Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Mediolanum International Funds LTD
Dublin 1, L2 |
BUY
|
- |
31.6K+ 35.01% |
$12.4M - $15.1M
|
122K
$67.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Carrera Capital Advisors
Troy, MI |
BUY
|
- |
11+ 0.8% |
$4.3K - $5.25K
|
1.38K
$763K
|
|
|
Nov 04, 2025
Q3 2025
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-370- 35.1% |
$145K - $177K
|
684
$378K
|
|
|
Nov 04, 2025
Q3 2025
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-259- 30.4% |
$101K - $124K
|
593
$327K
|
|
|
Nov 04, 2025
Q3 2025
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-3.43K- 8.28% |
$1.34M - $1.63M
|
38K
$21M
|
|
|
Nov 04, 2025
Q3 2025
|
Souders Financial Advisors
|
SELL
|
- |
-205- 5.16% |
$80.1K - $97.8K
|
3.77K
$2.08M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-18.6K- 3.08% |
$7.29M - $8.89M
|
587K
$324M
|
|
|
Nov 04, 2025
Q3 2025
|
Heritage Wealth Management, Inc.
Cincinnati, OH |
SELL
|
- |
-71- 1.11% |
$27.8K - $33.9K
|
6.32K
$3.49M
|
|
|
Nov 04, 2025
Q3 2025
|
Essex Savings Bank
|
SELL
|
- |
-100- 1.73% |
$39.1K - $47.7K
|
5.68K
$3.14M
|
|
|
Nov 04, 2025
Q3 2025
|
Tfb Advisors LLC
Overland Park, KS |
SELL
|
- |
-255- 15.87% |
$99.7K - $122K
|
1.35K
$746K
|
|
|
Nov 04, 2025
Q3 2025
|
Howard Bailey Securities, LLC
Fort Wayne, IN |
SELL
|
- |
-155- 21.5% |
$60.6K - $74K
|
566
$312K
|
|
|
Nov 04, 2025
Q3 2025
|
Bridges Investment Management Inc
|
BUY
|
- |
452+ 8.1% |
$177K - $216K
|
6.03K
$3.33M
|
|
|
Nov 04, 2025
Q3 2025
|
Allied Investment Advisors, LLC
|
SELL
|
- |
-222- 0.51% |
$86.8K - $106K
|
43.5K
$24M
|
|
|
Nov 04, 2025
Q3 2025
|
Tsfg, LLC
|
SELL
|
- |
-25- 8.96% |
$9.77K - $11.9K
|
254
$140K
|
|
|
Nov 04, 2025
Q3 2025
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-14- 0.19% |
$5.47K - $6.68K
|
7.31K
$4.04M
|
|
|
Nov 04, 2025
Q3 2025
|
Palmer Knight CO
|
SELL
|
- |
-371- 2.45% |
$145K - $177K
|
14.8K
$8.16M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
13.2K+ 14.0% |
$5.17M - $6.31M
|
108K
$59.5M
|
|
|
Nov 04, 2025
Q3 2025
|
Woodmont Investment Counsel LLC
Nashville, TN |
BUY
|
- |
37+ 0.75% |
$14.5K - $17.7K
|
4.96K
$2.74M
|
|
|
Nov 04, 2025
Q3 2025
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-481- 50.31% |
$188K - $230K
|
475
$262K
|
|
|
Nov 04, 2025
Q3 2025
|
Peterson Wealth Services
|
BUY
|
- |
16.1K+ 94852.94% |
$6.3M - $7.69M
|
16.1K
$8.91M
|
|
|
Nov 04, 2025
Q3 2025
|
Badgley Phelps Wealth Managers, LLC
|
BUY
|
- |
763+ 1.12% |
$298K - $364K
|
68.9K
$38M
|
|
|
Nov 04, 2025
Q3 2025
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-265- 4.71% |
$104K - $126K
|
5.36K
$2.96M
|
|
|
Nov 04, 2025
Q3 2025
|
United Community Bank
Greenville, SC |
BUY
|
- |
233+ 25.24% |
$91.1K - $111K
|
1.16K
$638K
|
|
|
Nov 04, 2025
Q3 2025
|
Mission Wealth Management, LP
|
SELL
|
- |
-182- 1.74% |
$71.1K - $86.8K
|
10.3K
$5.68M
|
|
|
Nov 04, 2025
Q3 2025
|
Agf Management LTD
Toronto Ontario Canada, A6 |
BUY
|
- |
284+ 9.24% |
$111K - $136K
|
3.36K
$1.85M
|
|
|
Nov 04, 2025
Q3 2025
|
Peak Retirement Planning, Inc.
