Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2025
Q3 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-900- 6.81% |
$352K - $429K
|
12.3K
$6.8M
|
|
|
Nov 07, 2025
Q3 2025
|
Westchester Capital Management, Inc.
Omaha, NE |
SELL
|
- |
-1.74K- 2.74% |
$680K - $830K
|
61.8K
$34.1M
|
|
|
Nov 07, 2025
Q3 2025
|
Avestar Capital, LLC
|
SELL
|
- |
-239- 7.09% |
$93.4K - $114K
|
3.13K
$1.73M
|
|
|
Nov 07, 2025
Q3 2025
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
266+ 4.77% |
$104K - $127K
|
5.85K
$3.23M
|
|
|
Nov 07, 2025
Q3 2025
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
3.83K+ 9.16% |
$1.5M - $1.83M
|
45.6K
$25.2M
|
|
|
Nov 07, 2025
Q3 2025
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-3.08K- 14.26% |
$1.2M - $1.47M
|
18.5K
$10.2M
|
|
|
Nov 07, 2025
Q3 2025
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1.69K- 7.06% |
$662K - $808K
|
22.3K
$12.3M
|
|
|
Nov 07, 2025
Q3 2025
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-193- 0.25% |
$75.4K - $92.1K
|
75.9K
$41.9M
|
|
|
Nov 07, 2025
Q3 2025
|
Cfo4 Life Group, LLC
|
BUY
|
- |
25+ 4.27% |
$9.77K - $11.9K
|
611
$337K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-11- 0.57% |
$4.3K - $5.25K
|
1.92K
$1.06M
|
|
|
Nov 07, 2025
Q3 2025
|
Midland Wealth Advisors LLC
Rockford, IL |
SELL
|
- |
-233- 5.97% |
$91.1K - $111K
|
3.67K
$2.03M
|
|
|
Nov 07, 2025
Q3 2025
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-7.17K- 7.2% |
$2.8M - $3.42M
|
92.4K
$51M
|
|
|
Nov 07, 2025
Q3 2025
|
Lion Street Advisors, LLC
|
BUY
|
- |
637+ 21.81% |
$249K - $304K
|
3.56K
$1.96M
|
|
|
Nov 07, 2025
Q3 2025
|
Puzo Michael J
|
SELL
|
- |
-90- 3.77% |
$35.2K - $42.9K
|
2.3K
$1.27M
|
|
|
Nov 07, 2025
Q3 2025
|
Somerville Kurt F
|
SELL
|
- |
-25- 0.94% |
$9.77K - $11.9K
|
2.64K
$1.46M
|
|
|
Nov 07, 2025
Q3 2025
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-10- 0.55% |
$3.91K - $4.77K
|
1.82K
$1M
|
|
|
Nov 07, 2025
Q3 2025
|
Excalibur Management Corp
|
SELL
|
- |
-75- 3.79% |
$29.3K - $35.8K
|
1.91K
$1.05M
|
|
|
Nov 07, 2025
Q3 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
274+ 22.17% |
$107K - $131K
|
1.51K
$834K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
41+ 0.29% |
$16K - $19.6K
|
14.4K
$7.93M
|
|
|
Nov 07, 2025
Q3 2025
|
Berkeley Capital Partners, LLC
|
BUY
|
- |
541New |
$211K - $258K
|
541
$299K
|
|
|
Nov 07, 2025
Q3 2025
|
Amg National Trust Bank
|
SELL
|
- |
-5- 0.08% |
$1.95K - $2.39K
|
6.59K
$3.64M
|
|
|
Nov 07, 2025
Q3 2025
|
Bridgewater Advisors Inc.
|
BUY
|
- |
49+ 2.09% |
$19.2K - $23.4K
|
2.39K
$1.32M
|
|
|
Nov 07, 2025
Q3 2025
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
3+ 0.34% |
$1.17K - $1.43K
|
889
$491K
|
|
|
Nov 07, 2025
Q3 2025
|
Kovack Advisors, Inc.
|
SELL
|
- |
-347- 7.61% |
$136K - $166K
|
4.21K
$2.33M
|
|
|
Nov 07, 2025
Q3 2025
|
Wharton Business Group, LLC
Malvern, PA |
SELL
|
- |
-1.08K- 2.13% |
$422K - $515K
|
49.6K
$27.4M
|
|
|
Nov 07, 2025
Q3 2025
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-6.18K- 68.33% |
$2.42M - $2.95M
|
2.86K
$1.58M
|
|
|
Nov 07, 2025
Q3 2025
|
D'Orazio & Associates, Inc.
