Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 05, 2024
Q4 2023
|
Cannell & Co.
New York, NY |
SELL
|
- |
-5.13K- 18.11% |
$1.16M - $1.53M
|
23.2K
$12.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Wedgewood Investors Inc
|
SELL
|
- |
-100- 9.68% |
$22.6K - $29.8K
|
933
$515K
|
|
|
Feb 01, 2024
Q4 2023
|
Telemus Capital, LLC
|
BUY
|
- |
39+ 2.21% |
$8.82K - $11.6K
|
1.8K
$994K
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
PUT |
500New |
$113K - $149K
|
500
$276K
|
|
|
Jan 31, 2024
Q4 2023
|
Tilt Investment Management Holdings, Pbc
New York, NY |
SELL
|
- |
-654- 24.18% |
$148K - $195K
|
2.05K
$1.13M
|
|
|
Jan 31, 2024
Q4 2023
|
Red Tortoise LLC
Atlanta, GA |
BUY
|
- |
6+ 54.55% |
$1.36K - $1.79K
|
17
$9.38K
|
|
|
Jan 31, 2024
Q4 2023
|
Wetzel Investment Advisors, Inc.
Indianapolis, IN |
BUY
|
- |
8New |
$1.81K - $2.38K
|
8
$4.42K
|
|
|
Jan 31, 2024
Q4 2023
|
Shelter Mutual Insurance CO
|
SELL
|
- |
-3.42K- 10.0% |
$773K - $1.02M
|
30.8K
$17M
|
|
|
Jan 31, 2024
Q4 2023
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-109- 11.47% |
$24.6K - $32.5K
|
841
$464K
|
|
|
Jan 31, 2024
Q4 2023
|
Kathleen S. Wright Associates Inc.
|
BUY
|
- |
54New |
$12.2K - $16.1K
|
54
$29.8K
|
|
|
Jan 31, 2024
Q4 2023
|
Criterion Capital Advisors, LLC
Nashville, TN |
BUY
|
- |
15New |
$3.39K - $4.47K
|
15
$8.28K
|
|
|
Jan 30, 2024
Q4 2023
|
Desjardins Global Asset Management Inc.
Montreal, A8 |
BUY
|
- |
35+ 1.36% |
$7.91K - $10.4K
|
2.62K
$1.44M
|
|
|
Jan 30, 2024
Q4 2023
|
Macroview Investment Management LLC
|
SELL
|
- |
-205- 84.02% |
$46.3K - $61.1K
|
39
$21.5K
|
|
|
Jan 29, 2024
Q4 2023
|
Meitav Dash Investments LTD
|
BUY
|
- |
28.2K+ 28.4% |
$6.38M - $8.41M
|
128K
$70.4M
|
|
|
Jan 29, 2024
Q4 2023
|
Cook Wealth Management Group LLC
Raleigh, NC |
BUY
|
- |
809New |
$183K - $241K
|
809
$447K
|
|
|
Jan 29, 2024
Q4 2023
|
Granite Bay Wealth Management, LLC
|
SELL
|
- |
-3.36K- 14.21% |
$760K - $1M
|
20.3K
$11.2M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
71+ 0.37% |
$16K - $21.2K
|
19.5K
$10.8M
|
|
|
Jan 29, 2024
Q4 2023
|
Westwood Management Corp
|
SELL
|
- |
-3K- 78.95% |
$678K - $894K
|
800
$442K
|
|
|
Jan 29, 2024
Q4 2023
|
Thrive Capital Management, LLC
Fort Washington, PA |
SELL
|
- |
-40- 3.97% |
$9.04K - $11.9K
|
968
$534K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
322+ 36.67% |
$72.8K - $96K
|
1.2K
$662K
|
|
|
Jan 25, 2024
Q4 2023
|
Raub Brock Capital Management LP
|
SELL
|
- |
-24- 2.25% |
$5.43K - $7.15K
|
1.05K
$577K
|
|
|
Jan 25, 2024
Q4 2023
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-10- 0.69% |
$2.26K - $2.98K
|
1.43K
$789K
|
|
|
Jan 25, 2024
Q4 2023
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-3- 0.19% |
$678 - $894
|
1.55K
$856K
|
|
|
Jan 24, 2024
Q4 2023
|
Arlington Partners LLC
|
BUY
|
- |
189New |
$42.7K - $56.3K
|
189
$104K
|
|
|
Jan 23, 2024
Q4 2023
|
Gilfoyle & CO LLC
New York, NY |
