Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-97- 1.88% |
$37.9K - $46.3K
|
5.05K
$2.79M
|
|
|
Nov 12, 2025
Q3 2025
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-1.48K- 65.6% |
$577K - $704K
|
774
$427K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
309+ 2.77% |
$121K - $147K
|
11.5K
$6.33M
|
|
|
Nov 12, 2025
Q3 2025
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
1.27KNew |
$495K - $604K
|
1.27K
$699K
|
|
|
Nov 12, 2025
Q3 2025
|
Rfp Financial Group LLC
Atlanta, GA |
SELL
|
- |
-526- 18.4% |
$206K - $251K
|
2.33K
$1.29M
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
488New |
$191K - $233K
|
488
$269K
|
|
|
Nov 12, 2025
Q3 2025
|
Harvest Portfolios Group Inc.
Oakville, A6 |
SELL
|
- |
-13.8K- 21.1% |
$5.38M - $6.57M
|
51.5K
$28.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
SELL
|
- |
-851- 49.25% |
$333K - $406K
|
877
$484K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
693+ 3.33% |
$271K - $331K
|
21.5K
$11.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Sierra Summit Advisors LLC
Incline Village, NV |
BUY
|
- |
60+ 2.14% |
$23.5K - $28.6K
|
2.86K
$1.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
4.53K+ 19.71% |
$1.77M - $2.16M
|
27.5K
$15.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Compass Capital Corp /Ma/ /Adv
Braintree, MA |
BUY
|
- |
52+ 3.46% |
$20.3K - $24.8K
|
1.56K
$859K
|
|
|
Nov 12, 2025
Q3 2025
|
Blue Stem Wealth Partners, LLC
Minnetonka, MN |
BUY
|
- |
35+ 3.06% |
$13.7K - $16.7K
|
1.18K
$650K
|
|
|
Nov 12, 2025
Q3 2025
|
Police & Firemen'S Retirement System Of New Jersey
Trenton, NJ |
BUY
|
- |
4.35K+ 6.18% |
$1.7M - $2.07M
|
74.7K
$41.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Pks Advisory Services, LLC
Albany, NY |
BUY
|
- |
532New |
$208K - $254K
|
532
$294K
|
|
|
Nov 12, 2025
Q3 2025
|
Fortress Private Ledger, LLC
Raleigh, NC |
BUY
|
- |
26+ 2.23% |
$10.2K - $12.4K
|
1.19K
$659K
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
SELL
|
- |
-315- 28.93% |
$123K - $150K
|
774
$427K
|
|
|
Nov 12, 2025
Q3 2025
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
BUY
|
- |
3.27K+ 11.72% |
$1.28M - $1.56M
|
31.1K
$17.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Mengis Capital Management, Inc.
|
BUY
|
- |
1+ 0.07% |
$391 - $477
|
1.39K
$765K
|
|
|
Nov 12, 2025
Q3 2025
|
Mathes Company, Inc.
|
SELL
|
- |
-100- 0.74% |
$39.1K - $47.7K
|
13.4K
$7.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Victory Capital Management Inc
|
BUY
|
- |
20.4K+ 2.99% |
$7.97M - $9.73M
|
702K
$388M
|
|
|
Nov 12, 2025
Q3 2025
|
J.P. Marvel Investment Advisors, LLC
|
BUY
|
- |
86+ 0.74% |
$33.6K - $41K
|
11.7K
$6.48M
|
|
|
Nov 12, 2025
Q3 2025
|
Richard C. Young & Co., Ltd.
|
SELL
|
- |
-1.22K- 2.3% |
$477K - $583K
|
51.8K
$28.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Becker Capital Management Inc
|
SELL
|
- |
-44- 0.63% |
$17.2K - $21K
|
6.91K
$3.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
SELL
|
- |
-93- 1.67% |
$36.4K - $44.4K
|
5.48K
$3.02M
|
|
|
Nov 12, 2025
Q3 2025
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-1.11K- 49.75% |
$434K - $530K
|
1.12K
$619K
|
|
|
Nov 12, 2025
Q3 2025
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-90- 3.53% |
$35.2K - $42.9K
|
2.46K
$1.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
166+ 0.92% |
$64.9K - $79.2K
|
18.2K
$10M
|
|
|
Nov 12, 2025
Q3 2025
|
Monetary Management Group Inc
St Louis, MO |
SELL
|
- |
-375- 4.57% |
$147K - $179K
|
7.84K
$4.33M
|
|
|
Nov 12, 2025
Q3 2025
|
South Dakota Investment Council
Sioux Falls, SD |
SELL
|
- |
-1.18K- 13.16% |
$461K - $563K
|
7.78K
$4.3M
|
|
|
Nov 12, 2025
Q3 2025
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
SELL
|
- |
-151K- 0.85% |
$59M - $72.1M
|
17.5M
$9.67B
|
|
|
Nov 12, 2025
Q3 2025
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
495+ 3.18% |
$194K - $236K
|
16K
$8.86M
|
|
|
Nov 12, 2025
Q3 2025
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-2.84K- 19.05% |
$1.11M - $1.36M
|
12.1K
$6.66M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.21K- 0.33% |
$1.26M - $1.53M
|
983K
$543M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
PUT |
800New |
$313K - $382K
|
800
$442K
|
|
|
Nov 12, 2025
Q3 2025
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
4+ 0.22% |
$1.56K - $1.91K
|
1.79K
$990K
|
|
|
Nov 12, 2025
Q3 2025
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
6.15K+ 63.69% |
$2.4M - $2.93M
|
15.8K
$8.73M
|
|
|
Nov 12, 2025
Q3 2025
|
Ci Investments Inc.
Toronto, A6 |
BUY
|
- |
212+ 8.94% |
$82.9K - $101K
|
2.58K
$1.43M
|
|
|
Nov 12, 2025
Q3 2025
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-20- 3.72% |
$7.82K - $9.54K
|
518
$286K
|
|
|
Nov 12, 2025
Q3 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-69.7K- 2.35% |
$27.3M - $33.3M
|
2.9M
$1.6B
|
|
|
Nov 12, 2025
Q3 2025
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-3.28K- 28.0% |
$1.28M - $1.57M
|
8.45K
$4.66M
|
|
|
Nov 12, 2025
Q3 2025
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-2.85K- 2.47% |
$1.11M - $1.36M
|
112K
$62.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Laffer Tengler Investments
Nashville, TN |
SELL
|
- |
-570- 36.75% |
$223K - $272K
|
981
$542K
|
|
|
Nov 12, 2025
Q3 2025
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-114- 8.59% |
$44.6K - $54.4K
|
1.21K
$670K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13K- 2.08% |
$5.1M - $6.22M
|
613K
$338M
|
|
|
Nov 12, 2025
Q3 2025
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-10.1K- 9.28% |
$3.93M - $4.8M
|
98.3K
$54.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Davidson Capital Management Inc.
Corpus Christi, TX |
SELL
|
- |
-115- 1.31% |
$45K - $54.9K
|
8.67K
$4.79M
|
|
|
Nov 12, 2025
Q3 2025
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
BUY
|
- |
21.7K+ 57.58% |
$8.5M - $10.4M
|
59.5K
$32.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
13+ 0.52% |
$5.08K - $6.2K
|
2.51K
$1.39M
|
|
|
Nov 12, 2025
Q3 2025
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
1.01K+ 11.43% |
$395K - $482K
|
9.85K
$5.44M
|
|