Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-50.9K- 0.7% |
$19.9M - $24.3M
|
7.24M
$4B
|
|
|
Nov 14, 2025
Q3 2025
|
Ellevest, Inc.
|
BUY
|
- |
1.39KNew |
$541K - $661K
|
1.39K
$765K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-228- 2.45% |
$89.1K - $109K
|
9.07K
$5M
|
|
|
Nov 14, 2025
Q3 2025
|
44 Wealth Management LLC
|
SELL
|
- |
-4.63K- 77.21% |
$1.81M - $2.21M
|
1.37K
$754K
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
577+ 17.9% |
$226K - $275K
|
3.8K
$2.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Sargent Investment Group, LLC
|
BUY
|
- |
176+ 2.52% |
$68.8K - $84K
|
7.15K
$3.95M
|
|
|
Nov 14, 2025
Q3 2025
|
Ieq Capital, LLC
|
BUY
|
- |
16.6K+ 84.23% |
$6.47M - $7.9M
|
36.2K
$20M
|
|
|
Nov 14, 2025
Q3 2025
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
1.33K+ 39.55% |
$520K - $635K
|
4.7K
$2.59M
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
SELL
|
- |
-765- 3.07% |
$299K - $365K
|
24.2K
$13.4M
|
|
|
Nov 14, 2025
Q3 2025
|
National Bank Of Canada
|
BUY
|
- |
209K+ 40.77% |
$81.7M - $99.7M
|
722K
$398M
|
|
|
Nov 14, 2025
Q3 2025
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-16- 2.43% |
$6.25K - $7.63K
|
642
$354K
|
|
|
Nov 14, 2025
Q3 2025
|
True Private Wealth Advisors
|
SELL
|
- |
-309- 11.54% |
$121K - $147K
|
2.37K
$1.31M
|
|
|
Nov 14, 2025
Q3 2025
|
Destination Wealth Management
|
SELL
|
- |
-13- 1.03% |
$5.08K - $6.2K
|
1.25K
$692K
|
|
|
Nov 14, 2025
Q3 2025
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-55- 1.21% |
$21.5K - $26.2K
|
4.47K
$2.47M
|
|
|
Nov 14, 2025
Q3 2025
|
Brown Advisory Inc
|
BUY
|
- |
2.2K+ 2.6% |
$859K - $1.05M
|
86.7K
$47.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
29+ 1.68% |
$11.3K - $13.8K
|
1.75K
$967K
|
|
|
Nov 14, 2025
Q3 2025
|
Members Trust CO
|
SELL
|
- |
-148- 1.29% |
$57.9K - $70.6K
|
11.3K
$6.24M
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
1.64K+ 28.3% |
$641K - $783K
|
7.44K
$4.11M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of Nova Scotia
|
BUY
|
- |
26.9K+ 6.52% |
$10.5M - $12.8M
|
440K
$243M
|
|
|
Nov 14, 2025
Q3 2025
|
Concorde Asset Management, LLC
|
BUY
|
- |
14+ 1.55% |
$5.47K - $6.68K
|
917
$506K
|
|
|
Nov 14, 2025
Q3 2025
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-27.2K- 6.09% |
$10.6M - $13M
|
420K
$232M
|
|
|
Nov 14, 2025
Q3 2025
|
Credit Agricole S A
|
SELL
|
- |
-6.27K- 3.48% |
$2.45M - $2.99M
|
174K
$95.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Credit Agricole S A
|
BUY
|
PUT |
15KNew |
$5.86M - $7.16M
|
15K
$8.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Monograph Wealth Advisors, LLC
|
SELL
|
- |
-1- 0.03% |
$391 - $477
|
2.96K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
1.29K+ 1.85% |
$504K - $616K
|
71.1K
$39.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-20- 1.67% |
$7.82K - $9.54K
|
1.18K
$651K
|
|
|
Nov 14, 2025
Q3 2025
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-25.9K- 9.05% |
$10.1M - $12.4M
|
260K
$144M
|
|
|
Nov 14, 2025
Q3 2025
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
3.91K+ 2.41% |
$1.53M - $1.86M
|
166K
$91.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
3.32K+ 11.17% |
$1.3M - $1.58M
|
33K
$18.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-158- 0.37% |
$61.8K - $75.4K
|
42.2K
$23.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-1.29K- 9.54% |
$504K - $615K
|
12.2K
$6.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Vance Wealth, Inc.
Santa Clarita, CA |
BUY
|
- |
497New |
$194K - $237K
|
497
$274K
|
|
|
Nov 14, 2025
Q3 2025
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
1.9K+ 10.31% |
$743K - $907K
|
20.3K
$11.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
6+ 0.55% |
$2.35K - $2.86K
|
1.11K
$611K
|
|
|
Nov 14, 2025
Q3 2025
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-3.25K- 16.2% |
$1.27M - $1.55M
|
16.8K
$9.27M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-87.4K- 57.39% |
$34.2M - $41.7M
|
64.9K
$35.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
PUT |
22.9K+ 297.4% |
$8.95M - $10.9M
|
30.6K
$16.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
PUT |
17.4K+ 12.65% |
$6.8M - $8.3M
|
155K
$85.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-5.16K- 1.05% |
$2.02M - $2.46M
|
488K
$269M
|
|
|
Nov 14, 2025
Q3 2025
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
CALL |
137KNew |
$53.4M - $65.1M
|
137K
$75.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-115- 0.89% |
$45K - $54.9K
|
12.8K
$7.08M
|
|
|
Nov 14, 2025
Q3 2025
|
Shelton Capital Management
Denver, CO |
BUY
|
- |
324+ 0.76% |
$127K - $155K
|
42.8K
$23.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
38.7K+ 38.07% |
$15.1M - $18.4M
|
140K
$77.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-23- 2.33% |
$8.99K - $11K
|
965
$533K
|
|
|
Nov 14, 2025
Q3 2025
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
4+ 0.12% |
$1.56K - $1.91K
|
3.31K
$1.83M
|
|
|
Nov 14, 2025
Q3 2025
|
Norinchukin Bank, The
Tokyo, M0 |
SELL
|
- |
-1.2K- 3.23% |
$470K - $574K
|
36.1K
$19.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Qtron Investments LLC
Boston, MA |
SELL
|
- |
-882- 12.96% |
$345K - $421K
|
5.93K
$3.27M
|
|
|
Nov 14, 2025
Q3 2025
|
S&T Bank
Indiana, PA |
BUY
|
- |
3+ 30.0% |
$1.17K - $1.43K
|
13
$7.18K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-215K- 3.33% |
$84M - $103M
|
6.24M
$3.44B
|
|
|
Nov 14, 2025
Q3 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.62K- 13.67% |
$632K - $771K
|
10.2K
$5.63M
|
|