Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2025
Q3 2025
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-5.3K- 21.87% |
$2.07M - $2.53M
|
18.9K
$10.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
PUT |
-6.3K- 71.59% |
$2.46M - $3.01M
|
2.5K
$1.38M
|
|
|
Nov 06, 2025
Q3 2025
|
Applied Finance Capital Management, LLC
San Juan, PR |
SELL
|
- |
-1.38K- 24.29% |
$539K - $658K
|
4.3K
$2.37M
|
|
|
Nov 06, 2025
Q3 2025
|
Caprock Group, Inc.
|
BUY
|
- |
2.22K+ 13.53% |
$868K - $1.06M
|
18.6K
$10.3M
|
|
|
Nov 06, 2025
Q3 2025
|
Ing Groep Nv
|
BUY
|
- |
12.2K+ 18.51% |
$4.76M - $5.81M
|
78K
$43M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.91K- 20.81% |
$745K - $909K
|
7.25K
$4M
|
|
|
Nov 06, 2025
Q3 2025
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11.5K- 7.11% |
$4.5M - $5.49M
|
150K
$83M
|
|
|
Nov 06, 2025
Q3 2025
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
CALL |
-2K- 23.53% |
$782K - $954K
|
6.5K
$3.59M
|
|
|
Nov 06, 2025
Q3 2025
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
6K+ 0.71% |
$2.35M - $2.86M
|
853K
$471M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-5- 0.09% |
$1.95K - $2.39K
|
5.8K
$3.2M
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
5.65K+ 32.76% |
$2.21M - $2.7M
|
22.9K
$12.6M
|
|
|
Nov 06, 2025
Q3 2025
|
Fundamentun, LLC
Beachwood, OH |
BUY
|
- |
33+ 0.72% |
$12.9K - $15.7K
|
4.59K
$2.53M
|
|
|
Nov 06, 2025
Q3 2025
|
Magnolia Private Wealth, LLC
Philadelphia, PA |
BUY
|
- |
421New |
$165K - $201K
|
421
$232K
|
|
|
Nov 06, 2025
Q3 2025
|
Sanchez Wealth Management Group
|
BUY
|
- |
6+ 0.42% |
$2.35K - $2.86K
|
1.44K
$797K
|
|
|
Nov 06, 2025
Q3 2025
|
Krilogy Financial LLC
|
BUY
|
- |
3.54KNew |
$1.39M - $1.69M
|
3.54K
$1.96M
|
|
|
Nov 06, 2025
Q3 2025
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-791- 3.95% |
$309K - $377K
|
19.2K
$10.6M
|
|
|
Nov 06, 2025
Q3 2025
|
Strategic Financial Partners, Ltd.
Bend, OR |
BUY
|
- |
473New |
$185K - $226K
|
473
$261K
|
|
|
Nov 06, 2025
Q3 2025
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
BUY
|
- |
1+ 0.14% |
$391 - $477
|
707
$390K
|
|
|
Nov 06, 2025
Q3 2025
|
Caisse Des Depots Et Consignations
Paris, I0 |
BUY
|
- |
5.35KNew |
$2.09M - $2.55M
|
5.35K
$2.95M
|
|
|
Nov 06, 2025
Q3 2025
|
Willis Johnson & Associates, Inc.