Columbus, OH |
BUY
|
- |
505New |
$197K - $241K
|
505
$279K
|
|
|
Nov 04, 2025
Q3 2025
|
Money Concepts Capital Corp
|
BUY
|
- |
417+ 3.78% |
$163K - $199K
|
11.4K
$6.32M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
1.46K+ 6.48% |
$569K - $694K
|
23.9K
$13.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Ogorek Anthony Joseph
|
BUY
|
- |
333+ 2.6% |
$130K - $159K
|
13.1K
$7.25M
|
|
|
Nov 04, 2025
Q3 2025
|
Buck Wealth Strategies, LLC
Denver, CO |
BUY
|
- |
990+ 72.58% |
$387K - $472K
|
2.35K
$1.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Guerra Advisors Inc
Miami, FL |
BUY
|
- |
142New |
$55.5K - $67.8K
|
142
$78.4K
|
|
|
Nov 04, 2025
Q3 2025
|
Keeler T Homas Management LLC
|
SELL
|
- |
-54- 4.64% |
$21.1K - $25.8K
|
1.11K
$613K
|
|
|
Nov 04, 2025
Q3 2025
|
Simmons Bank
|
SELL
|
- |
-409- 1.45% |
$160K - $195K
|
27.7K
$15.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Nichols & Pratt Advisers LLP
|
BUY
|
- |
1.12K+ 1.59% |
$436K - $532K
|
71.4K
$39.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Finer Wealth Management, Inc.
Salem, MA |
BUY
|
- |
121+ 1.21% |
$47.3K - $57.7K
|
10.2K
$5.61M
|
|
|
Nov 04, 2025
Q3 2025
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
4.87K+ 2.0% |
$1.9M - $2.32M
|
249K
$137M
|
|
|
Nov 04, 2025
Q3 2025
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
PUT |
-8.2K- 13.4% |
$3.21M - $3.91M
|
53K
$29.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-145- 7.89% |
$56.7K - $69.2K
|
1.69K
$934K
|
|
|
Nov 04, 2025
Q3 2025
|
Callan Family Office, LLC
Radnor, PA |
SELL
|
- |
-2.12K- 12.2% |
$827K - $1.01M
|
15.2K
$8.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Transcendent Capital Group LLC
Edmond, OK |
BUY
|
- |
26+ 1.65% |
$10.2K - $12.4K
|
1.6K
$885K
|
|
|
Nov 04, 2025
Q3 2025
|
Heritage Investors Management Corp
|
SELL
|
- |
-5.02K- 3.85% |
$1.96M - $2.39M
|
125K
$69.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Brown Wealth Management, LLC
Naperville, IL |
BUY
|
- |
423New |
$165K - $202K
|
423
$234K
|
|
|
Nov 04, 2025
Q3 2025
|
Uma Financial Services, Inc.
|
BUY
|
- |
93+ 12.69% |
$36.4K - $44.4K
|
826
$456K
|
|
|
Nov 04, 2025
Q3 2025
|
Shakespeare Wealth Management, Inc.
Pewaukee, WI |
BUY
|
- |
520New |
$203K - $248K
|
520
$287K
|
|
|
Nov 04, 2025
Q3 2025
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
85+ 37.78% |
$33.2K - $40.6K
|
310
$171K
|
|
|
Nov 04, 2025
Q3 2025
|
Compass Financial Services Inc
West Des Moines, IA |
BUY
|
- |
1+ 1.06% |
$391 - $477
|
95
$52.4K
|
|
|
Nov 04, 2025
Q3 2025
|
Elm Partners Management LLC
|
BUY
|
- |
693New |
$271K - $331K
|
693
$383K
|
|
|
Nov 04, 2025
Q3 2025
|
Hartford Investment Management CO
|
SELL
|
- |
-928- 3.27% |
$363K - $443K
|
27.4K
$15.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
530New |
$207K - $253K
|
530
$293K
|
|
|
Nov 04, 2025
Q3 2025
|
Adell Harriman & Carpenter Inc
|
BUY
|
- |
200+ 9.69% |
$78.2K - $95.4K
|
2.26K
$1.25M
|
|