Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2025
Q3 2025
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-317- 3.61% |
$124K - $151K
|
8.47K
$4.67M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-20.9K- 1.4% |
$8.18M - $9.98M
|
1.48M
$816M
|
|
|
Oct 27, 2025
Q3 2025
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
554+ 3.66% |
$217K - $264K
|
15.7K
$8.67M
|
|
|
Oct 27, 2025
Q3 2025
|
Stone House Investment Management, LLC
|
BUY
|
- |
2+ 5.88% |
$782 - $954
|
36
$19.9K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Capital Management LLC
|
SELL
|
- |
-131- 0.34% |
$51.2K - $62.5K
|
38.2K
$21.1M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.78K- 1.13% |
$1.09M - $1.33M
|
243K
$134M
|
|
|
Oct 27, 2025
Q3 2025
|
New Republic Capital, LLC
Charlotte, NC |
SELL
|
- |
-64- 3.98% |
$25K - $30.5K
|
1.55K
$853K
|
|
|
Oct 27, 2025
Q3 2025
|
Argyle Capital Management Inc.
|
SELL
|
- |
-45- 0.39% |
$17.6K - $21.5K
|
11.5K
$6.36M
|
|
|
Oct 27, 2025
Q3 2025
|
West Wealth Group, LLC
|
BUY
|
- |
76+ 9.2% |
$29.7K - $36.3K
|
902
$498K
|
|
|
Oct 27, 2025
Q3 2025
|
Prosperitas Financial LLC
Valencia, CA |
BUY
|
- |
2+ 0.07% |
$782 - $954
|
2.71K
$1.49M
|
|
|
Oct 27, 2025
Q3 2025
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-389- 15.76% |
$152K - $186K
|
2.08K
$1.15M
|
|
|
Oct 27, 2025
Q3 2025
|
Allen Capital Group, LLC
|
SELL
|
- |
-103- 2.47% |
$40.3K - $49.1K
|
4.07K
$2.25M
|
|
|
Oct 27, 2025
Q3 2025
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-245K- 38.8% |
$95.8M - $117M
|
386K
$213M
|
|
|
Oct 27, 2025
Q3 2025
|
Zega Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
2.51K+ 149.64% |
$980K - $1.2M
|
4.18K
$2.31M
|
|
|
Oct 27, 2025
Q3 2025
|
Quent Capital, LLC
|
BUY
|
- |
39+ 2.45% |
$15.2K - $18.6K
|
1.63K
$900K
|
|
|
Oct 27, 2025
Q3 2025
|
Bogart Wealth, LLC
|
SELL
|
- |
-241- 12.3% |
$94.2K - $115K
|
1.72K
$948K
|
|
|
Oct 27, 2025
Q3 2025
|
Grimes & Company, Inc.
|
BUY
|
- |
165+ 4.97% |
$64.5K - $78.7K
|
3.48K
$1.92M
|
|
|
Oct 27, 2025
Q3 2025
|
Fractal Investments LLC
|
SELL
|
- |
-1.06K- 70.53% |
$414K - $505K
|
442
$244K
|
|
|
Oct 27, 2025
Q3 2025
|
Liberty One Investment Management, LLC
|
BUY
|
- |
4.16K+ 29.35% |
$1.63M - $1.98M
|
18.3K
$10.1M
|
|
|
Oct 27, 2025
Q3 2025
|
Qvr LLC
|
BUY
|
- |
666+ 90.74% |
$260K - $318K
|
1.4K
$773K
|
|
|
Oct 27, 2025
Q3 2025
|
Qvr LLC
|
BUY
|
PUT |
1KNew |
$391K - $477K
|
1K
$552K
|
|
|
Oct 27, 2025
Q3 2025
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
5.94K+ 46.18% |
$2.32M - $2.83M
|
18.8K
$10.4M
|
|
|
Oct 27, 2025
Q3 2025
|
Financial Network Wealth Advisors LLC
Murray, UT |
SELL
|
- |
-29- 23.97% |
$11.3K - $13.8K
|
92
$50.8K
|
|
|
Oct 27, 2025
Q3 2025
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-6- 0.24% |
$2.35K - $2.86K
|
2.46K
$1.36M
|
|
|
Oct 27, 2025
Q3 2025
|
Vivid Wealth Management, LLC
West Des Moines, IA |
SELL
|
- |
-1.23K- 17.23% |
$482K - $588K
|
5.92K
$3.27M
|
|
|
Oct 27, 2025
Q3 2025
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
16+ 0.57% |
$6.25K - $7.63K
|
2.81K
$1.55M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
268+ 1.16% |
$105K - $128K
|
23.3K
$12.9M
|
|
|
Oct 27, 2025
Q3 2025
|
Touchstone Capital, Inc.
