Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-56.4K- 16.58% |
$22.1M - $26.9M
|
284K
$157M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-54.6K- 15.08% |
$21.3M - $26.1M
|
307K
$170M
|
|
|
Nov 13, 2025
Q3 2025
|
Vestor Capital, LLC
Chicago, IL |
SELL
|
- |
-54.3K- 99.06% |
$21.2M - $25.9M
|
517
$285K
|
|
|
Nov 13, 2025
Q3 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-52.2K- 19.21% |
$20.4M - $24.9M
|
220K
$121M
|
|
|
Oct 20, 2025
Q3 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-51.3K- 37.21% |
$20M - $24.5M
|
86.5K
$47.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-50.9K- 0.7% |
$19.9M - $24.3M
|
7.24M
$4B
|
|
|
Oct 29, 2025
Q3 2025
|
Cboe Vest Financial, LLC
Mclean, VA |
SELL
|
- |
-50.5K- 26.48% |
$19.8M - $24.1M
|
140K
$77.5M
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
SELL
|
PUT |
-46.9K- 31.99% |
$18.3M - $22.4M
|
99.7K
$55M
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
SELL
|
- |
-45.1K- 41.08% |
$17.6M - $21.5M
|
64.7K
$35.7M
|
|
|
Oct 20, 2025
Q3 2025
|
Calamos Advisors LLC
|
SELL
|
- |
-43.8K- 30.54% |
$17.1M - $20.9M
|
99.5K
$54.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Capital Fund Management S.A.
Paris, I0 |
SELL
|
PUT |
-42.6K- 35.89% |
$16.7M - $20.3M
|
76.1K
$42M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
PUT |
-42K- 41.67% |
$16.4M - $20M
|
58.8K
$32.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
PUT |
-40.8K- 25.05% |
$15.9M - $19.5M
|
122K
$67.4M
|
|
|
Nov 10, 2025
Q3 2025
|
Bli Banque De Luxembourg Investments
Luxembourg City, N4 |
SELL
|
- |
-37.9K- 41.99% |
$14.8M - $18.1M
|
52.4K
$28.9M
|
|
|
Oct 27, 2025
Q3 2025
|
Manning & Napier Advisors LLC
Fairport, NY |
SELL
|
- |
-37.8K- 47.3% |
$14.8M - $18M
|
42.1K
$23.3M
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-37.3K- 4.17% |
$14.6M - $17.8M
|
858K
$474M
|
|
|
Oct 20, 2025
Q3 2025
|
Virginia Retirement Systems Et Al
Richmond, VA |
SELL
|
- |
-37K- 30.23% |
$14.5M - $17.7M
|
85.4K
$47.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
SELL
|
- |
-36.2K- 47.73% |
$14.2M - $17.3M
|
39.7K
$21.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-36.2K- 55.59% |
$14.2M - $17.3M
|
28.9K
$16M
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-33.4K- 87.3% |
$13.1M - $16M
|
4.86K
$2.69M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-33.2K- 7.85% |
$13M - $15.8M
|
390K
$215M
|
|
|
Nov 12, 2025
Q3 2025
|
Schroder Investment Management Group
London, X0 |
SELL
|
- |
-32K- 5.48% |
$12.5M - $15.3M
|
552K
$304M
|
|
|
Oct 30, 2025
Q3 2025
|
Rakuten Investment Management, Inc.
Tokyo, M0 |
SELL
|
- |
-31.7K- 72.37% |
$12.4M - $15.1M
|
12.1K
$6.68M
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-31K- 4.99% |
$12.1M - $14.8M
|
591K
$326M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-30.4K- 98.16% |
$11.9M - $14.5M
|
570
$315K
|
|
|
Nov 13, 2025
Q3 2025
|
Sienna Gestion
Paris, I0 |
SELL
|
- |
-30.2K- 92.45% |
$11.8M - $14.4M
|
2.46K
$1.36M
|
|
|
Oct 24, 2025
Q3 2025
|
First Horizon Corp
Memphis, TN |
SELL
|
- |
-29.4K- 84.86% |
$11.5M - $14M
|
5.24K
$2.89M
|
|
|
Nov 13, 2025
Q3 2025
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-28.8K- 12.63% |
$11.3M - $13.7M
|
199K
$110M
|
|
|
Oct 28, 2025
Q3 2025
|
Qrg Capital Management, Inc.
