Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2026
Q4 2025
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-405K- 96.32% |
$195M - $237M
|
15.5K
$8.54M
|
|
|
Jan 08, 2026
Q4 2025
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-115K- 29.86% |
$55.5M - $67.5M
|
271K
$150M
|
|
|
Jan 09, 2026
Q4 2025
|
Sg Americas Securities, LLC
|
SELL
|
- |
-69.5K- 13.83% |
$33.4M - $40.7M
|
433K
$239M
|
|
|
Jan 13, 2026
Q4 2025
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-42.6K- 26.99% |
$20.5M - $24.9M
|
115K
$63.6M
|
|
|
Jan 08, 2026
Q4 2025
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-7.06K- 31.68% |
$3.4M - $4.14M
|
15.2K
$8.41M
|
|
|
Jan 13, 2026
Q4 2025
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-6.5K- 68.46% |
$3.12M - $3.8M
|
2.99K
$1.65M
|
|
|
Jan 08, 2026
Q4 2025
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-6.03K- 19.54% |
$2.9M - $3.53M
|
24.8K
$13.7M
|
|
|
Jan 13, 2026
Q4 2025
|
Dakota Wealth Management
|
SELL
|
- |
-4.46K- 6.96% |
$2.14M - $2.61M
|
59.6K
$32.9M
|
|
|
Jan 12, 2026
Q4 2025
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-3.85K- 6.98% |
$1.85M - $2.26M
|
51.4K
$28.4M
|
|
|
Jan 07, 2026
Q4 2025
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-2.71K- 4.75% |
$1.3M - $1.59M
|
54.3K
$30M
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.58K- 10.83% |
$1.24M - $1.51M
|
21.2K
$11.7M
|
|
|
Jan 02, 2026
Q4 2025
|
Jacobs & CO
|
SELL
|
- |
-2.44K- 6.45% |
$1.17M - $1.43M
|
35.4K
$19.5M
|
|
|
Jan 09, 2026
Q4 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-2.12K- 4.14% |
$1.02M - $1.24M
|
49.1K
$27.1M
|
|
|
Jan 12, 2026
Q4 2025
|
Moody National Bank Trust Division
|
SELL
|
- |
-2.08K- 38.31% |
$1M - $1.22M
|
3.35K
$1.85M
|
|
|
Jan 06, 2026
Q4 2025
|
Paradiem, LLC
|
SELL
|
- |
-2.07K- 6.25% |
$995K - $1.21M
|
31K
$17.1M
|
|
|
Jan 09, 2026
Q4 2025
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-1.79K- 17.2% |
$859K - $1.05M
|
8.6K
$4.75M
|
|
|
Jan 08, 2026
Q4 2025
|
Teamwork Financial Advisors, LLC
|
SELL
|
CALL |
-1.7K- 94.44% |
$817K - $995K
|
100
$55.2K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.68K- 1.06% |
$808K - $984K
|
157K
$86.8M
|
|
|
Jan 07, 2026
Q4 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
SELL
|
- |
-1.5K- 7.07% |
$723K - $880K
|
19.8K
$10.9M
|
|
|
Jan 07, 2026
Q4 2025
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-1.37K- 36.39% |
$659K - $802K
|
2.4K
$1.32M
|
|
|
Jan 09, 2026
Q4 2025
|
Congress Asset Management CO
|
SELL
|
- |
-1.21K- 2.24% |
$583K - $710K
|
52.9K
$29.2M
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.12K- 2.45% |
$540K - $658K
|
44.8K
$24.7M
|
|
|
Jan 12, 2026
Q4 2025
|
Connective Portfolio Management, LLC
|
SELL
|
- |
-1K- 50.0% |
$481K - $585K
|
1K
$552K
|
|
|
Jan 13, 2026
Q4 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-950- 2.51% |
$457K - $556K
|
37K
$20.4M
|
|
|
Jan 06, 2026
Q4 2025
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-857- 5.16% |
$412K - $502K
|
15.7K
