Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2025
Q3 2025
|
Highland Capital Management, LLC
|
SELL
|
- |
-180- 1.11% |
$70.4K - $85.9K
|
16K
$8.85M
|
|
|
Oct 16, 2025
Q3 2025
|
Custos Family Office, LLC
Greenwood Village, CO |
BUY
|
- |
517New |
$202K - $247K
|
517
$285K
|
|
|
Oct 16, 2025
Q3 2025
|
Richards, Merrill & Peterson, Inc.
Spokane, WA |
BUY
|
- |
387+ 10.26% |
$151K - $185K
|
4.16K
$2.3M
|
|
|
Oct 16, 2025
Q3 2025
|
Life Steps Financial, Inc.
|
SELL
|
- |
-8- 0.46% |
$3.13K - $3.82K
|
1.74K
$958K
|
|
|
Oct 16, 2025
Q3 2025
|
Marotta Asset Management
|
BUY
|
- |
491New |
$192K - $234K
|
491
$271K
|
|
|
Oct 16, 2025
Q3 2025
|
Asio Capital, LLC
|
BUY
|
- |
525New |
$205K - $251K
|
525
$290K
|
|
|
Oct 16, 2025
Q3 2025
|
City State Bank
Norwalk, IA |
SELL
|
- |
-65- 1.45% |
$25.4K - $31K
|
4.42K
$2.44M
|
|
|
Oct 16, 2025
Q3 2025
|
Gleason Group, Inc.
|
SELL
|
- |
-98- 3.68% |
$38.3K - $46.8K
|
2.56K
$1.41M
|
|
|
Oct 16, 2025
Q3 2025
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-5- 0.19% |
$1.95K - $2.39K
|
2.63K
$1.45M
|
|
|
Oct 16, 2025
Q3 2025
|
Cra Financial Services, LLC
|
BUY
|
- |
25+ 0.73% |
$9.77K - $11.9K
|
3.47K
$1.92M
|
|
|
Oct 16, 2025
Q3 2025
|
Nvwm, LLC
|
SELL
|
- |
-158- 7.08% |
$61.8K - $75.4K
|
2.08K
$1.15M
|
|
|
Oct 16, 2025
Q3 2025
|
Burney CO
Reston, VA |
SELL
|
- |
-272- 2.14% |
$106K - $130K
|
12.4K
$6.85M
|
|
|
Oct 16, 2025
Q3 2025
|
Pfs Partners, LLC
Mine Hill, NJ |
BUY
|
- |
2New |
$782 - $954
|
2
$1.1K
|
|
|
Oct 16, 2025
Q3 2025
|
Weatherly Asset Management L. P.
|
BUY
|
- |
75+ 1.25% |
$29.3K - $35.8K
|
6.09K
$3.36M
|
|
|
Oct 16, 2025
Q3 2025
|
Ellsworth Advisors, LLC
|
SELL
|
- |
-11.6K- 93.36% |
$4.55M - $5.55M
|
828
$457K
|
|
|
Oct 16, 2025
Q3 2025
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-42- 1.49% |
$16.4K - $20K
|
2.77K
$1.53M
|
|
|
Oct 16, 2025
Q3 2025
|
Signature Resources Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3- 0.33% |
$1.17K - $1.43K
|
909
$502K
|
|
|
Oct 16, 2025
Q3 2025
|
Hbw Advisory Services LLC
|
BUY
|
- |
1.12K+ 126.38% |
$438K - $535K
|
2.01K
$1.11M
|
|
|
Oct 16, 2025
Q3 2025
|
Emprise Bank
Wichita, KS |
SELL
|
- |
-37- 0.79% |
$14.5K - $17.7K
|
4.64K
$2.56M
|
|
|
Oct 16, 2025
Q3 2025
|
Meyer Handelman CO
|
SELL
|
- |
-3.69K- 2.99% |
$1.44M - $1.76M
|
120K
$66M
|
|
|
Oct 16, 2025
Q3 2025
|
Beacon Investment Advisory Services, Inc.