Falls Church, VA |
BUY
|
- |
17+ 1.68% |
$6.65K - $8.11K
|
1.03K
$568K
|
|
|
Nov 07, 2025
Q3 2025
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
6+ 0.37% |
$2.35K - $2.86K
|
1.63K
$901K
|
|
|
Nov 07, 2025
Q3 2025
|
Mendel Money Management
Northbrook, IL |
SELL
|
- |
-20- 0.6% |
$7.82K - $9.54K
|
3.3K
$1.82M
|
|
|
Nov 07, 2025
Q3 2025
|
New Millennium Group LLC
Sandy, UT |
BUY
|
- |
274+ 1370.0% |
$107K - $131K
|
294
$162K
|
|
|
Nov 07, 2025
Q3 2025
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
BUY
|
- |
139+ 2.76% |
$54.3K - $66.3K
|
5.17K
$2.85M
|
|
|
Nov 07, 2025
Q3 2025
|
Beverly Hills Private Wealth, LLC
Beverly Hills, CA |
SELL
|
- |
-250- 9.9% |
$97.7K - $119K
|
2.27K
$1.26M
|
|
|
Nov 07, 2025
Q3 2025
|
Convergence Financial, LLC
Columbia, MO |
SELL
|
- |
-73- 5.56% |
$28.5K - $34.8K
|
1.24K
$684K
|
|
|
Nov 07, 2025
Q3 2025
|
Marshall & Sterling Wealth Advisors Inc.
Poughkeepsie, NY |
BUY
|
- |
1+ 0.46% |
$391 - $477
|
218
$120K
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-3.39K- 4.51% |
$1.32M - $1.62M
|
71.7K
$39.6M
|
|
|
Nov 06, 2025
Q3 2025
|
Wealthfront Advisers LLC
|
BUY
|
- |
1.56K+ 2.41% |
$610K - $745K
|
66.3K
$36.6M
|
|
|
Nov 06, 2025
Q3 2025
|
Means Investment Co., Inc.
|
BUY
|
- |
4+ 0.18% |
$1.56K - $1.91K
|
2.28K
$1.26M
|
|
|
Nov 06, 2025
Q3 2025
|
Johnson Investment Counsel Inc
Cincinnati, OH |
BUY
|
- |
497+ 3.48% |
$194K - $237K
|
14.8K
$8.17M
|
|
|
Nov 06, 2025
Q3 2025
|
Arista Wealth Management, LLC
Las Vegas, NV |
SELL
|
- |
-40- 4.7% |
$15.6K - $19.1K
|
811
$448K
|
|
|
Nov 06, 2025
Q3 2025
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
543New |
$212K - $259K
|
543
$300K
|
|
|
Nov 06, 2025
Q3 2025
|
First National Trust CO
|
SELL
|
- |
-1.67K- 3.68% |
$654K - $798K
|
43.7K
$24.1M
|
|
|
Nov 06, 2025
Q3 2025
|
Wesbanco Bank Inc
|
SELL
|
- |
-1.76K- 7.68% |
$687K - $838K
|
21.1K
$11.7M
|
|
|
Nov 06, 2025
Q3 2025
|
Winslow Asset Management Inc
|
BUY
|
- |
10+ 1.1% |
$3.91K - $4.77K
|
915
$505K
|
|
|
Nov 06, 2025
Q3 2025
|
S&Co Inc
Boston, MA |
SELL
|
- |
-5.2K- 4.43% |
$2.03M - $2.48M
|
112K
$61.9M
|
|
|
Nov 06, 2025
Q3 2025
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-1.34K- 14.15% |
$523K - $638K
|
8.11K
$4.48M
|
|
|
Nov 06, 2025
Q3 2025
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-102- 2.98% |
$39.9K - $48.7K
|
3.32K
$1.83M
|
|
|
Nov 06, 2025
Q3 2025
|
Opinicus Capital, Inc.
Tampa, FL |
BUY
|
- |
222+ 13.35% |
$86.8K - $106K
|
1.89K
$1.04M
|
|
|
Nov 06, 2025
Q3 2025
|
Aspect Partners, LLC
Fairfax, VA |
SELL
|
- |
-1- 2.56% |
$391 - $477
|
38
$21K
|
|
|
Nov 06, 2025
Q3 2025
|
Bridge Port Financial Solutions, LLC
Fairfield, IA |
BUY
|
- |
519New |
$203K - $248K
|
519
$287K
|
|
|
Nov 06, 2025
Q3 2025
|
Midwest Trust CO
Overland Park, KS |
SELL
|
- |
-2.42K- 1.41% |
$946K - $1.15M
|
170K
$93.7M
|
|