Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-1.71K- 7.65% |
$668K - $815K
|
20.6K
$11.4M
|
|
|
Oct 21, 2025
Q3 2025
|
Schear Investment Advisers, LLC
Cincinnati, OH |
BUY
|
- |
44+ 0.64% |
$17.2K - $21K
|
6.95K
$3.84M
|
|
|
Oct 21, 2025
Q3 2025
|
Blue Rock Wealth Management LLC
Winston Salem, NC |
BUY
|
- |
600New |
$235K - $286K
|
600
$331K
|
|
|
Oct 21, 2025
Q3 2025
|
Sterling Investment Counsel, LLC
|
BUY
|
- |
76+ 11.39% |
$29.7K - $36.3K
|
743
$410K
|
|
|
Oct 21, 2025
Q3 2025
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-2- 0.29% |
$782 - $954
|
685
$378K
|
|
|
Oct 21, 2025
Q3 2025
|
Goldstein Advisors, LLC
Madison, WI |
BUY
|
- |
468New |
$183K - $223K
|
468
$258K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
1.81K+ 240.24% |
$707K - $863K
|
2.56K
$1.41M
|
|
|
Oct 21, 2025
Q3 2025
|
Retirement Guys Formula LLC
|
SELL
|
- |
-3.22K- 64.92% |
$1.26M - $1.54M
|
1.74K
$961K
|
|
|
Oct 21, 2025
Q3 2025
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-18- 1.1% |
$7.04K - $8.59K
|
1.62K
$892K
|
|
|
Oct 21, 2025
Q3 2025
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
10K+ 88.24% |
$3.92M - $4.78M
|
21.4K
$11.8M
|
|
|
Oct 21, 2025
Q3 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
5+ 0.33% |
$1.95K - $2.39K
|
1.54K
$851K
|
|
|
Oct 21, 2025
Q3 2025
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
55+ 7.38% |
$21.5K - $26.2K
|
800
$442K
|
|
|
Oct 21, 2025
Q3 2025
|
First Pacific Financial
|
BUY
|
- |
5+ 0.37% |
$1.95K - $2.39K
|
1.35K
$747K
|
|
|
Oct 21, 2025
Q3 2025
|
Riverbend Wealth Management, LLC
Myrtle Beach, SC |
SELL
|
- |
-58- 7.28% |
$22.7K - $27.7K
|
739
$408K
|
|
|
Oct 21, 2025
Q3 2025
|
Gam Holding Ag
|
BUY
|
- |
706+ 6.83% |
$276K - $337K
|
11K
$6.09M
|
|
|
Oct 21, 2025
Q3 2025
|
Vishria Bird Financial Group, LLC
|
BUY
|
- |
2+ 0.12% |
$782 - $954
|
1.61K
$888K
|
|
|
Oct 21, 2025
Q3 2025
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
980+ 73.19% |
$383K - $468K
|
2.32K
$1.28M
|
|
|
Oct 21, 2025
Q3 2025
|
Sage Investment Counsel LLC
Franklin, TN |
SELL
|
- |
-15- 0.72% |
$5.86K - $7.16K
|
2.06K
$1.14M
|
|
|
Oct 21, 2025
Q3 2025
|
Brookwood Investment Group LLC
Phoenix, AZ |
BUY
|
- |
171+ 5.64% |
$66.8K - $81.6K
|
3.21K
$1.77M
|
|
|
Oct 21, 2025
Q3 2025
|
Gsb Wealth Management, LLC
|
SELL
|
- |
-33- 1.54% |
$12.9K - $15.7K
|
2.11K
$1.16M
|
|
|
Oct 21, 2025
Q3 2025
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-100- 0.52% |
$39.1K - $47.7K
|
19.3K
$10.7M
|
|
|
Oct 21, 2025
Q3 2025
|
Unique Wealth, LLC
Tampa, FL |
BUY
|
- |
12+ 2.14% |
$4.69K - $5.73K
|
572
$316K
|
|
|
Oct 21, 2025
Q3 2025
|
Pds Planning, Inc
|
BUY
|
- |
47+ 1.64% |
$18.4K - $22.4K
|
2.91K
$1.61M
|
|
|
Oct 21, 2025
Q3 2025
|
Townsend & Associates, Inc
|
BUY
|
- |
700New |
$274K - $334K
|
700
$386K
|
|
|
Oct 21, 2025
Q3 2025
|
Ntv Asset Management LLC
|
BUY
|
- |
91+ 8.58% |
