Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2026
Q4 2025
|
Assenagon Asset Management S.A.
|
SELL
|
- |
-405K- 96.32% |
$195M - $237M
|
15.5K
$8.54M
|
|
|
Jan 08, 2026
Q4 2025
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-115K- 29.86% |
$55.5M - $67.5M
|
271K
$150M
|
|
|
Jan 09, 2026
Q4 2025
|
Sg Americas Securities, LLC
|
SELL
|
- |
-69.5K- 13.83% |
$33.4M - $40.7M
|
433K
$239M
|
|
|
Jan 13, 2026
Q4 2025
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-42.6K- 26.99% |
$20.5M - $24.9M
|
115K
$63.6M
|
|
|
Jan 15, 2026
Q4 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-34.3K- 39.68% |
$16.5M - $20.1M
|
52.2K
$28.8M
|
|
|
Jan 08, 2026
Q4 2025
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-7.06K- 31.68% |
$3.4M - $4.14M
|
15.2K
$8.41M
|
|
|
Jan 13, 2026
Q4 2025
|
Synergy Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-6.5K- 68.46% |
$3.12M - $3.8M
|
2.99K
$1.65M
|
|
|
Jan 08, 2026
Q4 2025
|
Teamwork Financial Advisors, LLC
|
SELL
|
- |
-6.03K- 19.54% |
$2.9M - $3.53M
|
24.8K
$13.7M
|
|
|
Jan 16, 2026
Q4 2025
|
Abrdn PLC
|
SELL
|
- |
-5.72K- 1.14% |
$2.75M - $3.35M
|
494K
$273M
|
|
|
Jan 14, 2026
Q4 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
SELL
|
- |
-5.16K- 38.11% |
$2.48M - $3.02M
|
8.37K
$4.62M
|
|
|
Jan 16, 2026
Q4 2025
|
Applied Capital Llc/Fl
Hollywood, FL |
SELL
|
- |
-4.62K- 38.97% |
$2.22M - $2.71M
|
7.24K
$4M
|
|
|
Jan 13, 2026
Q4 2025
|
Dakota Wealth Management
|
SELL
|
- |
-4.46K- 6.96% |
$2.14M - $2.61M
|
59.6K
$32.9M
|
|
|
Jan 15, 2026
Q4 2025
|
Meyer Handelman CO
|
SELL
|
- |
-3.87K- 3.24% |
$1.86M - $2.27M
|
116K
$63.9M
|
|
|
Jan 12, 2026
Q4 2025
|
Ccm Investment Advisers LLC
|
SELL
|
- |
-3.85K- 6.98% |
$1.85M - $2.26M
|
51.4K
$28.4M
|
|
|
Jan 07, 2026
Q4 2025
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-2.71K- 4.75% |
$1.3M - $1.59M
|
54.3K
$30M
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.58K- 10.83% |
$1.24M - $1.51M
|
21.2K
$11.7M
|
|
|
Jan 02, 2026
Q4 2025
|
Jacobs & CO
|
SELL
|
- |
-2.44K- 6.45% |
$1.17M - $1.43M
|
35.4K
$19.5M
|
|
|
Jan 15, 2026
Q4 2025
|
Silver Oak Securities, Inc
Jackson, TN |
SELL
|
- |
-2.37K- 11.48% |
$1.14M - $1.39M
|
18.3K
$10.1M
|
|
|
Jan 14, 2026
Q4 2025
|
Goelzer Investment Management, Inc.
