Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Cyr Financial Inc.
Hennepin, IL |
BUY
|
- |
20+ 2.53% |
$7.82K - $9.54K
|
811
$448K
|
|
|
Nov 05, 2025
Q3 2025
|
Caliber Wealth Management, LLC / Ks
Overland Park, KS |
SELL
|
- |
-231- 29.2% |
$90.3K - $110K
|
560
$309K
|
|
|
Nov 05, 2025
Q3 2025
|
Key F Inancial Inc
|
SELL
|
- |
-100- 3.61% |
$39.1K - $47.7K
|
2.67K
$1.47M
|
|
|
Nov 05, 2025
Q3 2025
|
Strategic Equity Management
|
BUY
|
- |
10+ 0.66% |
$3.91K - $4.77K
|
1.54K
$848K
|
|
|
Nov 05, 2025
Q3 2025
|
Plato Investment Management LTD
Sydney, C3 |
BUY
|
- |
679+ 4.93% |
$265K - $324K
|
14.4K
$7.98M
|
|
|
Nov 05, 2025
Q3 2025
|
Gables Capital Management Inc.
|
SELL
|
- |
-100- 1.3% |
$39.1K - $47.7K
|
7.58K
$4.18M
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
SELL
|
- |
-74- 1.78% |
$28.9K - $35.3K
|
4.09K
$2.26M
|
|
|
Nov 05, 2025
Q3 2025
|
D.B. Root & Company, LLC
|
BUY
|
- |
62+ 7.46% |
$24.2K - $29.6K
|
893
$493K
|
|
|
Nov 05, 2025
Q3 2025
|
Roman Butler Fullerton & CO
|
BUY
|
- |
331+ 6.84% |
$129K - $158K
|
5.17K
$2.85M
|
|
|
Nov 05, 2025
Q3 2025
|
Lantz Financial LLC
|
BUY
|
- |
378+ 11.13% |
$148K - $180K
|
3.77K
$2.08M
|
|
|
Nov 05, 2025
Q3 2025
|
Profund Advisors LLC
|
SELL
|
- |
-1.22K- 11.36% |
$475K - $580K
|
9.48K
$5.23M
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
SELL
|
- |
-157K- 21.66% |
$61.4M - $75M
|
568K
$314M
|
|
|
Nov 05, 2025
Q3 2025
|
Candriam S.C.A.
|
SELL
|
- |
-4.47K- 12.05% |
$1.75M - $2.13M
|
32.6K
$18M
|
|
|
Nov 05, 2025
Q3 2025
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
36+ 1.11% |
$14.1K - $17.2K
|
3.29K
$1.81M
|
|
|
Nov 05, 2025
Q3 2025
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-74- 2.16% |
$28.9K - $35.3K
|
3.35K
$1.85M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-192- 2.4% |
$75.1K - $91.6K
|
7.81K
$4.31M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.25K+ 8.83% |
$2.05M - $2.51M
|
64.8K
$35.7M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-6.11K- 9.98% |
$2.39M - $2.92M
|
55.1K
$30.4M
|
|
|
Nov 05, 2025
Q3 2025
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-1- 3.23% |
$391 - $477
|
30
$16.6K
|
|
|
Nov 05, 2025
Q3 2025
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-486- 0.76% |
$190K - $232K
|
63.7K
$35.1M
|
|
|
Nov 05, 2025
Q3 2025
|
Breakwater Capital Group
Paramus, NJ |
BUY
|
- |
73+ 3.82% |
$28.5K - $34.8K
|
1.99K
$1.1M
|
|
|
Nov 05, 2025
Q3 2025
|
Ipsen Advisor Group LLC
Little Rock, AR |
SELL
|
- |
-53- 7.37% |
$20.7K - $25.3K
|
666
$368K
|
|
|
Nov 05, 2025
Q3 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
546+ 13.08% |
$213K - $261K
|
4.72K
$2.61M
|
|
|
Nov 05, 2025
Q3 2025
|
Linden Thomas Advisory Services, LLC
Charlotte, NC |
SELL
|
- |
-6- 0.86% |
$2.35K - $2.86K
|
691
$381K
|
|
|
Nov 05, 2025
Q3 2025
|
Fielder Capital Group LLC
Nashville, TN |
BUY
|
- |
5+ 0.94% |
$1.95K - $2.39K
|
538
$297K
|
|
|
Nov 05, 2025
Q3 2025
|
Al Ti Global, Inc.