$35.6K - $43.4K
|
1.15K
$635K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
159+ 1.36% |
$62.2K - $75.9K
|
11.8K
$6.53M
|
|
|
Oct 21, 2025
Q3 2025
|
Synergy Asset Management, LLC
Bellevue, WA |
BUY
|
- |
6.87K+ 261.56% |
$2.68M - $3.28M
|
9.49K
$5.24M
|
|
|
Oct 21, 2025
Q3 2025
|
Bell Bank
|
SELL
|
- |
-77- 3.09% |
$30.1K - $36.7K
|
2.42K
$1.33M
|
|
|
Oct 21, 2025
Q3 2025
|
Pflug Koory, LLC
|
BUY
|
- |
68+ 0.49% |
$26.6K - $32.4K
|
13.9K
$7.69M
|
|
|
Oct 21, 2025
Q3 2025
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
1+ 0.18% |
$391 - $477
|
563
$311K
|
|
|
Oct 21, 2025
Q3 2025
|
Bos Asset Management, LLC
Springfield, IL |
BUY
|
- |
236+ 3.86% |
$92.3K - $113K
|
6.34K
$3.5M
|
|
|
Oct 21, 2025
Q3 2025
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
69+ 7.01% |
$27K - $32.9K
|
1.05K
$581K
|
|
|
Oct 21, 2025
Q3 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
8+ 2.17% |
$3.13K - $3.82K
|
377
$208K
|
|
|
Oct 21, 2025
Q3 2025
|
Simon Quick Advisors, LLC
|
BUY
|
- |
661New |
$258K - $315K
|
661
$365K
|
|
|
Oct 21, 2025
Q3 2025
|
Apricus Wealth, LLC
Beaufort, SC |
BUY
|
- |
5+ 0.36% |
$1.95K - $2.39K
|
1.39K
$770K
|
|
|
Oct 21, 2025
Q3 2025
|
Mn Wealth Advisors, LLC
Overland Park, KS |
BUY
|
- |
526New |
$206K - $251K
|
526
$290K
|
|
|
Oct 21, 2025
Q3 2025
|
Fulton Bank, N.A.
|
BUY
|
- |
122+ 3.99% |
$47.7K - $58.2K
|
3.18K
$1.75M
|
|
|
Oct 21, 2025
Q3 2025
|
American National Bank
|
BUY
|
- |
305+ 1.14% |
$119K - $146K
|
27K
$14.9M
|
|
|
Oct 21, 2025
Q3 2025
|
Cpa Asset Management LLC
West Palm Beach, FL |
BUY
|
- |
4+ 0.04% |
$1.56K - $1.91K
|
11K
$6.08M
|
|
|
Oct 21, 2025
Q3 2025
|
Capital Advisors Inc
|
BUY
|
- |
35+ 1.09% |
$13.7K - $16.7K
|
3.24K
$1.79M
|
|
|
Oct 21, 2025
Q3 2025
|
Penn Davis Mcfarland Inc
|
SELL
|
- |
-300- 15.0% |
$117K - $143K
|
1.7K
$938K
|
|
|
Oct 21, 2025
Q3 2025
|
Verity & Verity, LLC
Beaufort, SC |
SELL
|
- |
-217- 33.13% |
$84.8K - $104K
|
438
$242K
|
|
|
Oct 21, 2025
Q3 2025
|
Davis Capital Management
Jacksonville, FL |
BUY
|
- |
5+ 13.16% |
$1.95K - $2.39K
|
43
$23.7K
|
|
|
Oct 21, 2025
Q3 2025
|
Rexford Capital Inc
Bellaire, TX |
SELL
|
- |
-13- 0.2% |
$5.08K - $6.2K
|
6.4K
$3.53M
|
|
|
Oct 21, 2025
Q3 2025
|
Ascent Wealth Partners, LLC
New Hartford, NY |
SELL
|
- |
-112- 0.69% |
$43.8K - $53.4K
|
16K
$8.84M
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.78K+ 10.98% |
$695K - $849K
|
18K
$9.93M
|
|
|
Oct 21, 2025
Q3 2025
|
Gateway Investment Advisers LLC
|
BUY
|
- |
66+ 0.04% |
$25.8K - $31.5K
|
157K
$86.7M
|
|
|
Oct 21, 2025
Q3 2025
|
Mc Guire Investment Group, LLC
|
SELL
|
- |
-180- 0.77% |
$70.4K - $85.9K
|
23.3K
$12.9M
|
|
|
Oct 21, 2025
Q3 2025
|
Wealth Management Partners, LLC
|
SELL
|
- |
-278- 8.01% |
$109K - $133K
|
3.19K
$1.76M
|
|
|
Oct 21, 2025
Q3 2025
|
Clay Northam Wealth Management, LLC
|
SELL
|
- |
-14- 2.01% |
$5.47K - $6.68K
|
681
$376K
|
|