Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Portfolio Design Labs, LLC
Encino, CA |
BUY
|
- |
3.16KNew |
$1.24M - $1.51M
|
3.16K
$1.75M
|
|
|
Nov 12, 2025
Q3 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
688+ 75.77% |
$269K - $328K
|
1.6K
$881K
|
|
|
Nov 12, 2025
Q3 2025
|
Duncan Williams Asset Management, LLC
Memphis, TN |
BUY
|
- |
438New |
$171K - $209K
|
438
$242K
|
|
|
Nov 12, 2025
Q3 2025
|
Arrowroot Family Office, LLC
Marina Del Rey, CA |
SELL
|
- |
-168- 5.88% |
$65.7K - $80.2K
|
2.69K
$1.49M
|
|
|
Nov 12, 2025
Q3 2025
|
Fox Hill Wealth Management
Dedham, MA |
BUY
|
- |
259+ 7.92% |
$101K - $124K
|
3.53K
$1.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
SELL
|
- |
-71- 5.38% |
$27.8K - $33.9K
|
1.25K
$690K
|
|
|
Nov 12, 2025
Q3 2025
|
Reyes Financial Architecture, Inc.
San Diego, CA |
SELL
|
- |
-275- 17.71% |
$108K - $131K
|
1.28K
$706K
|
|
|
Nov 12, 2025
Q3 2025
|
Griffith & Werner, Inc.
Canton, GA |
SELL
|
- |
-104- 12.18% |
$40.7K - $49.6K
|
750
$414K
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
756+ 47.07% |
$296K - $361K
|
2.36K
$1.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Chancellor Financial Group Wb LP
Wilkes Barre, PA |
BUY
|
- |
4+ 0.14% |
$1.56K - $1.91K
|
2.87K
$1.58M
|
|
|
Nov 12, 2025
Q3 2025
|
Nuveen, LLC
Charlotte, NC |
SELL
|
- |
-112K- 4.71% |
$43.6M - $53.2M
|
2.25M
$1.24B
|
|
|
Nov 12, 2025
Q3 2025
|
Manske Wealth Management
Houston, TX |
BUY
|
- |
5+ 0.61% |
$1.95K - $2.39K
|
822
$454K
|
|
|
Nov 12, 2025
Q3 2025
|
Advisory Alpha, LLC
|
BUY
|
- |
196+ 3.72% |
$76.6K - $93.5K
|
5.47K
$3.02M
|
|
|
Nov 12, 2025
Q3 2025
|
Psi Advisors, LLC
|
BUY
|
- |
45+ 2.72% |
$17.6K - $21.5K
|
1.7K
$937K
|
|
|
Nov 12, 2025
Q3 2025
|
Planning Alternatives LTD
|
BUY
|
- |
53+ 3.86% |
$20.7K - $25.3K
|
1.43K
$788K
|
|
|
Nov 12, 2025
Q3 2025
|
Horizon Financial Services, LLC
|
BUY
|
- |
10+ 1000.0% |
$3.91K - $4.77K
|
11
$6.07K
|
|
|
Nov 12, 2025
Q3 2025
|
Mcdonald Partners LLC
|
SELL
|
- |
-31- 4.44% |
$12.1K - $14.8K
|
667
$368K
|
|
|
Nov 12, 2025
Q3 2025
|
New Square Capital LLC
|
BUY
|
- |
2.92K+ 700.96% |
$1.14M - $1.39M
|
3.33K
$1.84M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambria Investment Management, L.P.
