Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-87- 3.25% |
$14.1K - $17.2K
|
2.59K
$903K
|
|
Nov 14, 2022
Q3 2022
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-74- 27.01% |
$12K - $14.7K
|
200
$69.8K
|
|
Oct 24, 2022
Q3 2022
|
Bank Of New Hampshire
|
SELL
|
- |
-50- 10.46% |
$8.12K - $9.91K
|
428
$149K
|
|
Oct 07, 2022
Q3 2022
|
American Research & Management Co.
|
SELL
|
- |
-36- 2.11% |
$5.85K - $7.14K
|
1.67K
$583K
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-13Closed |
$2.11K - $2.58K
|
0
$0
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-8- 0.02% |
$1.3K - $1.59K
|
38.7K
$13.5M
|
|
Oct 25, 2022
Q3 2022
|
Applied Capital LLC
|
SELL
|
- |
-8- 0.39% |
$1.3K - $1.59K
|
2.04K
$711K
|
|
Q2 2022 | |||||||
Jul 11, 2022
Q2 2022
|
Ardevora Asset Management LLP
|
SELL
|
- |
-320KClosed |
$57.2M - $75.3M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Alyeska Investment Group, L.P.
Chicago, IL |
SELL
|
- |
-264KClosed |
$47.2M - $62.2M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Shellback Capital, LP
Boston, MA |
SELL
|
- |
-163KClosed |
$29.1M - $38.3M
|
0
$0
|
|
Aug 03, 2022
Q2 2022
|
Mackay Shields LLC
|
SELL
|
- |
-77.8KClosed |
$13.9M - $18.3M
|
0
$0
|
|
Aug 04, 2022
Q2 2022
|
Abeille Asset Management Sa
|
SELL
|
- |
-46.2K- 24.77% |
$8.26M - $10.9M
|
140K
$49M
|
|
Aug 10, 2022
Q2 2022
|
Impala Asset Management LLC
New Canaan, CT |
SELL
|
- |
-45KClosed |
$8.04M - $10.6M
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-41.2KClosed |
$7.36M - $9.69M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-31.4KClosed |
$5.61M - $7.38M
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Swarthmore Group Inc
|
SELL
|
- |
-25.2K- 93.39% |
$4.5M - $5.93M
|
1.78K
$623K
|
|
Jan 23, 2024
Q2 2022
|
Sabadell Asset Management, S.A S.G.I.I.C
Sant Cugat Del Valles, U3 |
SELL
|
- |
-21.5KClosed |
$3.84M - $5.06M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Weiss Multi Strategy Advisers LLC
New York, NY |
SELL
|
- |
-20.3KClosed |
$3.62M - $4.76M
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Channing Capital Management, LLC
Chicago, IL |
SELL
|
- |
-17.8KClosed |
$3.17M - $4.18M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Resolute Capital Asset Partners LLC
Denver, CO |
SELL
|
- |
-15KClosed |
$2.68M - $3.53M
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Sphera Funds Management Ltd.
Tel Aviv, L3 |
SELL
|
- |
-12KClosed |
$2.14M - $2.82M
|
0
$0
|
|
Jul 08, 2022
Q2 2022
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-10.3KClosed |
$1.84M - $2.42M
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Vaughan Nelson Investment Management, L.P.
|
SELL
|
- |
-9.86K- 2.14% |
$1.76M - $2.32M
|
450K
$157M
|
|
Jul 20, 2022
Q2 2022
|
Ibm Retirement Fund
|
SELL
|
- |
-8.64KClosed |
$1.54M - $2.03M
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Southern Capital Advisors, LLC
|
SELL
|
- |
-6.69KClosed |
$1.2M - $1.57M
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Jade Capital Advisors, LLC
Essex Fells, NJ |
SELL
|
- |
-5KClosed |
$894K - $1.18M
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Royal Fund Management, LLC
|
SELL
|
- |
-3.77KClosed |
$673K - $886K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Q Pula Trading Management LP
New York, NY |
SELL
|
- |
-3.3KClosed |
$589K - $776K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Natixis Investment Managers International
Paris, I0 |
SELL
|
- |
-2.39K- 1.97% |
$426K - $561K
|
119K
$41.4M
|
|
Aug 11, 2022
Q2 2022
|
Krane Funds Advisors LLC
New York, NY |
SELL
|
- |
-2.15KClosed |
$384K - $505K
|
0
$0
|
|
Aug 12, 2022
Q2 2022
|
Corsair Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.93KClosed |
$344K - $453K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
Financial Planners Of Cleveland, Inc.
Mayfield Heights, OH |
SELL
|
- |
-1.92KClosed |
$343K - $451K
|
0
$0
|
|
Jul 22, 2022
Q2 2022
|
Urban Wealth Management, LLC
|
SELL
|
- |
-1.65KClosed |
$294K - $387K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
SELL
|
- |
-1.54KClosed |
$275K - $361K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
United American Securities Inc. (D
New York, NY |
SELL
|
- |
-1.5KClosed |
$268K - $353K
|
0
$0
|
|
Jul 27, 2022
Q2 2022
|
Echo45 Advisors LLC
|
SELL
|
- |
-1.39KClosed |
$248K - $326K
|
0
$0
|
|
Jul 12, 2022
Q2 2022
|
Exane Derivatives
|
SELL
|
- |
-1.28K- 35.28% |
$229K - $302K
|
2.35K
$822K
|
|
Aug 12, 2022
Q2 2022
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-1.28KClosed |
$228K - $300K
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-1.23KClosed |
$219K - $288K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Hnp Capital LLC
|
SELL
|
- |
-1.22KClosed |
$218K - $287K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
- |
-1.2KClosed |
$214K - $282K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.16KClosed |
$208K - $274K
|
0
$0
|
|
Jul 28, 2022
Q2 2022
|
Mcdaniel Terry & CO
|
SELL
|
- |
-1.13KClosed |
$201K - $264K
|
0
$0
|
|
Jul 29, 2022
Q2 2022
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-1.1KClosed |
$197K - $259K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Vienna Asset Management LLC
Cupertino, CA |
SELL
|
- |
-1.1KClosed |
$197K - $259K
|
0
$0
|
|
Jul 20, 2022
Q2 2022
|
Reitz Capital Advisors LLC
|
SELL
|
- |
-1.05KClosed |
$188K - $247K
|
0
$0
|
|
Jul 27, 2022
Q2 2022
|
Salem Capital Management Inc
|
SELL
|
- |
-1.02KClosed |
$182K - $239K
|
0
$0
|
|
Aug 10, 2022
Q2 2022
|
S&T Bank
Indiana, PA |
SELL
|
- |
-1.01KClosed |
$180K - $237K
|
0
$0
|
|
Aug 09, 2022
Q2 2022
|
Kingsbury Capital Investment Advisors LLC
Evanston, IL |
SELL
|
- |
-1KClosed |
$179K - $235K
|
0
$0
|
|
Jan 30, 2025
Q2 2022
|
Silphium Asset Management LTD
London, X0 |
SELL
|
- |
-1KClosed |
$179K - $235K
|
0
$0
|