Berwyn, PA |
SELL
|
- |
-28.1K- 25.81% |
$11M - $13.4M
|
80.9K
$44.7M
|
|
|
Nov 18, 2025
Q3 2025
|
Pictet Asset Management Holding Sa
Carouge, V8 |
SELL
|
- |
-27.4K- 5.88% |
$10.7M - $13.1M
|
437K
$241M
|
|
|
Nov 14, 2025
Q3 2025
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-27.2K- 6.09% |
$10.6M - $13M
|
420K
$232M
|
|
|
Oct 22, 2025
Q3 2025
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-26.4K- 52.97% |
$10.3M - $12.6M
|
23.5K
$12.9M
|
|
|
Nov 03, 2025
Q3 2025
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.2K- 63.4% |
$10.2M - $12.5M
|
15.1K
$8.35M
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
PUT |
-26.1K- 37.02% |
$10.2M - $12.5M
|
44.4K
$24.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
SELL
|
- |
-25.9K- 9.05% |
$10.1M - $12.4M
|
260K
$144M
|
|
|
Oct 24, 2025
Q3 2025
|
New York State Teachers Retirement System
|
SELL
|
- |
-25.8K- 6.23% |
$10.1M - $12.3M
|
388K
$214M
|
|
|
Nov 13, 2025
Q3 2025
|
Peak6 LLC
Chicago, IL |
SELL
|
PUT |
-25.5K- 15.41% |
$9.97M - $12.2M
|
140K
$77.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Bnp Paribas
New York, NY |
SELL
|
- |
-25.2K- 81.61% |
$9.87M - $12M
|
5.69K
$3.14M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-22.4K- 5.52% |
$8.76M - $10.7M
|
383K
$212M
|
|
|
Oct 28, 2025
Q3 2025
|
Country Trust Bank
|
SELL
|
- |
-21.7K- 19.6% |
$8.47M - $10.3M
|
88.9K
$49.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Covalis Capital LLP
London, X0 |
SELL
|
- |
-21.1K- 24.35% |
$8.24M - $10.1M
|
65.5K
$36.1M
|
|
|
Oct 27, 2025
Q3 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-20.9K- 1.4% |
$8.18M - $9.98M
|
1.48M
$816M
|
|
|
Nov 14, 2025
Q3 2025
|
Alight Capital Management LP
New York, NY |
SELL
|
- |
-20.5K- 57.75% |
$8.01M - $9.78M
|
15K
$8.28M
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-20.3K- 5.51% |
$7.93M - $9.68M
|
348K
$192M
|
|
|
Oct 14, 2025
Q3 2025
|
Ofi Invest Asset Management
Paris, I0 |
SELL
|
- |
-20.3K- 21.51% |
$7.92M - $9.67M
|
74K
$40.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Dymon Asia Capital (Singapore) Pte. Ltd.
Singapore, U0 |
SELL
|
PUT |
-20K- 80.0% |
$7.82M - $9.54M
|
5K
$2.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
SELL
|
- |
-19.6K- 24.76% |
$7.66M - $9.35M
|
59.5K
$32.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-19K- 53.03% |
$7.44M - $9.08M
|
16.9K
$9.31M
|
|
|
Oct 27, 2025
Q3 2025
|
Conning Inc.
|
SELL
|
- |
-18.8K- 18.78% |
$7.37M - $8.99M
|
81.5K
$45M
|
|
|
Nov 04, 2025
Q3 2025
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-18.6K- 3.08% |
$7.29M - $8.89M
|
587K
$324M
|
|