Purchases and Sales Made in Q1 2022 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2022. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-2.08K- 60.69% |
$380K - $478K
|
1.35K
$448K
|
|
|
May 13, 2022
Q1 2022
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-2.14K- 39.1% |
$391K - $492K
|
3.34K
$1.11M
|
|
|
Jul 20, 2023
Q1 2022
|
Rockwood Wealth Management, LLC
New Hope, PA |
SELL
|
- |
-2.15KClosed |
$393K - $494K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
La Fleur & Godfrey LLC
|
SELL
|
- |
-2.16K- 3.77% |
$395K - $497K
|
55.3K
$18.3M
|
|
|
Apr 21, 2022
Q1 2022
|
Essex Financial Services, Inc.
|
SELL
|
- |
-2.2K- 13.43% |
$403K - $506K
|
14.2K
$4.72M
|
|
|
Oct 17, 2024
Q1 2022
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-2.23K- 23.21% |
$407K - $512K
|
7.36K
$2.44M
|
|
|
Apr 27, 2022
Q1 2022
|
Vahanian & Associates Financial Planning Inc.
|
SELL
|
- |
-2.25KClosed |
$411K - $517K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Pluribus Labs, LLC
Mill Valley, CA |
SELL
|
- |
-2.25KClosed |
$412K - $518K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.26K- 38.34% |
$414K - $520K
|
3.64K
$1.21M
|
|
|
May 12, 2022
Q1 2022
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-2.27KClosed |
$415K - $522K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-2.32K- 2.23% |
$424K - $533K
|
101K
$33.7M
|
|
|
May 17, 2022
Q1 2022
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-2.33KClosed |
$425K - $535K
|
0
$0
|
|
|
Apr 28, 2022
Q1 2022
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-2.34K- 19.72% |
$427K - $537K
|
9.5K
$3.16M
|
|
|
May 02, 2022
Q1 2022
|
Slow Capital, Inc.
|
SELL
|
- |
-2.37K- 18.14% |
$433K - $545K
|
10.7K
$3.55M
|
|
|
May 16, 2022
Q1 2022
|
Van Cleef Asset Management,Inc
Beachwood, OH |
SELL
|
- |
-2.37KClosed |
$433K - $545K
|
0
$0
|
|
|
Apr 25, 2022
Q1 2022
|
Pacific Wealth Strategies Group, Inc.
|
SELL
|
- |
-2.37K- 17.25% |
$434K - $545K
|
11.4K
$3.78M
|
|
|
May 16, 2022
Q1 2022
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-2.41K- 70.75% |
$440K - $554K
|
996
$331K
|
|
|
May 10, 2022
Q1 2022
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-2.48K- 28.05% |
$454K - $571K
|
6.37K
$2.11M
|
|
|
May 12, 2022
Q1 2022
|
True North Advisors, LLC
|
SELL
|
- |
-2.5K- 29.96% |
$457K - $575K
|
5.84K
$1.94M
|
|
|
May 13, 2022
Q1 2022
|
Barings LLC
|
SELL
|
- |
-2.52KClosed |
$460K - $579K
|
0
$0
|
|
|
Aug 15, 2022
Q1 2022
|
Hnp Capital LLC
|
SELL
|
- |
-2.59K- 67.95% |
$473K - $595K
|
1.22K
$405K
|
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-2.6K- 3.51% |
$475K - $598K
|
71.4K
$23.7M
|
|
|
May 12, 2022
Q1 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.6KClosed |
$475K - $598K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-2.64K- 8.46% |
$482K - $607K
|
28.6K
$9.48M
|
|
|
May 11, 2022
Q1 2022
|
Lgt Group Foundation
|
SELL
|
- |
-2.65K- 20.53% |
$484K - $609K
|
10.3K
$3.41M
|
|
|
Apr 29, 2022
Q1 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-2.65KClosed |
$485K - $610K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-2.71K- 22.05% |
$495K - $623K
|
9.58K
$3.18M
|
|
|
May 13, 2022
Q1 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-2.72K- 47.93% |
$497K - $625K
|
2.95K
$981K
|
|
|
May 20, 2022
Q1 2022
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-2.73K- 50.76% |
$500K - $628K
|
2.65K
$880K
|
|
|
May 13, 2022
Q1 2022
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.8K- 36.87% |
$511K - $642K
|
4.79K
$1.59M
|
|
|
May 05, 2022
Q1 2022
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-2.8KClosed |
$512K - $644K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-2.82K- 11.58% |
$515K - $648K
|
21.5K
$7.14M
|
|
|
May 10, 2022
Q1 2022
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.85K- 1.73% |
$521K - $654K
|
161K
$53.6M
|
|
|
May 03, 2022
Q1 2022
|
Harvest Investment Services, LLC
|
SELL
|
- |
-2.86KClosed |
$523K - $658K
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-2.95K- 6.12% |
$539K - $678K
|
45.2K
$15M
|
|
|
May 09, 2022
Q1 2022
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-2.96K- 61.13% |
$542K - $681K
|
1.89K
$626K
|
|
|
May 09, 2022
Q1 2022
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-3K- 10.07% |
$549K - $691K
|
26.8K
$8.91M
|
|
|
May 13, 2022
Q1 2022
|
Mackay Shields LLC
|
SELL
|
- |
-3.05K- 3.78% |
$558K - $702K
|
77.8K
$25.8M
|
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-3.06K- 73.16% |
$559K - $702K
|
1.12K
$372K
|
|
|
Apr 12, 2022
Q1 2022
|
Affiance Financial, LLC
|
SELL
|
- |
-3.11KClosed |
$569K - $715K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Handelsbanken Fonder Ab
|
SELL
|
- |
-3.13K- 2.16% |
$571K - $718K
|
142K
$47M
|
|
|
May 12, 2022
Q1 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-3.14K- 61.82% |
$574K - $722K
|
1.94K
$644K
|
|
|
May 13, 2022
Q1 2022
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-3.14K- 47.02% |
$575K - $723K
|
3.54K
$1.18M
|
|
|
Apr 28, 2022
Q1 2022
|
Keybank National Association
|
SELL
|
- |
-3.15K- 1.99% |
$575K - $723K
|
155K
$51.4M
|
|
|
May 12, 2022
Q1 2022
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-3.15K- 45.3% |
$576K - $724K
|
3.8K
$1.26M
|
|
|
May 16, 2022
Q1 2022
|
Nwk Group, Inc.
San Francisco, CA |
SELL
|
- |
-3.19KClosed |
$583K - $734K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Requisite Capital Management, LLC
|
SELL
|
- |
-3.2KClosed |
$585K - $736K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-3.23K- 31.72% |
$590K - $742K
|
6.95K
$2.31M
|
|
|
May 03, 2022
Q1 2022
|
Modera Wealth Management, LLC
|
SELL
|
- |
-3.3K- 47.8% |
$603K - $759K
|
3.6K
$1.2M
|
|
|
May 02, 2022
Q1 2022
|
Meridian Financial Partners LLC
|
SELL
|
- |
-3.37KClosed |
$616K - $774K
|
0
$0
|