Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Kb Financial Partners, LLC
Princeton, NJ |
BUY
|
- |
261+ 196.24% |
$62.8K - $75.3K
|
394
$218K
|
|
|
Nov 15, 2023
Q3 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-6.24K- 67.49% |
$1.5M - $1.8M
|
3.01K
$1.66M
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-136- 72.73% |
$32.7K - $39.3K
|
51
$28.2K
|
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4- 0.5% |
$962 - $1.15K
|
791
$437K
|
|
|
Nov 14, 2023
Q3 2023
|
Surience Private Wealth LLC
|
BUY
|
- |
13.2KNew |
$3.18M - $3.81M
|
13.2K
$7.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Tiedemann Advisors, LLC
|
BUY
|
- |
5+ 0.44% |
$1.2K - $1.44K
|
1.13K
$624K
|
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-300- 25.0% |
$72.2K - $86.6K
|
900
$497K
|
|
|
Nov 14, 2023
Q3 2023
|
Cunning Capital Partners, LP
Morrisville, NC |
BUY
|
- |
7.32KNew |
$1.76M - $2.11M
|
7.32K
$4.04M
|
|
|
Nov 14, 2023
Q3 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
SELL
|
- |
-1.58K- 11.55% |
$381K - $457K
|
12.1K
$6.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Kerrisdale Advisers, LLC
Miami, FL |
SELL
|
- |
-11K- 37.61% |
$2.66M - $3.19M
|
18.3K
$10.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
31.8K+ 55.48% |
$7.64M - $9.16M
|
89K
$49.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Holocene Advisors, LP
New York, NY |
BUY
|
- |
321KNew |
$77.1M - $92.5M
|
321K
$177M
|
|
|
Nov 14, 2023
Q3 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-62.6K- 68.92% |
$15.1M - $18.1M
|
28.2K
$15.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Rock Creek Group, LP
|
SELL
|
- |
-138- 35.84% |
$33.2K - $39.8K
|
247
$136K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Securities LLC
New York, NY |
SELL
|
- |
-2.07K- 76.4% |
$498K - $597K
|
639
$353K
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-306- 14.66% |
$73.6K - $88.3K
|
1.78K
$984K
|
|
|
Nov 13, 2023
Q3 2023
|
Front Barnett Associates LLC
Chicago, IL |
SELL
|
- |
-2.65K- 2.89% |
$638K - $765K
|
88.9K
$49.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
1.07KNew |
$256K - $307K
|
1.07K
$588K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
179+ 10.19% |
$43.1K - $51.7K
|
1.94K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-899Closed |
$216K - $259K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
29New |
$6.98K - $8.37K
|
29
$16K
|
|
|
Nov 09, 2023
Q3 2023
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-71- 14.03% |
$17.1K - $20.5K
|
435
$240K
|
|
|
Nov 09, 2023
Q3 2023
|
Manitou Investment Management Ltd.
Toronto, A6 |
BUY
|
- |
65New |
$15.6K - $18.8K
|
65
$35.9K
|
|
|
Nov 09, 2023
Q3 2023
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-649- 2.12% |
$156K - $187K
|
30K
$16.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Antonetti Capital Management LLC
|
BUY
|
- |
1+ 0.87% |
$241 - $289
|
116
$64K
|
|
|
Nov 09, 2023
Q3 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-854- 15.5% |
$205K - $247K
|
4.66K
$2.57M
|
|
|
Nov 09, 2023
Q3 2023
|
Jw Asset Management, LLC
Armonk, NY |
BUY
|
- |
4.02KNew |
$968K - $1.16M
|
4.02K
$2.22M
|
|
|
Nov 09, 2023
Q3 2023
|
Freemont Management S.A.
|
SELL
|
- |
-5.8K- 14.5% |
$1.4M - $1.67M
|
34.2K
$18.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
41+ 1.34% |
$9.86K - $11.8K
|
3.11K
$1.72M
|
|
|
Nov 08, 2023
Q3 2023
|
Fosun International LTD
|
BUY
|
- |
5.19KNew |
$1.25M - $1.5M
|
5.19K
$2.86M
|
|
|
Nov 08, 2023
Q3 2023
|
Total Wealth Planning, LLC
|
BUY
|
- |
748New |
$180K - $216K
|
748
$413K
|
|
|
Nov 08, 2023
Q3 2023
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
160New |
$38.5K - $46.2K
|
160
$88.3K
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-813- 33.58% |
$196K - $235K
|
1.61K
$888K
|
|
|
Nov 07, 2023
Q3 2023
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
2+ 0.41% |
$481 - $577
|
490
$271K
|
|
|
Nov 07, 2023
Q3 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
2.87KNew |
$691K - $830K
|
2.87K
$1.59M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
373KNew |
$89.8M - $108M
|
373K
$206M
|
|
|
Nov 06, 2023
Q3 2023
|
Sonata Capital Group Inc
|
BUY
|
- |
916New |
$220K - $264K
|
916
$506K
|
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-6- 1.84% |
$1.44K - $1.73K
|
320
$177K
|
|
|
Nov 02, 2023
Q3 2023
|
Triad Financial Advisors, Inc.
Greensboro, NC |
BUY
|
- |
54+ 0.58% |
$13K - $15.6K
|
9.3K
$5.13M
|
|
|
Nov 02, 2023
Q3 2023
|
Beck Bode, LLC
|
BUY
|
- |
612+ 4.76% |
$147K - $177K
|
13.5K
$7.44M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
CALL |
1.56MNew |
$375M - $449M
|
1.56M
$860M
|
|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-215- 1.03% |
$51.7K - $62.1K
|
20.8K
$11.5M
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100- 60.61% |
$24.1K - $28.9K
|
65
$35.9K
|
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.09KNew |
$263K - $315K
|
1.09K
$603K
|
|
|
Oct 31, 2023
Q3 2023
|
Levin Capital Strategies, L.P.
New York, NY |
BUY
|
CALL |
5.5KNew |
$1.32M - $1.59M
|
5.5K
$3.04M
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
772New |
$186K - $223K
|
772
$426K
|
|
|
Oct 31, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
BUY
|
- |
26New |
$6.26K - $7.5K
|
26
$14.4K
|
|
|
Oct 30, 2023
Q3 2023
|
Members Capital Advisors Inc
|
SELL
|
- |
-6.77K- 84.68% |
$1.63M - $1.95M
|
1.23K
$676K
|
|
|
Oct 27, 2023
Q3 2023
|
Dubuque Bank & Trust CO
|
BUY
|
- |
159+ 10.41% |
$38.3K - $45.9K
|
1.69K
$931K
|
|
|
Oct 27, 2023
Q3 2023
|
Crestone Asset Management LLC
|
BUY
|
- |
1.26KNew |
$302K - $362K
|
1.26K
$693K
|
|