|
BUY
|
- |
525New |
$205K - $251K
|
525
$290K
|
|
|
Nov 06, 2025
Q3 2025
|
Mechanics Financial Corp
|
SELL
|
- |
-5- 0.17% |
$1.95K - $2.39K
|
2.9K
$1.6M
|
|
|
Nov 06, 2025
Q3 2025
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
1.13K+ 21.92% |
$443K - $541K
|
6.3K
$3.48M
|
|
|
Nov 06, 2025
Q3 2025
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-11.8K- 12.65% |
$4.61M - $5.63M
|
81.5K
$45M
|
|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
909+ 17.81% |
$355K - $434K
|
6.01K
$3.32M
|
|
|
Nov 06, 2025
Q3 2025
|
Gk Wealth Management LLC
Reno, NV |
SELL
|
- |
-178- 28.66% |
$69.6K - $84.9K
|
443
$245K
|
|
|
Nov 06, 2025
Q3 2025
|
Plan A Wealth LLC
Lincoln, NE |
BUY
|
- |
35+ 5.84% |
$13.7K - $16.7K
|
634
$350K
|
|
|
Nov 06, 2025
Q3 2025
|
Cbiz Investment Advisory Services, LLC
|
BUY
|
- |
9+ 9.18% |
$3.52K - $4.29K
|
107
$59.1K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
BUY
|
- |
924+ 12.82% |
$361K - $441K
|
8.13K
$4.49M
|
|
|
Nov 06, 2025
Q3 2025
|
Metis Global Partners, LLC
|
SELL
|
- |
-1.24K- 5.22% |
$485K - $592K
|
22.5K
$12.4M
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-5.4K- 22.2% |
$2.11M - $2.58M
|
18.9K
$10.5M
|
|
|
Nov 06, 2025
Q3 2025
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
5.68K+ 16.33% |
$2.22M - $2.71M
|
40.4K
$22.3M
|
|
|
Nov 06, 2025
Q3 2025
|
Abich Financial Wealth Management LLC
Ashburn, VA |
BUY
|
- |
184New |
$71.9K - $87.8K
|
184
$102K
|
|
|
Nov 06, 2025
Q3 2025
|
Good Steward Wealth Advisors,Llc
Clarksville, TN |
BUY
|
- |
4+ 0.39% |
$1.56K - $1.91K
|
1.02K
$561K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-1.62K- 8.96% |
$632K - $772K
|
16.4K
$9.07M
|
|
|
Nov 06, 2025
Q3 2025
|
Echo45 Advisors LLC
|
BUY
|
- |
435New |
$170K - $208K
|
435
$240K
|
|
|
Nov 06, 2025
Q3 2025
|
Icw Investment Advisors LLC
Scottsdale, AZ |
BUY
|
- |
1+ 0.08% |
$391 - $477
|
1.26K
$696K
|
|
|
Nov 06, 2025
Q3 2025
|
Varma Mutual Pension Insurance CO
Varma, H9 |
BUY
|
- |
9.2K+ 13.26% |
$3.6M - $4.39M
|
78.6K
$43.4M
|
|
|
Nov 06, 2025
Q3 2025
|
Haven Private, LLC
Orlando, FL |
SELL
|
- |
-271- 20.93% |
$106K - $129K
|
1.02K
$565K
|
|
|
Nov 06, 2025
Q3 2025
|
Illinois Municipal Retirement Fund
|
BUY
|
- |
1.18K+ 7.34% |
$462K - $564K
|
17.3K
$9.53M
|
|
|
Nov 06, 2025
Q3 2025
|
Lynx Investment Advisory
Washington, Dc, DC |
BUY
|
- |
10+ 0.97% |
$3.91K - $4.77K
|
1.04K
$576K
|
|
|
Nov 06, 2025
Q3 2025
|
Capital Investment Counsel, LLC
Denver, CO |
BUY
|
- |
2+ 0.01% |
$782 - $954
|
22.2K
$12.3M
|
|
|
Nov 06, 2025
Q3 2025
|
Moment Partners, LLC
San Francisco, CA |
BUY
|
- |
56+ 3.18% |
$21.9K - $26.7K
|
1.82K
$1M
|
|
|
Nov 06, 2025
Q3 2025
|
Umpqua Bank
Lake Oswego, OR |
BUY
|
- |
131+ 1.85% |
$51.2K - $62.5K
|
7.2K
$3.98M
|
|
|
Nov 06, 2025
Q3 2025
|
Pfg Private Wealth Management, LLC
|
BUY
|
- |
621New |
$243K - $296K
|
621
$343K
|
|
|
Nov 06, 2025
Q3 2025
|
Cookson Peirce & CO Inc
|
BUY
|
- |
3+ 0.3% |
$1.17K - $1.43K
|
1.01K
$559K
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-429- 3.76% |
$168K - $205K
|
11K
$6.07M
|
|
|
Nov 06, 2025
Q3 2025
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-548- 1.43% |
$214K - $261K
|
37.8K
$20.9M
|
|
|
Nov 06, 2025
Q3 2025
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
1+ 0.68% |
$391 - $477
|
148
$81.7K
|
|
|
Nov 06, 2025
Q3 2025
|
Camden National Bank
Camden, ME |
BUY
|
- |
47+ 2.94% |
$18.4K - $22.4K
|
1.65K
$909K
|
|
|
Nov 06, 2025
Q3 2025
|
Longbow Finance Sa
Lutry, V8 |
SELL
|
- |
-4.49K- 13.75% |
$1.76M - $2.14M
|
28.2K
$15.6M
|
|