Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2025
Q3 2025
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-9.71K- 30.99% |
$3.8M - $4.64M
|
21.6K
$11.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-377- 1.29% |
$147K - $180K
|
28.8K
$15.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
22.7K+ 27.95% |
$8.87M - $10.8M
|
104K
$57.4M
|
|
|
Nov 03, 2025
Q3 2025
|
New York State Common Retirement Fund
|
SELL
|
- |
-3.77K- 0.64% |
$1.47M - $1.8M
|
583K
$322M
|
|
|
Nov 03, 2025
Q3 2025
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
126+ 1.67% |
$49.3K - $60.1K
|
7.65K
$4.22M
|
|
|
Nov 03, 2025
Q3 2025
|
Mystic Asset Management, Inc.
Warwick, RI |
SELL
|
- |
-72- 0.68% |
$28.1K - $34.4K
|
10.5K
$5.82M
|
|
|
Nov 03, 2025
Q3 2025
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
73+ 3.12% |
$28.5K - $34.8K
|
2.41K
$1.33M
|
|
|
Nov 03, 2025
Q3 2025
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
SELL
|
- |
-92- 10.94% |
$36K - $43.9K
|
749
$413K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-508- 0.81% |
$199K - $242K
|
61.9K
$34.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Investor'S Fiduciary Advisor Network, LLC
Snoqualmie, WA |
SELL
|
- |
-54- 0.53% |
$21.1K - $25.8K
|
10.2K
$5.61M
|
|
|
Nov 03, 2025
Q3 2025
|
Field & Main Bank
|
SELL
|
- |
-48- 0.61% |
$18.8K - $22.9K
|
7.77K
$4.29M
|
|
|
Nov 03, 2025
Q3 2025
|
Chesapeake Wealth Management
|
BUY
|
- |
60+ 1.95% |
$23.5K - $28.6K
|
3.13K
$1.73M
|
|
|
Nov 03, 2025
Q3 2025
|
Jsf Financial, LLC
|
SELL
|
- |
-8- 0.91% |
$3.13K - $3.82K
|
872
$481K
|
|
|
Nov 03, 2025
Q3 2025
|
Traynor Capital Management, Inc.
|
BUY
|
- |
782+ 6.26% |
$306K - $373K
|
13.3K
$7.33M
|
|
|
Nov 03, 2025
Q3 2025
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
190+ 11.63% |
$74.3K - $90.7K
|
1.82K
$1.01M
|
|
|
Nov 03, 2025
Q3 2025
|
One8zero8, LLC
Greensboro, NC |
BUY
|
- |
19+ 3.17% |
$7.43K - $9.07K
|
619
$342K
|
|
|
Nov 03, 2025
Q3 2025
|
Activest Wealth Management
|
BUY
|
- |
51+ 40.48% |
$19.9K - $24.3K
|
177
$97.7K
|
|
|
Nov 03, 2025
Q3 2025
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.2K- 63.4% |
$10.2M - $12.5M
|
15.1K
$8.35M
|
|
|
Nov 03, 2025
Q3 2025
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
1.45K+ 14.17% |
$568K - $693K
|
11.7K
$6.46M
|
|
|
Nov 03, 2025
Q3 2025
|
Financial Security Advisor, Inc.
