Latest Institutional Sells of Caterpillar Inc (CAT)
This list provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 03, 2019
Q1 2019
|
Elite Wealth Management, Inc.
|
SELL
|
- |
-1.99KClosed |
$242K - $282K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Spark Investment Management LLC
New York, NY |
SELL
|
- |
-1.7KClosed |
$207K - $240K
|
0
$0
|
|
May 06, 2019
Q1 2019
|
American Investment Services, Inc.
|
SELL
|
- |
-1.63KClosed |
$198K - $230K
|
0
$0
|
|
Apr 30, 2019
Q1 2019
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-600Closed |
$72.9K - $84.8K
|
0
$0
|
|
Apr 24, 2019
Q1 2019
|
Exane Derivatives
|
SELL
|
PUT |
-465Closed |
$56.5K - $65.8K
|
0
$0
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
-187Closed |
$22.7K - $26.4K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Jackson, Grant Investment Advisers, Inc.
|
SELL
|
- |
-26Closed |
$3.16K - $3.68K
|
0
$0
|
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-21- 1.33% |
$2.55K - $2.97K
|
1.56K
$566K
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Suvretta Capital Management, LLC
New York, NY |
SELL
|
- |
-1.27MClosed |
$143M - $201M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Lodge Hill Capital, LLC
New York, NY |
SELL
|
CALL |
-212K- 33.83% |
$23.8M - $33.5M
|
414K
$151M
|
|
Feb 14, 2019
Q4 2018
|
Highbridge Capital Management LLC
New York, NY |
SELL
|
- |
-27.3KClosed |
$3.07M - $4.33M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Liberty Mutual Group Asset Management Inc.
Boston, MA |
SELL
|
- |
-23.9KClosed |
$2.68M - $3.78M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Cushing Asset Management, LP
Dallas, TX |
SELL
|
- |
-12KClosed |
$1.35M - $1.9M
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Roof Eidam & Maycock
|
SELL
|
- |
-11.4KClosed |
$1.28M - $1.8M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Artisan Partners Limited Partnership
Milwaukee, WI |
SELL
|
PUT |
-8KClosed |
$899K - $1.27M
|
0
$0
|
|
Jan 23, 2019
Q4 2018
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-3.95KClosed |
$444K - $625K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Strategy Asset Managers LLC
|
SELL
|
- |
-3.4KClosed |
$382K - $538K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Central Asset Investments & Management Holdings (Hk) LTD
|
SELL
|
- |
-3KClosed |
$337K - $475K
|
0
$0
|
|
Jan 11, 2019
Q4 2018
|
Fenimore Asset Management Inc
|
SELL
|
- |
-1.7KClosed |
$190K - $268K
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Peavine Capital, LLC
|
SELL
|
- |
-1K- 26.32% |
$112K - $158K
|
2.8K
$1.02M
|
|
Jan 28, 2019
Q4 2018
|
Asset Advisors Investment Management, LLC
|
SELL
|
- |
-360Closed |
$40.4K - $57K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
O'Brien Wealth Partners LLC
|
SELL
|
- |
-145Closed |
$16.3K - $22.9K
|
0
$0
|
|
Feb 11, 2019
Q4 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-108Closed |
$12.1K - $17.1K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 14, 2018
Q3 2018
|
Kingdon Capital Management, L.L.C.
New York, NY |
SELL
|
CALL |
-350KClosed |
$46.2M - $54.7M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Ninety One Uk LTD
London, X0 |
SELL
|
- |
-39.9KClosed |
$5.27M - $6.24M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Kepos Capital LP
New York, NY |
SELL
|
- |
-35.4KClosed |
$4.67M - $5.54M
|
0
$0
|
|
Nov 05, 2018
Q3 2018
|
Unigestion Holding Sa
|
SELL
|
- |
-24.3KClosed |
$3.21M - $3.81M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
William Blair Investment Management, LLC
Chicago, IL |
SELL
|
- |
-23.3KClosed |
$3.07M - $3.64M
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Mader & Shannon Wealth Management, Inc.
|
SELL
|
- |
-14.1KClosed |
$1.87M - $2.21M
|
0
$0
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-12.1KClosed |
$1.6M - $1.9M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-9.88KClosed |
$1.3M - $1.54M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Cavalier Investments, LLC
|
SELL
|
- |
-7.6KClosed |
$1M - $1.19M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Fuller & Thaler Asset Management, Inc.
San Mateo, CA |
SELL
|
- |
-3.5KClosed |
$462K - $547K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Telemetry Investments, L.L.C.
New York, NY |
SELL
|
- |
-2.49KClosed |
$329K - $389K
|
0
$0
|
|
Nov 15, 2018
Q3 2018
|
Cumberland Partners LTD
Toronto, A6 |
SELL
|
- |
-2.49KClosed |
$328K - $389K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-1.91KClosed |
$252K - $298K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-589Closed |
$77.8K - $92.1K
|
0
$0
|
|
Nov 16, 2018
Q3 2018
|
Exane Asset Management
|
SELL
|
- |
-410Closed |
$54.1K - $64.1K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-300Closed |
$39.6K - $46.9K
|
0
$0
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
PUT |
-250Closed |
$33K - $39.1K
|
0
$0
|
|
Oct 19, 2018
Q3 2018
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-78Closed |
$10.3K - $12.2K
|
0
$0
|
|
Dec 19, 2019
Q3 2018
|
Rothschild & CO Wealth Management Uk LTD
|
SELL
|
- |
-64Closed |
$8.45K - $10K
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-27Closed |
$3.56K - $4.22K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 10, 2018
Q2 2018
|
Artal Group S.A.
Luxembourg, N4 |
SELL
|
CALL |
-200KClosed |
$26.9M - $31.8M
|
0
$0
|
|
Aug 01, 2018
Q2 2018
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
PUT |
-50K- 54.35% |
$6.73M - $7.95M
|
42K
$15.3M
|
|
Aug 14, 2018
Q2 2018
|
Arbiter Partners Capital Management LLC
New York, NY |
SELL
|
PUT |
-30KClosed |
$4.04M - $4.77M
|
0
$0
|
|
Aug 14, 2018
Q2 2018
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-20KClosed |
$2.69M - $3.18M
|
0
$0
|
|
Apr 05, 2024
Q2 2018
|
E. Ohman J:Or Asset Management Ab
Stockholm, V7 |
SELL
|
- |
-13.2KClosed |
$1.78M - $2.1M
|
0
$0
|
|
Jul 26, 2018
Q2 2018
|
Sheets Smith Wealth Management
|
SELL
|
- |
-2.6KClosed |
$350K - $413K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-2.43KClosed |
$328K - $387K
|
0
$0
|