Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Credit Industriel Et Commercial
Paris France, I0 |
SELL
|
PUT |
-2.6K- 12.09% |
$1.02M - $1.24M
|
18.9K
$10.4M
|
|
|
Nov 07, 2025
Q3 2025
|
Providence Financial Advisors, LLC
Overland Park, KS |
BUY
|
- |
3.27KNew |
$1.28M - $1.56M
|
3.27K
$1.81M
|
|
|
Nov 07, 2025
Q3 2025
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-117K- 0.25% |
$45.6M - $55.6M
|
45.9M
$25.4B
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-71- 2.19% |
$27.8K - $33.9K
|
3.18K
$1.75M
|
|
|
Nov 07, 2025
Q3 2025
|
Neos Investment Management LLC
Westport, CT |
BUY
|
- |
31.6K+ 62.92% |
$12.3M - $15.1M
|
81.8K
$45.2M
|
|
|
Nov 07, 2025
Q3 2025
|
Denali Advisors LLC
|
SELL
|
- |
-1.15K- 41.53% |
$450K - $549K
|
1.62K
$894K
|
|
|
Nov 07, 2025
Q3 2025
|
Capital Planning Advisors, LLC
Sacramento, CA |
SELL
|
- |
-100- 3.75% |
$39.1K - $47.7K
|
2.57K
$1.42M
|
|
|
Nov 07, 2025
Q3 2025
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-625- 0.9% |
$244K - $298K
|
68.5K
$37.8M
|
|
|
Nov 07, 2025
Q3 2025
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-12.6K- 9.63% |
$4.94M - $6.03M
|
119K
$65.5M
|
|
|
Nov 07, 2025
Q3 2025
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-13- 1.86% |
$5.08K - $6.2K
|
686
$379K
|
|
|
Nov 07, 2025
Q3 2025
|
Smart Wealth LLC
Omaha, NE |
SELL
|
- |
-169- 18.61% |
$66.1K - $80.6K
|
739
$408K
|
|
|
Nov 07, 2025
Q3 2025
|
Beacon Capital Management, LLC
|
SELL
|
- |
-593- 45.93% |
$232K - $283K
|
698
$385K
|
|
|
Nov 07, 2025
Q3 2025
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
1.71KNew |
$668K - $816K
|
1.71K
$944K
|
|
|
Nov 07, 2025
Q3 2025
|
Summitry LLC
Foster City, CA |
BUY
|
- |
977+ 4.62% |
$382K - $466K
|
22.1K
$12.2M
|
|
|
Nov 07, 2025
Q3 2025
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
3+ 0.05% |
$1.17K - $1.43K
|
6.63K
$3.66M
|
|
|
Nov 07, 2025
Q3 2025
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
22+ 1.05% |
$8.6K - $10.5K
|
2.13K
$1.17M
|
|
|
Nov 07, 2025
Q3 2025
|
M&G PLC
London, X0 |
SELL
|
- |
-15.7K- 58.82% |
$6.12M - $7.47M
|
11K
$6.05M
|
|
|
Nov 07, 2025
Q3 2025
|
Holistic Financial Partners
|
BUY
|
- |
99+ 11.5% |
$38.7K - $47.2K
|
960
$530K
|
|
|
Nov 07, 2025
Q3 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
26+ 1.35% |
$10.2K - $12.4K
|
1.95K
$1.08M
|
|
|
Nov 07, 2025
Q3 2025
|
Merit Financial Group, LLC
|
SELL
|
- |
-1- -0.0% |
$391 - $477
|
33.4K
$18.4M
|
|
|
Nov 07, 2025
Q3 2025
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-1.78K- 38.69% |
$694K - $847K
|
2.81K
$1.55M
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-25- 0.16% |
$9.77K - $11.9K
|
15.3K
$8.43M
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-507- 1.82% |
$198K - $242K
|
27.4K
$15.1M
|
|
|
Nov 07, 2025
Q3 2025
|
Drucker Wealth 3.0, LLC
Woodcliff Lake, NJ |
BUY
|
- |
109+ 19.43% |
$42.6K - $52K
|
670
$370K
|
|
|
Nov 07, 2025
Q3 2025
|
Brightwater Advisory LLC
Tampa, FL |
BUY
|
- |
1+ 0.16% |
$391 - $477
|
610
$337K
|
|
|
Nov 07, 2025
Q3 2025
|
Arvest Bank Trust Division
Dewey, OK |
BUY
|
- |
10+ 0.59% |
$3.91K - $4.77K
|
1.69K
$934K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Capital Partners, LLC
West Chester, PA |
BUY
|
- |
51+ 8.61% |
$19.9K - $24.3K
|
643
$355K
|
|
|
Nov 07, 2025
Q3 2025
|
Kassira Wealth Management LLC
Knoxville, TN |
BUY
|
- |
460New |
$180K - $219K
|
460
$254K
|
|
|
Nov 07, 2025
Q3 2025
|
Marble Harbor Investment Counsel, LLC
Boston, MA |
SELL
|
- |
-35- 1.03% |
$13.7K - $16.7K
|
3.35K
$1.85M
|
|
|
Nov 07, 2025
Q3 2025
|
Crestwood Advisors Group LLC
|
BUY
|
- |
527+ 2.34% |
$206K - $251K
|
23.1K
$12.7M
|
|
|
Nov 07, 2025
Q3 2025
|
Cornerstone Advisory, LLC
|
BUY
|
- |
226+ 13.0% |
$88.3K - $108K
|
1.96K
$1.08M
|
|
|
Nov 07, 2025
Q3 2025
|
Burke & Herbert Bank & Trust CO
|
SELL
|
- |
-50- 1.04% |
$19.5K - $23.9K
|
4.78K
$2.64M
|
|
|
Nov 07, 2025
Q3 2025
|
Hodges Capital Management Inc.