|
SELL
|
- |
-2.2K- 9.04% |
$1.06M - $1.29M
|
22.1K
$12.2M
|
|
|
Jan 15, 2026
Q4 2025
|
Foster & Motley Inc
Cincinnati, OH |
SELL
|
- |
-2.2K- 12.39% |
$1.06M - $1.29M
|
15.5K
$8.57M
|
|
|
Jan 13, 2026
Q4 2025
|
Romano Brothers And Company
Evanston, IL |
SELL
|
- |
-2.13K- 12.96% |
$1.02M - $1.25M
|
14.3K
$7.9M
|
|
|
Jan 09, 2026
Q4 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-2.12K- 4.14% |
$1.02M - $1.24M
|
49.1K
$27.1M
|
|
|
Jan 12, 2026
Q4 2025
|
Moody National Bank Trust Division
|
SELL
|
- |
-2.08K- 38.31% |
$1M - $1.22M
|
3.35K
$1.85M
|
|
|
Jan 06, 2026
Q4 2025
|
Paradiem, LLC
|
SELL
|
- |
-2.07K- 6.25% |
$995K - $1.21M
|
31K
$17.1M
|
|
|
Jan 09, 2026
Q4 2025
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-1.79K- 17.2% |
$859K - $1.05M
|
8.6K
$4.75M
|
|
|
Jan 08, 2026
Q4 2025
|
Teamwork Financial Advisors, LLC
|
SELL
|
CALL |
-1.7K- 94.44% |
$817K - $995K
|
100
$55.2K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.68K- 1.06% |
$808K - $984K
|
157K
$86.8M
|
|
|
Jan 07, 2026
Q4 2025
|
Sagespring Wealth Partners, LLC
Franklin, TN |
SELL
|
- |
-1.5K- 7.07% |
$723K - $880K
|
19.8K
$10.9M
|
|
|
Jan 07, 2026
Q4 2025
|
Aafmaa Wealth Management & Trust LLC
|
SELL
|
- |
-1.37K- 36.39% |
$659K - $802K
|
2.4K
$1.32M
|
|
|
Jan 15, 2026
Q4 2025
|
Members Trust CO
|
SELL
|
- |
-1.32K- 11.64% |
$632K - $770K
|
9.99K
$5.51M
|
|
|
Jan 09, 2026
Q4 2025
|
Congress Asset Management CO
|
SELL
|
- |
-1.21K- 2.24% |
$583K - $710K
|
52.9K
$29.2M
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
SELL
|
- |
-1.12K- 2.45% |
$540K - $658K
|
44.8K
$24.7M
|
|
|
Jan 14, 2026
Q4 2025
|
Advisors Management Group Inc
|
SELL
|
- |
-1.01K- 18.75% |
$485K - $591K
|
4.37K
$2.41M
|
|
|
Jan 15, 2026
Q4 2025
|
Delta Capital Management LLC
|
SELL
|
- |
-1K- 10.13% |
$481K - $585K
|
8.87K
$4.9M
|
|
|
Jan 12, 2026
Q4 2025
|
Connective Portfolio Management, LLC
|
SELL
|
- |
-1K- 50.0% |
$481K - $585K
|
1K
$552K
|
|
|
Jan 13, 2026
Q4 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-950- 2.51% |
$457K - $556K
|
37K
$20.4M
|
|
|
Jan 13, 2026
Q4 2025
|
Kmg Fiduciary Partners, LLC
|
SELL
|
- |
-926- 10.15% |
$445K - $542K
|
8.2K
$4.53M
|
|
|
Jan 15, 2026
Q4 2025
|
Cannon Advisors, Inc.
Charlotte, NC |
SELL
|
- |
-924- 10.78% |
$444K - $541K
|
7.65K
$4.22M
|
|
|
Jan 14, 2026
Q4 2025
|
In Track Investment Management Inc
|
SELL
|
- |
-875- 19.47% |
$421K - $512K
|
3.62K
$2M
|
|
|
Jan 06, 2026
Q4 2025
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-857- 5.16% |
$412K - $502K
|
15.7K
$8.69M
|
|
|
Jan 08, 2026
Q4 2025
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-745- 4.16% |
$358K - $436K
|
17.1K
$9.47M
|
|
|
Jan 16, 2026
Q4 2025
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-700- 2.85% |
$337K - $410K
|
23.9K
$13.2M
|
|
|
Jan 15, 2026
Q4 2025
|
Boit C F David
Boston, MA |
SELL
|
- |
-700- 3.59% |
$337K - $410K
|
18.8K
$10.4M
|
|
|
Jan 08, 2026
Q4 2025
|
Charles Schwab Trust CO
|
SELL
|
- |
-591- 9.68% |
$284K - $346K
|
5.52K
$3.04M
|
|
|
Jan 13, 2026
Q4 2025
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-589- 3.07% |
$283K - $345K
|
18.6K
$10.3M
|
|
|
Jan 14, 2026
Q4 2025
|
Bell Bank
|
SELL
|
- |
-495- 20.5% |
$238K - $290K
|
1.92K
$1.06M
|
|
|
Jan 05, 2026
Q4 2025
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-461- 8.49% |
$222K - $270K
|
4.97K
$2.74M
|
|
|
Jan 09, 2026
Q4 2025
|
Central Bank & Trust CO
|
SELL
|
- |
-459- 2.23% |
$221K - $269K
|
20.1K
$11.1M
|
|
|
Jan 12, 2026
Q4 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-435- 5.23% |
$209K - $255K
|
7.88K
$4.35M
|
|
|
Jan 13, 2026
Q4 2025
|
Parsons Capital Management Inc
|
SELL
|
- |
-422- 1.09% |
$203K - $247K
|
38.4K
$21.2M
|
|