|
BUY
|
- |
1.21K+ 4.5% |
$474K - $578K
|
28.1K
$15.5M
|
|
|
Oct 16, 2025
Q3 2025
|
Richwood Investment Advisors, LLC
|
BUY
|
- |
25+ 0.79% |
$9.77K - $11.9K
|
3.18K
$1.76M
|
|
|
Oct 16, 2025
Q3 2025
|
Halbert Hargrove Global Advisors, LLC
|
BUY
|
- |
48+ 64.86% |
$18.8K - $22.9K
|
122
$67.4K
|
|
|
Oct 16, 2025
Q3 2025
|
Connective Portfolio Management, LLC
|
BUY
|
- |
2KNew |
$782K - $954K
|
2K
$1.1M
|
|
|
Oct 16, 2025
Q3 2025
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-1.54K- 3.78% |
$600K - $733K
|
39.1K
$21.6M
|
|
|
Oct 16, 2025
Q3 2025
|
New Hampshire Trust
Concord, NH |
SELL
|
- |
-15- 0.13% |
$5.86K - $7.16K
|
12K
$6.6M
|
|
|
Oct 16, 2025
Q3 2025
|
Darwin Advisors, LLC
|
BUY
|
- |
1+ 0.41% |
$391 - $477
|
247
$136K
|
|
|
Oct 16, 2025
Q3 2025
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-99- 6.62% |
$38.7K - $47.2K
|
1.4K
$771K
|
|
|
Oct 16, 2025
Q3 2025
|
Griffin Asset Management, Inc.
|
BUY
|
- |
13+ 0.06% |
$5.08K - $6.2K
|
20.7K
$11.4M
|
|
|
Oct 16, 2025
Q3 2025
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
14+ 0.72% |
$5.47K - $6.68K
|
1.96K
$1.08M
|
|
|
Oct 16, 2025
Q3 2025
|
Le Conte Wealth Management, LLC
Maryville, TN |
BUY
|
- |
104+ 17.93% |
$40.7K - $49.6K
|
684
$378K
|
|
|
Oct 16, 2025
Q3 2025
|
Townsend Asset Management Corp
|
SELL
|
- |
-433- 25.73% |
$169K - $207K
|
1.25K
$690K
|
|
|
Oct 16, 2025
Q3 2025
|
Eagle Capital Management, LLC
|
SELL
|
- |
-69- 7.35% |
$27K - $32.9K
|
870
$480K
|
|
|
Oct 16, 2025
Q3 2025
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-15- 0.65% |
$5.86K - $7.16K
|
2.29K
$1.27M
|
|
|
Oct 16, 2025
Q3 2025
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
482+ 14.32% |
$188K - $230K
|
3.85K
$2.12M
|
|
|
Oct 16, 2025
Q3 2025
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
4+ 0.54% |
$1.56K - $1.91K
|
743
$410K
|
|
|
Oct 16, 2025
Q3 2025
|
Hengehold Capital Management LLC
|
BUY
|
- |
11+ 1.01% |
$4.3K - $5.25K
|
1.1K
$609K
|
|
|
Oct 16, 2025
Q3 2025
|
Bill Few Associates, Inc.
|
SELL
|
- |
-13- 0.56% |
$5.08K - $6.2K
|
2.3K
$1.27M
|
|
|
Oct 16, 2025
Q3 2025
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
431New |
$168K - $206K
|
431
$238K
|
|
|
Oct 16, 2025
Q3 2025
|
Cadinha & CO LLC
|
BUY
|
- |
604+ 1.1% |
$236K - $288K
|
55.6K
$30.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
123+ 0.5% |
$48.1K - $58.7K
|
24.8K
$13.7M
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Financial, LLC
Mount Pleasant, SC |
BUY
|
- |
192+ 13.84% |
$75.1K - $91.6K
|
1.58K
$872K
|
|
|
Oct 15, 2025
Q3 2025
|
Plancorp, LLC
|
SELL
|
- |
-26- 0.93% |
$10.2K - $12.4K
|
2.76K
$1.52M
|
|
|
Oct 15, 2025
Q3 2025
|
Davenport & CO LLC
|
SELL
|
- |
-243- 0.53% |
$95K - $116K
|
45.9K
$25.3M
|
|
|
Oct 15, 2025
Q3 2025
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
11+ 0.92% |
$4.3K - $5.25K
|
1.21K
$668K
|
|
|
Oct 15, 2025
Q3 2025
|
Successful Portfolios LLC
|
BUY
|
- |
424New |
$166K - $202K
|
424
$234K
|
|
|
Oct 15, 2025
Q3 2025
|
Vontobel Holding Ltd.
|
SELL
|
- |
-10.6K- 9.97% |
$4.15M - $5.06M
|
95.8K
$52.9M
|
|
|
Oct 15, 2025
Q3 2025
|
Vontobel Holding Ltd.
|
SELL
|
CALL |
-1K- 15.38% |
$391K - $477K
|
5.5K
$3.04M
|
|
|
Oct 15, 2025
Q3 2025
|
Optas, LLC
|
BUY
|
- |
206+ 17.55% |
$80.5K - $98.3K
|
1.38K
$762K
|
|
|
Oct 15, 2025
Q3 2025
|
Crane Advisory, LLC
Fullerton, CA |
SELL
|
- |
-60- 6.77% |
$23.5K - $28.6K
|
826
$456K
|
|