$8.69M
|
|
|
Jan 08, 2026
Q4 2025
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-745- 4.16% |
$358K - $436K
|
17.1K
$9.47M
|
|
|
Jan 08, 2026
Q4 2025
|
Charles Schwab Trust CO
|
SELL
|
- |
-591- 9.68% |
$284K - $346K
|
5.52K
$3.04M
|
|
|
Jan 13, 2026
Q4 2025
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-589- 3.07% |
$283K - $345K
|
18.6K
$10.3M
|
|
|
Jan 05, 2026
Q4 2025
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-461- 8.49% |
$222K - $270K
|
4.97K
$2.74M
|
|
|
Jan 09, 2026
Q4 2025
|
Central Bank & Trust CO
|
SELL
|
- |
-459- 2.23% |
$221K - $269K
|
20.1K
$11.1M
|
|
|
Jan 12, 2026
Q4 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-435- 5.23% |
$209K - $255K
|
7.88K
$4.35M
|
|
|
Jan 13, 2026
Q4 2025
|
Parsons Capital Management Inc
|
SELL
|
- |
-422- 1.09% |
$203K - $247K
|
38.4K
$21.2M
|
|
|
Jan 12, 2026
Q4 2025
|
First Merchants Corp
|
SELL
|
- |
-415- 3.78% |
$200K - $243K
|
10.6K
$5.84M
|
|
|
Jan 08, 2026
Q4 2025
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-389- 3.74% |
$187K - $228K
|
10K
$5.53M
|
|
|
Jan 12, 2026
Q4 2025
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-329- 1.57% |
$158K - $193K
|
20.6K
$11.4M
|
|
|
Jan 13, 2026
Q4 2025
|
Global X Japan Co., Ltd.
Chiyoda Ku, Tokyo, M0 |
SELL
|
- |
-306- 21.41% |
$147K - $179K
|
1.12K
$620K
|
|
|
Jan 12, 2026
Q4 2025
|
Bath Savings Trust CO
|
SELL
|
- |
-295- 8.83% |
$142K - $173K
|
3.05K
$1.68M
|
|
|
Jan 08, 2026
Q4 2025
|
Tompkins Financial Corp
|
SELL
|
- |
-291- 14.41% |
$140K - $170K
|
1.73K
$954K
|
|
|
Jan 13, 2026
Q4 2025
|
Norden Group LLC
Provo, UT |
SELL
|
- |
-279- 6.6% |
$134K - $163K
|
3.95K
$2.18M
|
|
|
Jan 08, 2026
Q4 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-277- 11.96% |
$133K - $162K
|
2.04K
$1.13M
|
|
|
Jan 02, 2026
Q4 2025
|
First Financial Bank Trust Division
Hamilton, OH |
SELL
|
- |
-254- 1.31% |
$122K - $149K
|
19.1K
$10.5M
|
|
|
Jan 08, 2026
Q4 2025
|
Hutchens & Kramer Investment Management Group, LLC
Carmel, IN |
SELL
|
- |
-244- 27.6% |
$117K - $143K
|
640
$353K
|
|
|
Jan 13, 2026
Q4 2025
|
Trust Point Inc.
La Crosse, WI |
SELL
|
- |
-236- 4.36% |
$113K - $138K
|
5.18K
$2.86M
|
|
|
Jan 08, 2026
Q4 2025
|
Oliver Luxxe Assets LLC
Gladstone, NJ |
SELL
|
- |
-223- 15.01% |
$107K - $131K
|
1.26K
$697K
|
|
|
Jan 08, 2026
Q4 2025
|
Peoples Bank/Ks
Pratt, KS |
SELL
|
- |
-220- 13.81% |
$106K - $129K
|
1.37K
$758K
|
|
|
Jan 09, 2026
Q4 2025
|
Bos Asset Management, LLC
Springfield, IL |
SELL
|
- |
-211- 3.33% |
$101K - $124K
|
6.13K
$3.39M
|
|
|
Jan 07, 2026
Q4 2025
|
Lake Street Financial LLC
|
SELL
|
- |
-206- 36.59% |
$99K - $121K
|
357
$197K
|
|
|
Jan 12, 2026
Q4 2025
|
Brucke Financial, Inc.
Indianapolis, IN |
SELL
|
- |
-202- 7.19% |
$97.1K - $118K
|
2.61K
$1.44M
|
|
|
Jan 12, 2026
Q4 2025
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-201- 3.83% |
$96.6K - $118K
|
5.04K
$2.78M
|
|
|
Jan 12, 2026
Q4 2025
|
Benin Management Corp
|
SELL
|
- |
-200- 6.32% |
$96.2K - $117K
|
2.97K
$1.64M
|
|