New York, NY |
BUY
|
- |
950+ 10.84% |
$371K - $453K
|
9.71K
$5.36M
|
|
|
Nov 05, 2025
Q3 2025
|
Shepherd Wealth Management LTD Liability CO
Cincinnati, OH |
BUY
|
- |
1.55K+ 61.35% |
$606K - $739K
|
4.07K
$2.25M
|
|
|
Nov 05, 2025
Q3 2025
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
62+ 8.62% |
$24.2K - $29.6K
|
781
$431K
|
|
|
Nov 04, 2025
Q3 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-393- 0.68% |
$154K - $188K
|
57.3K
$31.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Keybank National Association
|
BUY
|
- |
29.6K+ 15.5% |
$11.6M - $14.1M
|
221K
$122M
|
|
|
Nov 04, 2025
Q3 2025
|
Everhart Financial Group, Inc.
|
BUY
|
- |
621+ 18.47% |
$243K - $296K
|
3.98K
$2.2M
|
|
|
Nov 04, 2025
Q3 2025
|
L.M. Kohn & Company
|
SELL
|
- |
-490- 22.74% |
$192K - $234K
|
1.67K
$919K
|
|
|
Nov 04, 2025
Q3 2025
|
Columbia Asset Management
Ann Arbor, MI |
SELL
|
- |
-202- 1.29% |
$79K - $96.4K
|
15.5K
$8.54M
|
|
|
Nov 04, 2025
Q3 2025
|
Tyche Wealth Partners LLC
Plano, TX |
SELL
|
- |
-37- 0.5% |
$14.5K - $17.7K
|
7.4K
$4.09M
|
|
|
Nov 04, 2025
Q3 2025
|
Centerpoint Advisory Group
Overland Park, KS |
SELL
|
- |
-50- 5.15% |
$19.5K - $23.9K
|
920
$508K
|
|
|
Nov 04, 2025
Q3 2025
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-248- 7.19% |
$96.9K - $118K
|
3.2K
$1.77M
|
|
|
Nov 04, 2025
Q3 2025
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-506- 0.82% |
$198K - $241K
|
60.9K
$33.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-235- 5.74% |
$91.9K - $112K
|
3.86K
$2.13M
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-31K- 4.99% |
$12.1M - $14.8M
|
591K
$326M
|
|
|
Nov 04, 2025
Q3 2025
|
Victrix Investment Advisors
Stuart, FL |
SELL
|
- |
-138- 2.27% |
$53.9K - $65.8K
|
5.94K
$3.28M
|
|
|
Nov 04, 2025
Q3 2025
|
Independent Advisor Alliance
|
BUY
|
- |
2.09K+ 4.69% |
$817K - $998K
|
46.7K
$25.8M
|
|
|
Nov 04, 2025
Q3 2025
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-400- 8.82% |
$156K - $191K
|
4.14K
$2.28M
|
|
|
Nov 04, 2025
Q3 2025
|
Jacksonville Wealth Management, LLC
Jacksonville, FL |
BUY
|
- |
1+ 0.05% |
$391 - $477
|
2.02K
$1.11M
|
|
|
Nov 04, 2025
Q3 2025
|
Centric Wealth Management
|
BUY
|
- |
30+ 3.13% |
$11.7K - $14.3K
|
987
$545K
|
|
|
Nov 04, 2025
Q3 2025
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
3+ 0.08% |
$1.17K - $1.43K
|
3.98K
$2.19M
|
|
|
Nov 04, 2025
Q3 2025
|
Fortem Financial Group, LLC
|
SELL
|
- |
-284- 13.86% |
$111K - $136K
|
1.77K
$974K
|
|
|
Nov 04, 2025
Q3 2025
|
Landaas & CO
Milwaukee, WI |
BUY
|
- |
100+ 5.77% |
$39.1K - $47.7K
|
1.83K
$1.01M
|
|
|
Nov 04, 2025
Q3 2025
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
BUY
|
- |
465+ 10.9% |
$182K - $222K
|
4.73K
$2.61M
|
|
|
Nov 04, 2025
Q3 2025
|
Umb Bank, N.A.
|
SELL
|
- |
-1.2K- 2.53% |
$469K - $573K
|
46.2K
$25.5M
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.35K- 6.88% |
$527K - $643K
|
18.3K
$10.1M
|
|