Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
190+ 18.83% |
$74.3K - $90.7K
|
1.2K
$662K
|
|
|
Nov 10, 2025
Q3 2025
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-73- 4.96% |
$28.5K - $34.8K
|
1.4K
$773K
|
|
|
Nov 10, 2025
Q3 2025
|
Adviser Investments LLC
|
BUY
|
- |
18.6K+ 20.85% |
$7.27M - $8.87M
|
108K
$59.5M
|
|
|
Nov 10, 2025
Q3 2025
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
49+ 3.16% |
$19.2K - $23.4K
|
1.6K
$883K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
21.1K+ 85.79% |
$8.26M - $10.1M
|
45.8K
$25.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
CALL |
100+ 25.0% |
$39.1K - $47.7K
|
500
$276K
|
|
|
Nov 10, 2025
Q3 2025
|
Jag Capital Management, LLC
|
SELL
|
- |
-148- 13.72% |
$57.9K - $70.6K
|
931
$514K
|
|
|
Nov 10, 2025
Q3 2025
|
Alerus Financial Na
Grand Forks, ND |
BUY
|
- |
238+ 36.28% |
$93K - $114K
|
894
$494K
|
|
|
Nov 10, 2025
Q3 2025
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
PUT |
2.4KNew |
$938K - $1.15M
|
2.4K
$1.32M
|
|
|
Nov 10, 2025
Q3 2025
|
Ggm Financials LLC
Columbus, OH |
BUY
|
- |
431New |
$168K - $206K
|
431
$238K
|
|
|
Nov 10, 2025
Q3 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
SELL
|
- |
-547- 2.99% |
$214K - $261K
|
17.7K
$9.79M
|
|
|
Nov 10, 2025
Q3 2025
|
Zhang Financial LLC
|
BUY
|
- |
284+ 2.76% |
$111K - $136K
|
10.6K
$5.84M
|
|
|
Nov 10, 2025
Q3 2025
|
Patten Group, Inc.
|
SELL
|
- |
-44- 2.19% |
$17.2K - $21K
|
1.96K
$1.08M
|
|
|
Nov 10, 2025
Q3 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
176+ 2.95% |
$68.8K - $84K
|
6.13K
$3.39M
|
|
|
Nov 10, 2025
Q3 2025
|
Dakota Wealth Management
|
SELL
|
- |
-11.7K- 15.4% |
$4.56M - $5.56M
|
64K
$35.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
243New |
$95K - $116K
|
243
$134K
|
|
|
Nov 10, 2025
Q3 2025
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
1+ 0.07% |
$391 - $477
|
1.45K
$800K
|
|
|
Nov 10, 2025
Q3 2025
|
Palumbo Wealth Management LLC
Great Neck, NY |
BUY
|
- |
48+ 1.83% |
$18.8K - $22.9K
|
2.67K
$1.47M
|
|
|
Nov 10, 2025
Q3 2025
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-2.28K- 35.62% |
$891K - $1.09M
|
4.12K
$2.27M
|
|
|
Nov 10, 2025
Q3 2025
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
BUY
|
- |
25.6KNew |
$10M - $12.2M
|
25.6K
$14.1M
|
|
|
Nov 10, 2025
Q3 2025
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
80+ 1.76% |
$31.3K - $38.2K
|
4.62K
$2.55M
|
|
|
Nov 10, 2025
Q3 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
864+ 5.28% |
$338K - $412K
|
17.2K
$9.52M
|
|
|
Nov 10, 2025
Q3 2025
|
Stonebrook Private Inc.