Virginia Beach, VA |
BUY
|
- |
507New |
$198K - $242K
|
507
$280K
|
|
|
Nov 03, 2025
Q3 2025
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
136+ 3.55% |
$53.2K - $64.9K
|
3.97K
$2.19M
|
|
|
Nov 03, 2025
Q3 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
SELL
|
- |
-187- 1.33% |
$73.1K - $89.2K
|
13.8K
$7.63M
|
|
|
Nov 03, 2025
Q3 2025
|
Addison Capital CO
|
SELL
|
- |
-74- 2.79% |
$28.9K - $35.3K
|
2.58K
$1.42M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
3.16K+ 15.89% |
$1.23M - $1.51M
|
23K
$12.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Archer Investment Corp
|
SELL
|
- |
-1.01K- 43.58% |
$394K - $481K
|
1.31K
$720K
|
|
|
Nov 03, 2025
Q3 2025
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
41+ 1.35% |
$16K - $19.6K
|
3.09K
$1.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-13- 0.29% |
$5.08K - $6.2K
|
4.4K
$2.43M
|
|
|
Nov 03, 2025
Q3 2025
|
Hollencrest Capital Management
|
BUY
|
- |
62+ 4.7% |
$24.2K - $29.6K
|
1.38K
$762K
|
|
|
Nov 03, 2025
Q3 2025
|
Strategic Advisors LLC
|
BUY
|
- |
73+ 1.18% |
$28.5K - $34.8K
|
6.25K
$3.45M
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-658- 7.97% |
$257K - $314K
|
7.6K
$4.19M
|
|
|
Nov 03, 2025
Q3 2025
|
Joule Financial, LLC
|
BUY
|
- |
193+ 18.61% |
$75.4K - $92.1K
|
1.23K
$679K
|
|
|
Nov 03, 2025
Q3 2025
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-3.11K- 58.74% |
$1.21M - $1.48M
|
2.18K
$1.2M
|
|
|
Nov 03, 2025
Q3 2025
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-11- 0.61% |
$4.3K - $5.25K
|
1.78K
$984K
|
|
|
Nov 03, 2025
Q3 2025
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
443New |
$173K - $211K
|
443
$245K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-174- 5.26% |
$68K - $83K
|
3.13K
$1.73M
|
|
|
Nov 03, 2025
Q3 2025
|
Cloud Capital Management, LLC
Seattle, WA |
BUY
|
- |
546New |
$213K - $261K
|
546
$301K
|
|
|
Nov 03, 2025
Q3 2025
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-2.45K- 1.5% |
$957K - $1.17M
|
161K
$88.7M
|
|
|
Nov 03, 2025
Q3 2025
|
Cypress Capital Group
|
BUY
|
- |
518+ 13.94% |
$202K - $247K
|
4.24K
$2.34M
|
|
|
Nov 03, 2025
Q3 2025
|
Benedict Financial Advisors Inc
|
SELL
|
- |
-154- 2.98% |
$60.2K - $73.5K
|
5.02K
$2.77M
|
|
|
Nov 03, 2025
Q3 2025
|
Hallmark Capital Management Inc
|
SELL
|
- |
-127- 1.02% |
$49.6K - $60.6K
|
12.4K
$6.84M
|
|
|
Nov 03, 2025
Q3 2025
|
Banyan Capital Management, Inc.
Atlanta, GA |
BUY
|
- |
895New |
$350K - $427K
|
895
$494K
|
|
|
Nov 03, 2025
Q3 2025
|
Tandem Investment Advisors, Inc.
Charleston, SC |
BUY
|
- |
436New |
$170K - $208K
|
436
$241K
|
|
|
Nov 03, 2025
Q3 2025
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
111+ 21.51% |
$43.4K - $53K
|
627
$346K
|
|
|
Nov 03, 2025
Q3 2025
|
Advantage Trust CO
Salina, KS |
SELL
|
- |
-400- 42.69% |
$156K - $191K
|
537
$296K
|
|
|
Nov 03, 2025
Q3 2025
|
Wealth Management Nebraska
Norfolk, NE |
SELL
|
- |
-4- 0.41% |
$1.56K - $1.91K
|
980
$541K
|
|
|
Nov 03, 2025
Q3 2025
|
Sym Financial Corp
|
SELL
|
- |
-77- 7.25% |
$30.1K - $36.7K
|
985
$544K
|
|
|
Nov 03, 2025
Q3 2025
|
Schaeffer Financial LLC
|
BUY
|
- |
456New |
$178K - $218K
|
456
$252K
|
|
|
Nov 03, 2025
Q3 2025
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
217+ 2.84% |
$84.8K - $104K
|
7.86K
$4.34M
|
|
|
Nov 03, 2025
Q3 2025
|
Atlantic Private Wealth, LLC
|
BUY
|
- |
1+ 0.47% |
$391 - $477
|
216
$119K
|
|
|
Nov 03, 2025
Q3 2025
|
Pittenger & Anderson Inc
|
SELL
|
- |
-21- 0.06% |
$8.21K - $10K
|
37.1K
$20.5M
|
|