|
BUY
|
- |
685New |
$268K - $327K
|
685
$378K
|
|
|
Nov 12, 2025
Q3 2025
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-1K- 8.98% |
$392K - $478K
|
10.2K
$5.61M
|
|
|
Nov 12, 2025
Q3 2025
|
Bellwether Advisors, LLC
|
BUY
|
- |
4.83K+ 3448.57% |
$1.89M - $2.3M
|
4.97K
$2.74M
|
|
|
Nov 12, 2025
Q3 2025
|
One Charles Private Wealth Services, LLC
|
BUY
|
- |
9+ 1.13% |
$3.52K - $4.29K
|
807
$446K
|
|
|
Nov 12, 2025
Q3 2025
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
257+ 0.85% |
$100K - $123K
|
30.5K
$16.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Gw&K Investment Management, LLC
Boston, MA |
BUY
|
- |
16+ 4.0% |
$6.25K - $7.63K
|
416
$230K
|
|
|
Nov 12, 2025
Q3 2025
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-38- 0.41% |
$14.9K - $18.1K
|
9.25K
$5.11M
|
|
|
Nov 12, 2025
Q3 2025
|
Boston Family Office LLC
Boston, MA |
BUY
|
- |
470+ 14.49% |
$184K - $224K
|
3.71K
$2.05M
|
|
|
Nov 12, 2025
Q3 2025
|
Fiduciary Group LLC
Savannah, GA |
BUY
|
- |
177+ 7.79% |
$69.2K - $84.5K
|
2.45K
$1.35M
|
|
|
Nov 12, 2025
Q3 2025
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-50- 2.96% |
$19.5K - $23.9K
|
1.64K
$905K
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
487+ 13.34% |
$190K - $232K
|
4.14K
$2.28M
|
|
|
Nov 12, 2025
Q3 2025
|
Great Lakes Retirement, Inc.
Sandusky, OH |
BUY
|
- |
412+ 5.9% |
$161K - $197K
|
7.4K
$4.08M
|
|
|
Nov 12, 2025
Q3 2025
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-157- 1.16% |
$61.4K - $74.9K
|
13.3K
$7.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Bochk Asset Management LTD
Hong Kong, K3 |
BUY
|
- |
4KNew |
$1.56M - $1.91M
|
4K
$2.21M
|
|
|
Nov 12, 2025
Q3 2025
|
Evernest Financial Advisors, LLC
Carmel, IN |
BUY
|
- |
49+ 1.16% |
$19.2K - $23.4K
|
4.27K
$2.36M
|
|
|
Nov 12, 2025
Q3 2025
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
3+ 0.05% |
$1.17K - $1.43K
|
5.5K
$3.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
447New |
$175K - $213K
|
447
$247K
|
|
|
Nov 12, 2025
Q3 2025
|
Sunpointe, LLC
St. Louis, MO |
SELL
|
- |
-3.25K- 67.86% |
$1.27M - $1.55M
|
1.54K
$849K
|
|
|
Nov 12, 2025
Q3 2025
|
Foster Dykema Cabot & Partners, LLC
Waltham, MA |
BUY
|
- |
556+ 56.5% |
$217K - $265K
|
1.54K
$850K
|
|
|
Nov 12, 2025
Q3 2025
|
M1 Capital Management LLC
Bloomfield Hills, MI |
SELL
|
- |
-356- 29.67% |
$139K - $170K
|
844
$466K
|
|
|
Nov 12, 2025
Q3 2025
|
Integrity Advisory Solutions, LLC
Dallas, TX |
BUY
|
- |
447New |
$175K - $213K
|
447
$247K
|
|
|
Nov 12, 2025
Q3 2025
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-107- 15.67% |
$41.8K - $51.1K
|
576
$318K
|
|
|
Nov 12, 2025
Q3 2025
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-4.48K- 4.72% |
$1.75M - $2.14M
|
90.4K
$49.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
72+ 2.48% |
$28.1K - $34.4K
|
2.97K
$1.64M
|
|
|
Nov 12, 2025
Q3 2025
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-724- 5.38% |
$283K - $345K
|
12.7K
$7.04M
|
|
|
Nov 12, 2025
Q3 2025
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-2.84K- 2.73% |
$1.11M - $1.36M
|
101K
$55.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Kcm Investment Advisors LLC
Greenbrae, CA |
SELL
|
- |
-1.27K- 2.46% |
$495K - $604K
|
50.2K
$27.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Capital Markets Trading Uk LLP
London, X0 |
BUY
|
- |
2.19K+ 114.32% |
$855K - $1.04M
|
4.1K
$2.26M
|
|
|
Nov 12, 2025
Q3 2025
|
Cmt Capital Markets Trading Gmb H
Chicago, IL |
BUY
|
- |
7.16KNew |
$2.8M - $3.41M
|
7.16K
$3.95M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
5.87K+ 19.3% |
$2.3M - $2.8M
|
36.3K
$20M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
SELL
|
- |
-226K- 16.14% |
$88.5M - $108M
|
1.18M
$650M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-113K- 39.52% |
$44.3M - $54.1M
|
173K
$95.7M
|
|