Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Bill Gates
Bill & Melinda Gates Foundation Trust | Kirkland, Wa
|
SELL
|
- |
-1M- 13.6% |
$391M - $477M
|
6.35M
$3.51B
|
|
|
Nov 14, 2025
Q3 2025
|
State Street Corp
Boston, MA |
SELL
|
- |
-946K- 2.63% |
$370M - $451M
|
35M
$19.3B
|
|
|
Nov 13, 2025
Q3 2025
|
Altshuler Shaham LTD
|
SELL
|
- |
-932K- 99.93% |
$364M - $445M
|
625
$345K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-719K- 94.33% |
$281M - $343M
|
43.2K
$23.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-518K- 23.92% |
$202M - $247M
|
1.65M
$909M
|
|
|
Nov 12, 2025
Q3 2025
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-433K- 99.74% |
$169M - $206M
|
1.12K
$617K
|
|
|
Oct 07, 2025
Q3 2025
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-423K- 50.13% |
$165M - $202M
|
420K
$232M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-320K- 9.74% |
$125M - $153M
|
2.96M
$1.64B
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-312K- 20.71% |
$122M - $149M
|
1.2M
$660M
|
|
|
Nov 13, 2025
Q3 2025
|
Twin Tree Management, LP
Dallas, TX |
SELL
|
PUT |
-288K- 76.32% |
$113M - $138M
|
89.4K
$49.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
SELL
|
- |
-263K- 26.97% |
$103M - $126M
|
712K
$393M
|
|
|
Nov 14, 2025
Q3 2025
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-255K- 81.37% |
$99.7M - $122M
|
58.4K
$32.2M
|
|
|
Oct 27, 2025
Q3 2025
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-245K- 38.8% |
$95.8M - $117M
|
386K
$213M
|
|
|
Nov 05, 2025
Q3 2025
|
Diamond Hill Capital Management Inc
Columbus, OH |
SELL
|
- |
-242K- 34.56% |
$94.7M - $116M
|
459K
$253M
|
|
|
Nov 14, 2025
Q3 2025
|
Strive Asset Management, LLC
Dublin, OH |
SELL
|
- |
-227K- 99.94% |
$88.7M - $108M
|
138
$76.2K
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
SELL
|
- |
-226K- 16.14% |
$88.5M - $108M
|
1.18M
$650M
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-215K- 3.33% |
$84M - $103M
|
6.24M
$3.44B
|
|
|
Nov 14, 2025
Q3 2025
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-215K- 37.85% |
$84M - $103M
|
353K
$195M
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-196K- 32.63% |
$76.5M - $93.3M
|
404K
$223M
|
|
|
Oct 20, 2025
Q3 2025
|
Los Angeles Capital Management LLC
|
SELL
|
- |
-193K- 78.99% |
$75.5M - $92.1M
|
51.4K
$28.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Interval Partners, LP
New York, NY |
SELL
|
- |
-177K- 64.69% |
$69.4M - $84.7M
|
96.9K
$53.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-170K- 99.42% |
$66.4M - $81M
|
993
$548K
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-169K- 11.15% |
$66.1M - $80.7M
|
1.35M
$744M
|
|
|
Oct 31, 2025
Q3 2025
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-159K- 41.53% |
$62.2M - $75.9M
|
224K
$124M
|
|
|
Nov 05, 2025
Q3 2025
|
Pro Share Advisors LLC
|
SELL
|
- |
-157K- 21.66% |
$61.4M - $75M
|
568K
$314M
|
|
|
Nov 12, 2025
Q3 2025
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
SELL
|
- |
-151K- 0.85% |
$59M - $72.1M
|
17.5M
$9.67B
|
|
|
Nov 14, 2025
Q3 2025
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-150K- 3.54% |
$58.5M - $71.4M
|
4.08M
$2.25B
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-124K- 3.4% |
$48.5M - $59.2M
|
3.52M
$1.95B
|
|
|
Nov 14, 2025
Q3 2025
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-122K- 99.43% |
$47.6M - $58.2M
|
703
$388K
|
|
|
Nov 07, 2025
Q3 2025
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-117K- 0.25% |
$45.6M - $55.6M
|
45.9M
$25.4B
|
|
|
Nov 14, 2025
Q3 2025
|
Cartenna Capital, LP
Stamford, CT |
SELL
|
- |
-115K- 47.92% |
$45M - $54.9M
|
125K
$69M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
PUT |
-114K- 37.71% |
$44.6M - $54.5M
|
189K
$104M
|
|
|
Nov 12, 2025
Q3 2025
|
Barclays PLC
London, X0 |
SELL
|
PUT |
-113K- 39.52% |
$44.3M - $54.1M
|
173K
$95.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Nuveen, LLC
Charlotte, NC |
SELL
|
- |
-112K- 4.71% |
$43.6M - $53.2M
|
2.25M
$1.24B
|
|
|
Nov 13, 2025
Q3 2025
|
Eisler Capital Management Ltd.
London, X0 |
SELL
|
PUT |
-108K- 32.02% |
$42.1M - $51.4M
|
229K
$126M
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
PUT |
-107K- 70.64% |
$41.7M - $50.9M
|
44.3K
$24.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-107K- 44.84% |
$41.6M - $50.8M
|
131K
$72.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-100K- 7.33% |
$39.3M - $47.9M
|
1.27M
$701M
|
|
|
Nov 14, 2025
Q3 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-87.4K- 57.39% |
$34.2M - $41.7M
|
64.9K
$35.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-86K- 2.8% |
$33.6M - $41M
|
2.98M
$1.65B
|
|
|
Nov 14, 2025
Q3 2025
|
Mirae Asset Global Etfs Holdings Ltd.
Central, K3 |
SELL
|
- |
-84.7K- 53.17% |
$33.1M - $40.4M
|
74.6K
$41.2M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-83K- 33.65% |
$32.4M - $39.6M
|
164K
$90.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Intech Investment Management LLC
West Palm Beach, FL |
SELL
|
- |
-74.7K- 69.6% |
$29.2M - $35.6M
|
32.6K
$18M
|
|
|
Nov 13, 2025
Q3 2025
|
Menora Mivtachim Holdings Ltd.
|
SELL
|
- |
-72.5K- 25.89% |
$28.3M - $34.6M
|
208K
$115M
|
|
|
Nov 12, 2025
Q3 2025
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-69.7K- 2.35% |
$27.3M - $33.3M
|
2.9M
$1.6B
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-62.8K- 13.97% |
$24.5M - $30M
|
387K
$213M
|
|
|
Nov 14, 2025
Q3 2025
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-61.6K- 77.8% |
$24.1M - $29.4M
|
17.6K
$9.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
SELL
|
- |
-61.4K- 89.43% |
$24M - $29.3M
|
7.26K
$4.01M
|
|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-56.4K- 16.58% |
$22.1M - $26.9M
|
284K
$157M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-54.6K- 15.08% |
$21.3M - $26.1M
|
307K
$170M
|
|