Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
National Bank Of Canada
|
SELL
|
- |
-45.6K- 11.65% |
$14.4M - $17.8M
|
346K
$128M
|
|
|
Nov 14, 2024
Q3 2024
|
Man Group PLC
London, X0 |
SELL
|
- |
-42.2K- 64.02% |
$13.4M - $16.5M
|
23.7K
$8.82M
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-42.1K- 7.01% |
$13.3M - $16.5M
|
559K
$208M
|
|
|
Nov 13, 2024
Q3 2024
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-40.5K- 8.73% |
$12.8M - $15.8M
|
423K
$157M
|
|
|
Nov 12, 2024
Q3 2024
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-39.8K- 8.38% |
$12.6M - $15.6M
|
435K
$162M
|
|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-39.7K- 12.46% |
$12.6M - $15.5M
|
279K
$104M
|
|
|
Nov 13, 2024
Q3 2024
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-38.9K- 5.84% |
$12.3M - $15.2M
|
627K
$233M
|
|
|
Nov 13, 2024
Q3 2024
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-38.5K- 10.11% |
$12.2M - $15M
|
342K
$127M
|
|
|
Nov 14, 2024
Q3 2024
|
Mbb Public Markets I LLC
Chicago, IL |
SELL
|
- |
-34.5K- 97.46% |
$10.9M - $13.5M
|
900
$334K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-32.6K- 1.72% |
$10.3M - $12.8M
|
1.86M
$691M
|
|
|
Nov 13, 2024
Q3 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-30.6K- 17.1% |
$9.7M - $12M
|
148K
$55.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Eisler Capital (Us) LLC
New York, NY |
SELL
|
PUT |
-29.7K- 27.86% |
$9.41M - $11.6M
|
76.9K
$28.6M
|
|
|
Nov 07, 2024
Q3 2024
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-27K- 1.83% |
$8.55M - $10.6M
|
1.45M
$539M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-25.4K- 4.64% |
$8.04M - $9.93M
|
522K
$194M
|
|
|
Nov 14, 2024
Q3 2024
|
Credit Agricole S A
|
SELL
|
- |
-24.3K- 30.86% |
$7.69M - $9.5M
|
54.4K
$20.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
PUT |
-23.4K- 17.44% |
$7.41M - $9.15M
|
111K
$41.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
PUT |
-21.6K- 49.54% |
$6.84M - $8.45M
|
22K
$8.17M
|
|
|
Nov 13, 2024
Q3 2024
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
SELL
|
- |
-21.2K- 78.28% |
$6.73M - $8.31M
|
5.89K
$2.19M
|
|
|
Nov 14, 2024
Q3 2024
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-20.7K- 24.33% |
$6.56M - $8.1M
|
64.4K
$23.9M
|
|
|
Nov 14, 2024
Q3 2024
|
Zimmer Partners, LP
New York, NY |
SELL
|
- |
-20K- 50.0% |
$6.34M - $7.82M
|
20K
$7.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-19.8K- 56.29% |
$6.27M - $7.75M
|
15.4K
$5.71M
|
|
|
Nov 14, 2024
Q3 2024
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-19.4K- 86.37% |
$6.15M - $7.59M
|
3.06K
$1.14M
|
|
|
Nov 01, 2024
Q3 2024
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-19.3K- 94.63% |
$6.11M - $7.55M
|
1.1K
$407K
|
|
|
Nov 14, 2024
Q3 2024
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-19.3K- 60.46% |
$6.1M - $7.53M
|
12.6K
$4.68M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-18.7K- 2.91% |
$5.91M - $7.3M
|
622K
$231M
|
|
|
Oct 09, 2024
Q3 2024
|
Simplicity Wealth,Llc
|
SELL
|
- |
-18.3K- 88.6% |
$5.8M - $7.16M
|
2.36K
$875K
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-16.9K- 5.9% |
$5.34M - $6.59M
|
269K
$99.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16K- 21.94% |
$5.07M - $6.26M
|
57K
$21.2M
|
|
|
Nov 14, 2024
Q3 2024
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-16K- 1.99% |
$5.06M - $6.25M
|
788K
$293M
|
|
|
Oct 25, 2024
Q3 2024
|
Pinnacle Associates LTD
|
SELL
|
- |
-15.2K- 13.64% |
$4.8M - $5.93M
|
96K
$35.7M
|
|
|
Nov 08, 2024
Q3 2024
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-14.8K- 3.06% |
$4.69M - $5.79M
|
469K
$174M
|
|
|
Nov 14, 2024
Q3 2024
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-14K- 14.69% |
$4.45M - $5.49M
|
81.6K
$30.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-13.8K- 21.14% |
$4.39M - $5.42M
|
51.7K
$19.2M
|
|
|
Nov 07, 2024
Q3 2024
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-12.3K- 2.49% |
$3.9M - $4.82M
|
481K
$179M
|
|
|
Nov 12, 2024
Q3 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-11.8K- 42.8% |
$3.72M - $4.6M
|
15.7K
$5.84M
|
|
|
Nov 12, 2024
Q3 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-10.9K- 1.52% |
$3.46M - $4.28M
|
706K
$262M
|
|
|
Nov 14, 2024
Q3 2024
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
PUT |
-10.8K- 19.71% |
$3.42M - $4.22M
|
44K
$16.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Maryland State Retirement & Pension System
|
SELL
|
- |
-9.91K- 26.01% |
$3.14M - $3.88M
|
28.2K
$10.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-9.88K- 28.49% |
$3.13M - $3.86M
|
24.8K
$9.21M
|
|
|
Nov 08, 2024
Q3 2024
|
Ontario Teachers Pension Plan Board
Toronto, A6 |
SELL
|
- |
-9.88K- 59.77% |
$3.13M - $3.86M
|
6.65K
$2.47M
|
|
|
Nov 14, 2024
Q3 2024
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-9.85K- 90.76% |
$3.12M - $3.85M
|
1K
$373K
|
|
|
Nov 13, 2024
Q3 2024
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-9.41K- 1.0% |
$2.98M - $3.68M
|
928K
$345M
|
|
|
Nov 12, 2024
Q3 2024
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-9.41K- 19.12% |
$2.98M - $3.68M
|
39.8K
$14.8M
|
|
|
Nov 08, 2024
Q3 2024
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-9.25K- 8.42% |
$2.93M - $3.62M
|
101K
$37.4M
|
|
|
Nov 01, 2024
Q3 2024
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-9.19K- 21.36% |
$2.91M - $3.6M
|
33.9K
$12.6M
|
|
|
Oct 21, 2024
Q3 2024
|
Calton & Associates, Inc.
|
SELL
|
- |
-8.7K- 87.04% |
$2.76M - $3.4M
|
1.3K
$481K
|
|
|
Nov 15, 2024
Q3 2024
|
Y Intercept (Hong Kong) LTD
|
SELL
|
- |
-8.53K- 49.99% |
$2.7M - $3.34M
|
8.54K
$3.17M
|
|
|
Nov 12, 2024
Q3 2024
|
Eagle Asset Management Inc
St Petersburg, FL |
SELL
|
- |
-8.44K- 42.22% |
$2.68M - $3.3M
|
11.6K
$4.29M
|
|
|
Nov 13, 2024
Q3 2024
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-8.4K- 6.56% |
$2.66M - $3.29M
|
120K
$44.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-8.17K- 33.13% |
$2.59M - $3.2M
|
16.5K
$6.13M
|