Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2025
Q3 2025
|
Adell Harriman & Carpenter Inc
|
BUY
|
- |
200+ 9.69% |
$78.2K - $95.4K
|
2.26K
$1.25M
|
|
|
Nov 04, 2025
Q3 2025
|
Unison Asset Management LLC
|
BUY
|
- |
606New |
$237K - $289K
|
606
$335K
|
|
|
Nov 04, 2025
Q3 2025
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-3- 7.14% |
$1.17K - $1.43K
|
39
$21.5K
|
|
|
Nov 04, 2025
Q3 2025
|
Westside Investment Management, Inc.
|
BUY
|
- |
144+ 18.41% |
$56.3K - $68.7K
|
926
$511K
|
|
|
Nov 04, 2025
Q3 2025
|
Marco Investment Management LLC
|
SELL
|
- |
-763- 1.06% |
$298K - $364K
|
71.3K
$39.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Telos Capital Management, Inc.
|
SELL
|
- |
-201- 5.82% |
$78.6K - $95.9K
|
3.25K
$1.79M
|
|
|
Nov 04, 2025
Q3 2025
|
Peregrine Asset Advisers, Inc.
Portland, OR |
BUY
|
- |
1.88K+ 95.78% |
$736K - $899K
|
3.85K
$2.13M
|
|
|
Nov 04, 2025
Q3 2025
|
Premier Path Wealth Partners, LLC
Madison, NJ |
BUY
|
- |
200+ 6.86% |
$78.2K - $95.4K
|
3.12K
$1.72M
|
|
|
Nov 04, 2025
Q3 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
1.77K+ 9.6% |
$693K - $846K
|
20.2K
$11.2M
|
|
|
Nov 04, 2025
Q3 2025
|
Baker Boyer National Bank
|
BUY
|
- |
91+ 9.09% |
$35.6K - $43.4K
|
1.09K
$603K
|
|
|
Nov 04, 2025
Q3 2025
|
Shayne & Co., LLC
|
BUY
|
- |
480New |
$188K - $229K
|
480
$265K
|
|
|
Nov 04, 2025
Q3 2025
|
Savant Capital, LLC
|
SELL
|
- |
-3.32K- 5.21% |
$1.3M - $1.59M
|
60.5K
$33.4M
|
|
|
Nov 04, 2025
Q3 2025
|
Savant Capital, LLC
|
SELL
|
PUT |
-300- 9.09% |
$117K - $143K
|
3K
$1.66M
|
|
|
Nov 04, 2025
Q3 2025
|
Hantz Financial Services, Inc.
|
BUY
|
- |
2.32K+ 9.1% |
$907K - $1.11M
|
27.8K
$15.3M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-58- 0.23% |
$22.7K - $27.7K
|
24.7K
$13.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-670- 0.14% |
$262K - $320K
|
476K
$263M
|
|
|
Nov 04, 2025
Q3 2025
|
Ramsay, Stattman, Vela & Price, Inc.
|
SELL
|
- |
-230- 17.69% |
$89.9K - $110K
|
1.07K
$591K
|
|
|
Nov 04, 2025
Q3 2025
|
Lokken Investment Group LLC
|
BUY
|
- |
667New |
$261K - $318K
|
667
$368K
|
|
|
Nov 04, 2025
Q3 2025
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-320- 5.7% |
$125K - $153K
|
5.3K
$2.92M
|
|
|
Nov 04, 2025
Q3 2025
|
Evermay Wealth Management LLC
Arlington, VA |
SELL
|
- |
-60- 2.35% |
$23.5K - $28.6K
|
2.5K
$1.38M
|
|
|
Nov 04, 2025
Q3 2025
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
495+ 2.42% |
$194K - $236K
|
21K
$11.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Gallacher Capital Management LLC
Lone Tree, CO |
SELL
|
- |
-13- 2.43% |
$5.08K - $6.2K
|
521
$288K
|
|
|
Nov 04, 2025
Q3 2025
|
Pinnacle West Asset Management, Inc.
