% |
$3.13K - $3.82K
|
5.24K
$2.89M
|
|
|
Nov 13, 2025
Q3 2025
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.67K+ 14.01% |
$652K - $796K
|
13.6K
$7.49M
|
|
|
Nov 13, 2025
Q3 2025
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
1+ 0.06% |
$391 - $477
|
1.59K
$879K
|
|
|
Nov 13, 2025
Q3 2025
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
462K+ 385.5% |
$181M - $221M
|
582K
$321M
|
|
|
Nov 13, 2025
Q3 2025
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
1.16K+ 59.97% |
$452K - $551K
|
3.08K
$1.7M
|
|
|
Nov 13, 2025
Q3 2025
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
2+ 0.29% |
$782 - $954
|
690
$381K
|
|
|
Nov 13, 2025
Q3 2025
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-109- 15.27% |
$42.6K - $52K
|
605
$334K
|
|
|
Nov 13, 2025
Q3 2025
|
Magnolia Capital Advisors LLC
Jackson, MS |
BUY
|
- |
118+ 12.43% |
$46.1K - $56.3K
|
1.07K
$589K
|
|
|
Nov 13, 2025
Q3 2025
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
7.89K+ 2.7% |
$3.08M - $3.76M
|
300K
$166M
|
|
|
Nov 13, 2025
Q3 2025
|
Cetera Trust Company, N.A
St. Paul, MN |
SELL
|
- |
-1.84K- 83.67% |
$719K - $877K
|
359
$198K
|
|
|
Nov 13, 2025
Q3 2025
|
Pine Harbor Wealth Management, LLC
Silver Spring, MD |
BUY
|
- |
435New |
$170K - $208K
|
435
$240K
|
|
|
Nov 13, 2025
Q3 2025
|
Free Gulliver LLC
New Orleans, LA |
BUY
|
- |
453New |
$177K - $216K
|
453
$250K
|
|
|
Nov 13, 2025
Q3 2025
|
Ring Mountain Capital, LLC
Tiburon, CA |
SELL
|
- |
-23- 2.3% |
$8.99K - $11K
|
977
$539K
|
|
|
Nov 13, 2025
Q3 2025
|
Rd Lewis Holdings, Inc.
Maitland, FL |
BUY
|
- |
80+ 1.54% |
$31.3K - $38.2K
|
5.27K
$2.91M
|
|
|
Nov 13, 2025
Q3 2025
|
Groupe La Francaise
Paris, I0 |
SELL
|
- |
-10.1K- 37.03% |
$3.94M - $4.81M
|
17.2K
$9.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Groupe La Francaise
Paris, I0 |
BUY
|
PUT |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 13, 2025
Q3 2025
|
Banque Transatlantique Sa
Paris, I0 |
BUY
|
- |
161+ 2.0% |
$62.9K - $76.8K
|
8.21K
$4.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Glenmede Investment Management, LP
Philadelphia, PA |
BUY
|
- |
648+ 1.56% |
$253K - $309K
|
42.2K
$23.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
93.6K+ 4.92% |
$36.6M - $44.7M
|
2M
$1.1B
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
PUT |
9.3KNew |
$3.64M - $4.44M
|
9.3K
$5.13M
|
|
|
Nov 13, 2025
Q3 2025
|
Kohmann Bosshard Financial Services, LLC
|
BUY
|
- |
124+ 7.84% |
$48.5K - $59.2K
|
1.71K
$942K
|
|
|
Nov 13, 2025
Q3 2025
|
Herold Advisors, Inc.
|
SELL
|
- |
-306- 9.62% |
$120K - $146K
|
2.88K
$1.59M
|
|
|
Nov 13, 2025
Q3 2025
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-3.95K- 85.47% |
$1.55M - $1.89M
|
672
$371K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-518K- 23.92% |
$202M - $247M
|
1.65M
$909M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
PUT |
31.3K+ 20.52% |
$12.2M - $14.9M
|
184K
$101M
|
|
|
Nov 13, 2025
Q3 2025
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-17K- 98.32% |
$6.64M - $8.11M
|
290
$160K
|
|
|
Nov 13, 2025
Q3 2025
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-238- 14.25% |
$93K - $114K
|
1.43K
$791K
|
|
|
Nov 13, 2025
Q3 2025
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
581New |
$227K - $277K
|
581
$321K
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
45+ 0.92% |
$17.6K - $21.5K
|
4.94K
$2.73M
|
|
|
Nov 13, 2025
Q3 2025
|
Nicolet Bankshares Inc
Green Bay, WI |
BUY
|
- |
876+ 25.44% |
$342K - $418K
|
4.32K
$2.38M
|
|