Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Morton Community Bank
East Peoria, IL |
BUY
|
- |
3.76K+ 628.98% |
$1.47M - $1.79M
|
4.35K
$2.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Rw Investment Management LLC
Eagle, ID |
BUY
|
- |
1+ 0.1% |
$391 - $477
|
977
$539K
|
|
|
Nov 13, 2025
Q3 2025
|
Von Borstel & Associates, Inc.
The Dalles, OR |
BUY
|
- |
2.28KNew |
$893K - $1.09M
|
2.28K
$1.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Peak6 LLC
Chicago, IL |
SELL
|
PUT |
-25.5K- 15.41% |
$9.97M - $12.2M
|
140K
$77.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Volterra Technologies LP
New York, NY |
BUY
|
- |
1.79K+ 763.4% |
$701K - $856K
|
2.03K
$1.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Fsa Advisors, Inc.
Troy, MI |
SELL
|
- |
-9- 0.7% |
$3.52K - $4.29K
|
1.27K
$702K
|
|
|
Nov 12, 2025
Q3 2025
|
New Age Alpha Advisors, LLC
Rye, NY |
SELL
|
- |
-1.43K- 7.13% |
$559K - $682K
|
18.6K
$10.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
33.6K+ 32.72% |
$13.1M - $16M
|
136K
$75.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-206- 3.12% |
$80.5K - $98.3K
|
6.39K
$3.53M
|
|
|
Nov 12, 2025
Q3 2025
|
Banco Santander, S.A.
|
BUY
|
- |
14.3K+ 17.16% |
$5.59M - $6.82M
|
97.7K
$53.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Close Asset Management LTD
|
SELL
|
- |
-244- 12.47% |
$95.4K - $116K
|
1.71K
$946K
|
|
|
Nov 12, 2025
Q3 2025
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
BUY
|
- |
221New |
$86.4K - $105K
|
221
$122K
|
|
|
Nov 12, 2025
Q3 2025
|
Whalerock Point Partners, LLC
Providence, RI |
SELL
|
- |
-300- 2.86% |
$117K - $143K
|
10.2K
$5.62M
|
|
|
Nov 12, 2025
Q3 2025
|
Armis Advisers, LLC
Atlanta, GA |
BUY
|
- |
416+ 14.58% |
$163K - $198K
|
3.27K
$1.81M
|
|
|
Nov 12, 2025
Q3 2025
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-551- 21.83% |
$215K - $263K
|
1.97K
$1.09M
|
|
|
Nov 12, 2025
Q3 2025
|
Handelsbanken Fonder Ab
|
BUY
|
- |
1.47K+ 1.46% |
$573K - $699K
|
102K
$56.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-9- 1.95% |
$3.52K - $4.29K
|
453
$250K
|
|
|
Nov 12, 2025
Q3 2025
|
1 St Source Bank
|
BUY
|
- |
183+ 1.94% |
$71.5K - $87.3K
|
9.62K
$5.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-3.6K- 69.23% |
$1.41M - $1.72M
|
1.6K
$883K
|
|
|
Nov 12, 2025
Q3 2025
|
Tiaa Trust, National Association
Charlotte, NC |
SELL
|
- |
-347- 1.52% |
$136K - $166K
|
22.4K
$12.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Aster Capital Management (Difc) LTD
Dubai, C0 |
SELL
|
- |
-12.3K- 93.05% |
$4.8M - $5.86M
|
918
$507K
|
|
|
Nov 12, 2025
Q3 2025
|
Le Clair Wealth Partners LLC
Dublin, OH |
BUY
|
- |
445New |
$174K - $212K
|
445
$246K
|
|
|
Nov 12, 2025
Q3 2025
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
28+ 4.47% |
$10.9K - $13.4K
|
654
$361K
|
|
|
Nov 12, 2025
Q3 2025
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-137- 1.0% |
$53.6K - $65.4K
|
13.5K
$7.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-403- 3.68% |
$158K - $192K
|
10.5K
$5.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Gilbert & Cook, Inc.
|
BUY
|
- |
78+ 2.2% |
$30.5K - $37.2K
|
3.62K
$2M
|
|
|
Nov 12, 2025
Q3 2025
|
Verum Partners LLC
Charlotte, NC |
SELL
|
- |
-11- 1.04% |
$4.3K - $5.25K
|
1.05K
$579K
|
|
|
Nov 12, 2025
Q3 2025
|
Passive Capital Management, Llc.