BUY
|
- |
107New |
$24.2K - $31.9K
|
107
$59.1K
|
|
|
Jan 23, 2024
Q4 2023
|
Erts Wealth Advisors, LLC
|
BUY
|
- |
750New |
$170K - $224K
|
750
$414K
|
|
|
Jan 23, 2024
Q4 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-275- 9.11% |
$62.2K - $82K
|
2.75K
$1.52M
|
|
|
Jan 23, 2024
Q4 2023
|
Lewis Asset Management, LLC
Lafayette, CA |
BUY
|
- |
708New |
$160K - $211K
|
708
$391K
|
|
|
Jan 19, 2024
Q4 2023
|
Atlas Private Wealth Management
|
BUY
|
- |
1+ 0.05% |
$226 - $298
|
2.07K
$1.14M
|
|
|
Jan 18, 2024
Q4 2023
|
Stewart & Patten CO LLC
|
SELL
|
- |
-77- 9.24% |
$17.4K - $23K
|
756
$417K
|
|
|
Jan 17, 2024
Q4 2023
|
Columbia Trust CO 01012016
|
BUY
|
- |
283+ 3.9% |
$64K - $84.4K
|
7.54K
$4.16M
|
|
|
Jan 17, 2024
Q4 2023
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-3- 0.11% |
$678 - $894
|
2.64K
$1.46M
|
|
|
Jan 17, 2024
Q4 2023
|
Act Wealth Management, LLC
|
BUY
|
- |
36+ 4.28% |
$8.14K - $10.7K
|
877
$484K
|
|
|
Jan 16, 2024
Q4 2023
|
Penbrook Management LLC
|
BUY
|
- |
700New |
$158K - $209K
|
700
$386K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
PUT |
200New |
$45.2K - $59.6K
|
200
$110K
|
|
|
Jan 12, 2024
Q4 2023
|
Kure Advisory, LLC
Plymouth, MN |
SELL
|
- |
-15- 1.32% |
$3.39K - $4.47K
|
1.12K
$621K
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-318- 16.7% |
$71.9K - $94.8K
|
1.59K
$876K
|
|
|
Jan 11, 2024
Q4 2023
|
West Financial Advisors, LLC
|
SELL
|
- |
-36- 25.9% |
$8.14K - $10.7K
|
103
$56.9K
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-14.2K- 84.54% |
$3.2M - $4.22M
|
2.59K
$1.43M
|
|
|
Jan 09, 2024
Q4 2023
|
Werlinich Asset Management, LLC
Stamford, CT |
SELL
|
- |
-14- 0.33% |
$3.16K - $4.17K
|
4.22K
$2.33M
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
SELL
|
- |
-466- 8.47% |
$105K - $139K
|
5.04K
$2.78M
|
|
|
Jan 08, 2024
Q4 2023
|
Hurlow Wealth Management Group, Inc.
|
SELL
|
- |
-2- 0.27% |
$452 - $596
|
747
$412K
|
|
|
Jan 08, 2024
Q4 2023
|
Arlington Financial Advisors, LLC
|
BUY
|
- |
1.34KNew |
$302K - $398K
|
1.34K
$738K
|
|
|
Jan 08, 2024
Q4 2023
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
6+ 0.29% |
$1.36K - $1.79K
|
2.1K
$1.16M
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
SELL
|
- |
-504- 50.2% |
$114K - $150K
|
500
$276K
|
|
| Q3 2023 | |||||||
|
Jan 05, 2026
Q3 2023
|
Chesapeake Asset Management LLC
New York, NY |
BUY
|
- |
28New |
$6.74K - $8.08K
|
28
$15.5K
|
|
|
Nov 07, 2025
Q3 2023
|
Abn Amro Investment Solutions
Paris Cedex 008, |
SELL
|
- |
-3.2K- 51.13% |
$769K - $923K
|
3.06K
$1.69M
|
|
|
Feb 05, 2025
Q3 2023
|
Generali Powszechne Towarzystwo Emerytalne
Warsaw, R9 |
BUY
|
- |
5K+ 24.85% |
$1.2M - $1.44M
|
25.1K
$13.9M
|
|
|
Sep 05, 2024
Q3 2023
|
Granite Fo LLC
Bedford, NH |
BUY
|
- |
85+ 14.17% |
$20.4K - $24.5K
|
685
$378K
|
|
|
Apr 22, 2024
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
38+ 20.0% |
$9.14K - $11K
|
228
$126K
|
|