|
BUY
|
- |
531+ 3.63% |
$208K - $253K
|
15.2K
$8.37M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
SELL
|
- |
-447- 3.56% |
$175K - $213K
|
12.1K
$6.68M
|
|
|
Nov 07, 2025
Q3 2025
|
Northeast Investment Management
|
SELL
|
- |
-38- 0.21% |
$14.9K - $18.1K
|
18K
$9.92M
|
|
|
Nov 07, 2025
Q3 2025
|
626 Financial, LLC
|
SELL
|
- |
-8- 0.39% |
$3.13K - $3.82K
|
2.03K
$1.12M
|
|
|
Nov 07, 2025
Q3 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
1.83K+ 9.17% |
$716K - $874K
|
21.8K
$12M
|
|
|
Nov 07, 2025
Q3 2025
|
Luts & Greenleigh Group, Inc
Bethesda, MD |
BUY
|
- |
32+ 4.64% |
$12.5K - $15.3K
|
721
$398K
|
|
|
Nov 07, 2025
Q3 2025
|
Maridea Wealth Management LLC
Brooklyn, NY |
BUY
|
- |
439New |
$172K - $209K
|
439
$242K
|
|
|
Nov 07, 2025
Q3 2025
|
Bbr Partners, LLC
New York, NY |
BUY
|
- |
40+ 0.97% |
$15.6K - $19.1K
|
4.18K
$2.31M
|
|
|
Nov 07, 2025
Q3 2025
|
May Hill Capital, LLC
Cohasset, MA |
BUY
|
- |
41+ 5.07% |
$16K - $19.6K
|
850
$469K
|
|
|
Nov 07, 2025
Q3 2025
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
9+ 0.26% |
$3.52K - $4.29K
|
3.49K
$1.92M
|
|
|
Nov 07, 2025
Q3 2025
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
1.19K+ 1.56% |
$464K - $566K
|
77.1K
$42.6M
|
|
|
Nov 07, 2025
Q3 2025
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
27+ 5.66% |
$10.6K - $12.9K
|
504
$278K
|
|
|
Nov 07, 2025
Q3 2025
|
Syon Capital LLC
San Francisco, CA |
BUY
|
- |
464+ 7.22% |
$181K - $221K
|
6.89K
$3.8M
|
|
|
Nov 07, 2025
Q3 2025
|
Studio Investment Management LLC
Chicago, IL |
SELL
|
- |
-1.61K- 12.66% |
$631K - $770K
|
11.1K
$6.14M
|
|
|
Nov 07, 2025
Q3 2025
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-9K- 47.37% |
$3.52M - $4.29M
|
10K
$5.52M
|
|
|
Nov 07, 2025
Q3 2025
|
Redmont Wealth Advisors LLC
Chicago, IL |
BUY
|
- |
29+ 29.0% |
$11.3K - $13.8K
|
129
$71.2K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiscal Wisdom Wealth Management, LLC
Canton, CT |
BUY
|
- |
703New |
$275K - $335K
|
703
$388K
|
|
|
Nov 07, 2025
Q3 2025
|
Mjp Associates Inc
|
BUY
|
- |
138+ 14.21% |
$53.9K - $65.8K
|
1.11K
$612K
|
|