Baltimore, MD |
BUY
|
- |
500New |
$195K - $239K
|
500
$276K
|
|
|
Nov 12, 2025
Q3 2025
|
Seeds Investor LLC
New York, NY |
BUY
|
- |
466New |
$182K - $222K
|
466
$257K
|
|
|
Nov 12, 2025
Q3 2025
|
Northstar Financial Companies, Inc.
Conshohocken, PA |
SELL
|
- |
-41- 3.31% |
$16K - $19.6K
|
1.2K
$661K
|
|
|
Nov 12, 2025
Q3 2025
|
Aletheian Wealth Advisors LLC
|
SELL
|
- |
-12- 1.69% |
$4.69K - $5.73K
|
699
$386K
|
|
|
Nov 12, 2025
Q3 2025
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-3- 0.05% |
$1.17K - $1.43K
|
6.15K
$3.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
39+ 6.0% |
$15.2K - $18.6K
|
689
$380K
|
|
|
Nov 12, 2025
Q3 2025
|
Covington Investment Advisors Inc.
Ligonier, PA |
BUY
|
- |
50+ 0.24% |
$19.5K - $23.9K
|
20.5K
$11.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
701+ 6.07% |
$274K - $334K
|
12.2K
$6.76M
|
|
|
Nov 12, 2025
Q3 2025
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
101+ 54.89% |
$39.5K - $48.2K
|
285
$157K
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-15- 1.72% |
$5.86K - $7.16K
|
858
$474K
|
|
|
Nov 12, 2025
Q3 2025
|
Catalyst Funds Management Pty LTD
Sydney Nsw, C3 |
SELL
|
- |
-1.38K- 36.51% |
$539K - $658K
|
2.4K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Clare Market Investments LLC
Dallas, TX |
BUY
|
- |
1.77KNew |
$693K - $846K
|
1.77K
$979K
|
|
|
Nov 12, 2025
Q3 2025
|
Tumwater Wealth Management, LLC
Boise, ID |
BUY
|
- |
1+ 0.07% |
$391 - $477
|
1.37K
$756K
|
|
|
Nov 12, 2025
Q3 2025
|
Accredited Wealth Management, LLC
Louisville, KY |
SELL
|
- |
-2.09K- 86.42% |
$818K - $999K
|
329
$182K
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Financial Group, LLC
|
BUY
|
- |
3+ 0.21% |
$1.17K - $1.43K
|
1.45K
$803K
|
|
|
Nov 12, 2025
Q3 2025
|
Aprio Wealth Management, LLC
|
BUY
|
- |
240+ 13.33% |
$93.8K - $115K
|
2.04K
$1.13M
|
|
|
Nov 12, 2025
Q3 2025
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
1.34K+ 125.59% |
$522K - $637K
|
2.4K
$1.32M
|
|
|
Nov 12, 2025
Q3 2025
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
1.15K+ 59.92% |
$451K - $551K
|
3.08K
$1.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Angeles Wealth Management, LLC
|
BUY
|
- |
25+ 2.48% |
$9.77K - $11.9K
|
1.03K
$571K
|
|
|
Nov 12, 2025
Q3 2025
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
90+ 14.83% |
$35.2K - $42.9K
|
697
$385K
|
|
|
Nov 12, 2025
Q3 2025
|
United Bank
|
BUY
|
- |
454+ 11.12% |
$177K - $217K
|
4.54K
$2.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
188+ 1.41% |
$73.5K - $89.7K
|
13.5K
$7.47M
|
|
|
Nov 12, 2025
Q3 2025
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
BUY
|
- |
2.8KNew |
$1.09M - $1.34M
|
2.8K
$1.55M
|
|