Casper, WY |
BUY
|
- |
16+ 0.33% |
$6.25K - $7.63K
|
4.89K
$2.7M
|
|
|
Nov 04, 2025
Q3 2025
|
Sbi Securities Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-389- 10.27% |
$152K - $186K
|
3.4K
$1.88M
|
|
|
Nov 03, 2025
Q3 2025
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
30+ 1.33% |
$11.7K - $14.3K
|
2.29K
$1.26M
|
|
|
Nov 03, 2025
Q3 2025
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-8- 0.16% |
$3.13K - $3.82K
|
4.85K
$2.67M
|
|
|
Nov 03, 2025
Q3 2025
|
Paragon Private Wealth Management, LLC
|
BUY
|
- |
163+ 22.03% |
$63.7K - $77.8K
|
903
$499K
|
|
|
Nov 03, 2025
Q3 2025
|
Saxon Interests, Inc.
|
SELL
|
- |
-27- 0.98% |
$10.6K - $12.9K
|
2.73K
$1.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Clarus Group, Inc.
|
BUY
|
- |
2+ 0.28% |
$782 - $954
|
718
$396K
|
|
|
Nov 03, 2025
Q3 2025
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
12.5K+ 125.17% |
$4.89M - $5.97M
|
22.5K
$12.4M
|
|
|
Nov 03, 2025
Q3 2025
|
Yarger Wealth Strategies, LLC
Westerville, OH |
BUY
|
- |
21+ 3.34% |
$8.21K - $10K
|
649
$358K
|
|
|
Nov 03, 2025
Q3 2025
|
Bensler, LLC
Bellevue, WA |
SELL
|
- |
-24- 1.37% |
$9.38K - $11.5K
|
1.73K
$957K
|
|
|
Nov 03, 2025
Q3 2025
|
Aspire Growth Partners LLC
Miromar Lakes, FL |
SELL
|
- |
-3- 0.28% |
$1.17K - $1.43K
|
1.07K
$592K
|
|
|
Nov 03, 2025
Q3 2025
|
Wealthspan Partners, LLC
Davenport, IA |
BUY
|
- |
27+ 0.64% |
$10.6K - $12.9K
|
4.22K
$2.33M
|
|
|
Nov 03, 2025
Q3 2025
|
J. Safra Sarasin Holding Ag
Basel, V8 |
BUY
|
- |
2.72K+ 4.12% |
$1.06M - $1.3M
|
68.8K
$38M
|
|
|
Nov 03, 2025
Q3 2025
|
Pines Wealth Management, LLC
Southern Pines, NC |
BUY
|
- |
81+ 4.44% |
$31.7K - $38.6K
|
1.91K
$1.05M
|
|
|
Nov 03, 2025
Q3 2025
|
Core Alternative Capital
|
SELL
|
- |
-40- 3.24% |
$15.6K - $19.1K
|
1.2K
$660K
|
|
|
Nov 03, 2025
Q3 2025
|
Principle Wealth Partners LLC
|
BUY
|
- |
169+ 0.8% |
$66.1K - $80.6K
|
21.4K
$11.8M
|
|
|
Nov 03, 2025
Q3 2025
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
3+ 0.38% |
$1.17K - $1.43K
|
786
$434K
|
|
|
Nov 03, 2025
Q3 2025
|
Little House Capital LLC
Braintree, MA |
BUY
|
- |
2.6K+ 41.47% |
$1.02M - $1.24M
|
8.87K
$4.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Hutchens & Kramer Investment Management Group, LLC
Carmel, IN |
SELL
|
- |
-34- 3.7% |
$13.3K - $16.2K
|
884
$488K
|
|
|
Nov 03, 2025
Q3 2025
|
Braun Bostich & Associates Inc.
Canonsburg, PA |
SELL
|
- |
-71- 5.36% |
$27.8K - $33.9K
|
1.25K
$692K
|
|
|
Nov 03, 2025
Q3 2025
|
Inman Jager Wealth Management, LLC
Hattiesburg, MS |
SELL
|
- |
-267- 5.65% |
$104K - $127K
|
4.46K
$2.46M
|
|
|
Nov 03, 2025
Q3 2025
|
Master'S Wealth Management Inc.
Lancaster, PA |
BUY
|
- |
66+ 7.04% |
$25.8K - $31.5K
|
1K
$554K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
2.27K+ 1.07% |
$886K - $1.08M
|
214K
$118M
|
|
|
Nov 03, 2025
Q3 2025
|
Adamsbrown Wealth Consultants LLC
|
BUY
|
- |
52+ 4.86% |
$20.3K - $24.8K
|
1.12K
$619K
|
|
|
Nov 03, 2025
Q3 2025
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
1.51K+ 32.48% |
$592K - $722K
|
6.18K
$3.41M
|
|
|
Nov 03, 2025
Q3 2025
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.57K- 29.94% |
$613K - $748K
|
3.67K
$2.02M
|
|
|
Nov 03, 2025
Q3 2025
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-9.71K- 30.99% |
$3.8M - $4.64M
|
21.6K
$11.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-377- 1.29% |
$147K - $180K
|
28.8K
$15.9M
|
|