|
BUY
|
- |
1.04KNew |
$406K - $495K
|
1.04K
$573K
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
796+ 56.02% |
$311K - $380K
|
2.22K
$1.22M
|
|
|
Oct 27, 2025
Q3 2025
|
Brown Financial Advisory
|
BUY
|
- |
456New |
$178K - $218K
|
456
$252K
|
|
|
Oct 27, 2025
Q3 2025
|
Baugh & Associates, LLC
|
BUY
|
- |
500New |
$195K - $239K
|
500
$276K
|
|
|
Oct 27, 2025
Q3 2025
|
Klingman & Associates, LLC
|
BUY
|
- |
38+ 1.45% |
$14.9K - $18.1K
|
2.66K
$1.47M
|
|
|
Oct 27, 2025
Q3 2025
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
52+ 1.07% |
$20.3K - $24.8K
|
4.93K
$2.72M
|
|
|
Oct 27, 2025
Q3 2025
|
Obermeyer Wood Investment Counsel, Lllp
Aspen, CO |
SELL
|
- |
-8- 0.39% |
$3.13K - $3.82K
|
2.07K
$1.14M
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-529- 8.83% |
$207K - $252K
|
5.46K
$3.02M
|
|
|
Oct 27, 2025
Q3 2025
|
Hoxton Planning & Management, LLC
Shepherdstown, WV |
BUY
|
- |
430New |
$168K - $205K
|
430
$237K
|
|
|
Oct 27, 2025
Q3 2025
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
BUY
|
- |
144+ 14.29% |
$56.3K - $68.7K
|
1.15K
$636K
|
|
|
Oct 27, 2025
Q3 2025
|
Kera Capital Partners, Inc.
Sacramento, CA |
BUY
|
- |
534New |
$209K - $255K
|
534
$295K
|
|
|
Oct 27, 2025
Q3 2025
|
Gwn Securities Inc.
Palm Beach Gardens, FL |
BUY
|
- |
51+ 3.44% |
$19.9K - $24.3K
|
1.53K
$846K
|
|
|
Oct 27, 2025
Q3 2025
|
One Day In July LLC
|
BUY
|
- |
551New |
$215K - $263K
|
551
$304K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
549+ 49.82% |
$215K - $262K
|
1.65K
$911K
|
|
|
Oct 27, 2025
Q3 2025
|
Argentarii, LLC
Cincinnati, OH |
BUY
|
- |
1+ 0.15% |
$391 - $477
|
677
$374K
|
|
|
Oct 27, 2025
Q3 2025
|
Midwest Capital Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
1+ 0.66% |
$391 - $477
|
153
$84.5K
|
|
|
Oct 27, 2025
Q3 2025
|
Meadow Creek Wealth Advisors LLC
|
SELL
|
- |
-70- 4.45% |
$27.4K - $33.4K
|
1.5K
$830K
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
SELL
|
- |
-165- 1.15% |
$64.5K - $78.7K
|
14.1K
$7.81M
|
|
|
Oct 27, 2025
Q3 2025
|
Q3 Asset Management
|
BUY
|
- |
762New |
$298K - $364K
|
762
$421K
|
|
|
Oct 27, 2025
Q3 2025
|
Lakeside Advisors, Inc.
Seattle, WA |
BUY
|
- |
1+ 0.06% |
$391 - $477
|
1.79K
$987K
|
|
|
Oct 27, 2025
Q3 2025
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-530- 4.26% |
$207K - $253K
|
11.9K
$6.58M
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
SELL
|
- |
-37.8K- 47.3% |
$14.8M - $18M
|
42.1K
$23.3M
|
|
|
Oct 27, 2025
Q3 2025
|
Farmers & Merchants Trust CO Of Long Beach
|
SELL
|
- |
-129- 6.8% |
$50.4K - $61.6K
|
1.77K
$976K
|
|