Northville, MI |
BUY
|
- |
3+ 0.3% |
$1.17K - $1.43K
|
1K
$553K
|
|
|
Nov 10, 2025
Q3 2025
|
Rollins Financial Advisors, LLC
Atlanta, GA |
BUY
|
- |
107+ 2.05% |
$41.8K - $51.1K
|
5.33K
$2.94M
|
|
|
Nov 10, 2025
Q3 2025
|
Kdt Advisors, LLC
New York, NY |
BUY
|
- |
2+ 0.31% |
$782 - $954
|
642
$354K
|
|
|
Nov 10, 2025
Q3 2025
|
Parr Mcknight Wealth Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-30- 1.48% |
$11.7K - $14.3K
|
2K
$1.1M
|
|
|
Nov 10, 2025
Q3 2025
|
Lake Street Financial LLC
|
BUY
|
- |
563New |
$220K - $269K
|
563
$311K
|
|
|
Nov 10, 2025
Q3 2025
|
Rice Partnership, LLC
|
SELL
|
- |
-145- 3.71% |
$56.7K - $69.2K
|
3.77K
$2.08M
|
|
|
Nov 10, 2025
Q3 2025
|
Chase Investment Counsel Corp
|
BUY
|
- |
133+ 16.34% |
$52K - $63.5K
|
947
$523K
|
|
|
Nov 10, 2025
Q3 2025
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-195- 2.22% |
$76.2K - $93K
|
8.58K
$4.74M
|
|
|
Nov 10, 2025
Q3 2025
|
Lcnb Corp
Lebanon, OH |
BUY
|
- |
47+ 2.92% |
$18.4K - $22.4K
|
1.66K
$916K
|
|
|
Nov 10, 2025
Q3 2025
|
First Financial Bankshares Inc
Abilene, TX |
BUY
|
- |
308+ 14.73% |
$120K - $147K
|
2.4K
$1.32M
|
|
|
Nov 10, 2025
Q3 2025
|
Mufg Securities Americas Inc.
New York, NY |
BUY
|
- |
2.21K+ 21.2% |
$864K - $1.05M
|
12.6K
$6.97M
|
|
|
Nov 10, 2025
Q3 2025
|
First Heartland Consultants, Inc.
|
BUY
|
- |
437+ 14.39% |
$171K - $209K
|
3.47K
$1.92M
|
|
|
Nov 10, 2025
Q3 2025
|
First American Trust, Fsb
|
BUY
|
- |
26+ 0.11% |
$10.2K - $12.4K
|
24.7K
$13.6M
|
|
|
Nov 10, 2025
Q3 2025
|
Wrapmanager Inc
|
SELL
|
- |
-568- 18.93% |
$222K - $271K
|
2.43K
$1.34M
|
|
|
Nov 10, 2025
Q3 2025
|
Wrenne Financial Planning LLC
Lexington, KY |
BUY
|
- |
484New |
$189K - $231K
|
484
$267K
|
|
|
Nov 10, 2025
Q3 2025
|
Affinity Investment Advisors, LLC
|
SELL
|
- |
-105- 3.1% |
$41K - $50.1K
|
3.28K
$1.81M
|
|
|
Nov 10, 2025
Q3 2025
|
Td Asset Management Inc
|
SELL
|
- |
-4.64K- 1.97% |
$1.82M - $2.22M
|
231K
$128M
|
|
|
Nov 10, 2025
Q3 2025
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
11+ 0.43% |
$4.3K - $5.25K
|
2.57K
$1.42M
|
|
|
Nov 10, 2025
Q3 2025
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-146- 1.73% |
$57.1K - $69.7K
|
8.28K
$4.57M
|
|
|
Nov 10, 2025
Q3 2025
|
Corepath Wealth Partners LLC
Scottsdale, AZ |
BUY
|
- |
425New |
$166K - $203K
|
425
$235K
|
|
|
Nov 10, 2025
Q3 2025
|
Redmond Asset Management, LLC
Henrico, VA |
SELL
|
- |
-660- 10.83% |
$258K - $315K
|
5.44K
$3M
|
|
|
Nov 10, 2025
Q3 2025
|
Empirical Asset Management, LLC
|
BUY
|
- |
1.19K+ 79.8% |
$463K - $565K
|
2.67K
$1.47M
|
|
|
Nov 10, 2025
Q3 2025
|
Kaizen Financial Strategies
|
BUY
|
- |
11+ 0.92% |
$4.3K - $5.25K
|
1.2K
$664K
|
|
|
Nov 10, 2025
Q3 2025
|
Mesirow Financial Investment Management, Inc.
|
SELL
|
- |
-1.51K- 1.59% |
$591K - $722K
|
93.4K
$51.6M
|
|
|
Nov 10, 2025
Q3 2025
|
Weaver Consulting Group
|
BUY
|
- |
566New |
$221K - $270K
|
566
$312K
|
|
|
Nov 10, 2025
Q3 2025
|
Hohimer Wealth Management, LLC
|
BUY
|
- |
11+ 0.3% |
$4.3K - $5.25K
|
3.67K
$2.02M
|
|
|
Nov 10, 2025
Q3 2025
|
K.J. Harrison & Partners Inc
|
BUY
|
- |
3K+ 72.73% |
$1.17M - $1.43M
|
7.13K
$3.93M
|
|
|
Nov 10, 2025
Q3 2025
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
81+ 1.9% |
$31.7K - $38.6K
|
4.34K
$2.39M
|
|