Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2025
Q3 2025
|
Rkl Wealth Management LLC
|
SELL
|
- |
-97- 2.16% |
$37.9K - $46.3K
|
4.38K
$2.42M
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
SELL
|
- |
-12.5K- 2.42% |
$4.9M - $5.98M
|
506K
$279M
|
|
|
Nov 10, 2025
Q3 2025
|
Advisor Os, LLC
|
BUY
|
- |
995+ 23.33% |
$389K - $475K
|
5.26K
$2.9M
|
|
|
Nov 10, 2025
Q3 2025
|
Xponance, Inc.
|
SELL
|
- |
-3.37K- 4.78% |
$1.32M - $1.61M
|
67K
$37M
|
|
|
Nov 10, 2025
Q3 2025
|
360 Financial, Inc.
|
BUY
|
- |
150+ 15.87% |
$58.6K - $71.6K
|
1.1K
$604K
|
|
|
Nov 10, 2025
Q3 2025
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
SELL
|
- |
-10.4K- 0.83% |
$4.05M - $4.95M
|
1.25M
$687M
|
|
|
Nov 10, 2025
Q3 2025
|
Northwest Quadrant Wealth Management, LLC
|
SELL
|
- |
-89- 2.31% |
$34.8K - $42.5K
|
3.77K
$2.08M
|
|
|
Nov 10, 2025
Q3 2025
|
Interchange Capital Partners, LLC
|
BUY
|
- |
275+ 20.9% |
$108K - $131K
|
1.59K
$878K
|
|
|
Nov 10, 2025
Q3 2025
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-74.7K- 69.6% |
$29.2M - $35.6M
|
32.6K
$18M
|
|
|
Nov 10, 2025
Q3 2025
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
265+ 1.09% |
$104K - $126K
|
24.6K
$13.6M
|
|
|
Nov 10, 2025
Q3 2025
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-100K- 7.33% |
$39.3M - $47.9M
|
1.27M
$701M
|
|
|
Nov 10, 2025
Q3 2025
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
50+ 7.0% |
$19.5K - $23.9K
|
764
$422K
|
|
|
Nov 10, 2025
Q3 2025
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
248+ 9.55% |
$96.9K - $118K
|
2.84K
$1.57M
|
|
|
Nov 10, 2025
Q3 2025
|
Cypress Asset Management Inc
Houston, TX |
SELL
|
- |
-8- 0.3% |
$3.13K - $3.82K
|
2.63K
$1.45M
|
|
|
Nov 10, 2025
Q3 2025
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-628- 1.34% |
$245K - $300K
|
46.3K
$25.5M
|
|
|
Nov 10, 2025
Q3 2025
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
203+ 9.39% |
$79.4K - $96.9K
|
2.37K
$1.31M
|
|
|
Nov 10, 2025
Q3 2025
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
5+ 0.01% |
$1.95K - $2.39K
|
36.1K
$19.9M
|
|
|
Nov 10, 2025
Q3 2025
|
Second Half Financial Partners, LLC
Sebring, FL |
SELL
|
- |
-42- 5.17% |
$16.4K - $20K
|
771
$426K
|
|
|
Nov 10, 2025
Q3 2025
|
Citizens Business Bank
Ontario, CA |
SELL
|
- |
-20- 1.19% |
$7.82K - $9.54K
|
1.67K
$920K
|
|
|
Nov 10, 2025
Q3 2025
|
Catalyst Financial Partners LLC
Boston, MA |
BUY
|
- |
55+ 1.19% |
$21.5K - $26.2K
|
4.69K
$2.59M
|
|
|
Nov 10, 2025
Q3 2025
|
Bear Mountain Capital, Inc.
Seattle, WA |
BUY
|
- |
1+ 0.29% |
$391 - $477
|
346
$191K
|
|
|
Nov 10, 2025
Q3 2025
|
Bare Financial Services, Inc
Gap, PA |
BUY
|
- |
7+ 28.0% |
$2.74K - $3.34K
|
32
$17.7K
|
|
|
Nov 10, 2025
Q3 2025
|
Diversify Wealth Management, LLC
Sandy, UT |
SELL
|
- |
-244- 15.31% |
$95.4K - $116K
|
1.35K
$745K
|
|
|
Nov 10, 2025
Q3 2025
|
Hager Investment Management Services, LLC
New London, NH |
SELL
|
- |
-444- 7.92% |
$174K - $212K
|
5.16K
$2.85M
|
|
|
Nov 10, 2025
Q3 2025
|
Hurley Capital, LLC
New York, NY |
BUY
|
- |
78+ 30.23% |
$30.5K - $37.2K
|
336
$185K
|
|
|
Nov 10, 2025
Q3 2025
|
Brucke Financial, Inc.
Indianapolis, IN |
SELL
|
- |
-340- 10.79% |
$133K - $162K
|
2.81K
$1.55M
|
|
|
Nov 10, 2025
Q3 2025
|
Dogwood Wealth Management LLC
Lenexa, KS |
BUY
|
- |
2+ 3.77% |
$782 - $954
|
55
$30.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Clarion Wealth Managment Partners, LLC
Fairfax, VA |
BUY
|
- |
44+ 3.44% |
$17.2K - $21K
|
1.32K
$730K
|
|
|
Nov 07, 2025
Q3 2025
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-7.61K- 69.08% |
$2.97M - $3.63M
|
3.41K
$1.88M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.25K- 1.17% |
$1.66M - $2.03M
|
359K
$198M
|
|
|
Nov 07, 2025
Q3 2025
|
Perfromance Wealth Partners, LLC
|
BUY
|
- |
14+ 0.39% |
$5.47K - $6.68K
|
3.6K
$1.98M
|
|
|
Nov 07, 2025
Q3 2025
|
Sageworth Trust CO
|
BUY
|
- |
3.84K+ 509.01% |
$1.5M - $1.83M
|
4.6K
$2.54M
|
|
|
Nov 07, 2025
Q3 2025
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-138- 2.69% |
$53.9K - $65.8K
|
5K
$2.76M
|
|
|
Nov 07, 2025
Q3 2025
|
Rialto Wealth Management, LLC
Syracuse, NY |
BUY
|
- |
3+ 8.57% |
$1.17K - $1.43K
|
38
$21K
|
|
|
Nov 07, 2025
Q3 2025
|
Uniting Wealth Partners, LLC
Mission, KS |
BUY
|
- |
529+ 54.59% |
$207K - $252K
|
1.5K
$827K
|
|
|
Nov 07, 2025
Q3 2025
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
SELL
|
- |
-113- 9.39% |
$44.2K - $53.9K
|
1.09K
$602K
|
|
|
Nov 07, 2025
Q3 2025
|
Forth Right Wealth Management, LLC
|
BUY
|
- |
421New |
$165K - $201K
|
421
$232K
|
|
|
Nov 07, 2025
Q3 2025
|
State Of New Jersey Common Pension Fund D
|
BUY
|
- |
4.01K+ 2.48% |
$1.57M - $1.91M
|
166K
$91.5M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-124K- 3.4% |
$48.5M - $59.2M
|
3.52M
$1.95B
|
|
|
Nov 07, 2025
Q3 2025
|
Calton & Associates, Inc.
|
SELL
|
- |
-291- 11.71% |
$114K - $139K
|
2.19K
$1.21M
|
|
|
Nov 07, 2025
Q3 2025
|
Hardy Reed LLC
|
BUY
|
- |
110+ 2.69% |
$43K - $52.5K
|
4.2K
$2.32M
|
|
|
Nov 07, 2025
Q3 2025
|
Addison Advisors LLC
|
BUY
|
- |
82+ 3.43% |
$32.1K - $39.1K
|
2.47K
$1.37M
|
|
|
Nov 07, 2025
Q3 2025
|
Main Street Group, LTD
Glen Allen, VA |
SELL
|
- |
-4- 0.7% |
$1.56K - $1.91K
|
564
$311K
|
|
|
Nov 07, 2025
Q3 2025
|
Fifth Third Bancorp
|
SELL
|
- |
-781- 0.16% |
$305K - $373K
|
500K
$276M
|
|
|
Nov 07, 2025
Q3 2025
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-71- 0.47% |
$27.8K - $33.9K
|
14.9K
$8.24M
|
|
|
Nov 07, 2025
Q3 2025
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
127+ 3.41% |
$49.6K - $60.6K
|
3.85K
$2.12M
|
|
|
Nov 07, 2025
Q3 2025
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
200+ 4.7% |
$78.2K - $95.4K
|
4.45K
$2.46M
|
|
|
Nov 07, 2025
Q3 2025
|
Phillips Wealth Planners LLC
Starkville, MS |
BUY
|
- |
16+ 1.56% |
$6.25K - $7.63K
|
1.04K
$576K
|
|
|
Nov 07, 2025
Q3 2025
|
Eagle Wealth Strategies LLC
West Deptford, NJ |
BUY
|
- |
3+ 0.26% |
$1.17K - $1.43K
|
1.17K
$646K
|
|
|
Nov 07, 2025
Q3 2025
|
Credit Industriel Et Commercial
Paris France, I0 |
SELL
|
- |
-2.44K- 70.4% |
$953K - $1.16M
|
1.03K
$566K
|
|