Purchases and Sales Made in Q1 2024 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2024. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2024
Q1 2024
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-309- 6.56% |
$86.1K - $113K
|
4.4K
$1.46M
|
|
|
May 13, 2024
Q1 2024
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-309- 57.12% |
$86.1K - $113K
|
232
$77K
|
|
|
May 15, 2024
Q1 2024
|
Graham Capital Management, L.P.
Rowayton, CT |
SELL
|
- |
-319- 29.84% |
$88.9K - $117K
|
750
$249K
|
|
|
Apr 12, 2024
Q1 2024
|
Wealth Management Partners, LLC
|
SELL
|
- |
-320- 8.94% |
$89.2K - $117K
|
3.26K
$1.08M
|
|
|
Apr 29, 2024
Q1 2024
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-321- 15.09% |
$89.4K - $118K
|
1.81K
$600K
|
|
|
Apr 24, 2024
Q1 2024
|
Raymond James Trust N.A.
|
SELL
|
- |
-323- 1.33% |
$90K - $118K
|
23.9K
$7.93M
|
|
|
May 13, 2024
Q1 2024
|
Marietta Investment Partners LLC
Milwaukee, WI |
SELL
|
- |
-324- 12.09% |
$90.3K - $119K
|
2.36K
$783K
|
|
|
May 09, 2024
Q1 2024
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-324- 6.04% |
$90.3K - $119K
|
5.04K
$1.67M
|
|
|
Apr 16, 2024
Q1 2024
|
Reliant Investment Management, LLC
|
SELL
|
- |
-325- 1.76% |
$90.6K - $119K
|
18.1K
$6.02M
|
|
|
Apr 29, 2024
Q1 2024
|
Lakeridge Wealth Management LLC
Mentor, OH |
SELL
|
- |
-326- 15.99% |
$90.8K - $119K
|
1.71K
$569K
|
|
|
Apr 30, 2024
Q1 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-328- 6.45% |
$91.4K - $120K
|
4.75K
$1.58M
|
|
|
May 07, 2024
Q1 2024
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
SELL
|
- |
-330- 29.97% |
$91.9K - $121K
|
771
$256K
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-334- 9.91% |
$93.1K - $122K
|
3.04K
$1.01M
|
|
|
Apr 19, 2024
Q1 2024
|
Apexium Financial, LP
|
SELL
|
- |
-339- 23.97% |
$94.5K - $124K
|
1.08K
$357K
|
|
|
May 08, 2024
Q1 2024
|
Bailard, Inc.
|
SELL
|
- |
-341- 2.55% |
$95K - $125K
|
13K
$4.33M
|
|
|
Apr 05, 2024
Q1 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-342- 5.08% |
$95.3K - $125K
|
6.39K
$2.12M
|
|
|
May 07, 2024
Q1 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
SELL
|
- |
-343- 11.36% |
$95.6K - $126K
|
2.68K
$889K
|
|
|
Apr 11, 2024
Q1 2024
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-345- 6.61% |
$96.1K - $126K
|
4.88K
$1.62M
|
|
|
Apr 18, 2024
Q1 2024
|
Aegon Asset Management Uk PLC
|
SELL
|
- |
-345- 2.98% |
$96.1K - $126K
|
11.2K
$3.73M
|
|
|
Apr 30, 2024
Q1 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-346- 5.88% |
$96.4K - $127K
|
5.54K
$1.84M
|
|
|
May 14, 2024
Q1 2024
|
First County Bank /Ct/
Stamford, CT |
SELL
|
- |
-346- 6.93% |
$96.4K - $127K
|
4.65K
$1.54M
|
|
|
May 14, 2024
Q1 2024
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-346- 4.78% |
$96.4K - $127K
|
6.89K
$2.29M
|
|
|
May 13, 2024
Q1 2024
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-350- 24.98% |
$97.5K - $128K
|
1.05K
$349K
|
|
|
Jan 14, 2025
Q1 2024
|
Nabity Jensen Investment Management Inc
Omaha, NE |
SELL
|
- |
-354- 12.13% |
$98.6K - $130K
|
2.56K
$851K
|
|
|
Apr 22, 2024
Q1 2024
|
Paradiem, LLC
|
SELL
|
- |
-357- 1.23% |
$99.5K - $131K
|
28.7K
$9.53M
|
|
|
Apr 11, 2024
Q1 2024
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-360- 14.46% |
$100K - $132K
|
2.13K
$707K
|
|
|
May 15, 2024
Q1 2024
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-366- 1.08% |
$102K - $134K
|
33.5K
$11.1M
|
|
|
Apr 24, 2024
Q1 2024
|
Hartford Financial Management Inc.
|
SELL
|
- |
-369- 1.58% |
$103K - $135K
|
22.9K
$7.61M
|
|
|
Apr 16, 2024
Q1 2024
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-375- 8.6% |
$104K - $137K
|
3.99K
$1.32M
|
|
|
May 01, 2024
Q1 2024
|
Allen Wealth Management, LLC
Boone, NC |
SELL
|
- |
-375- 6.75% |
$104K - $137K
|
5.18K
$1.72M
|
|
|
May 15, 2024
Q1 2024
|
Quilter PLC
|
SELL
|
- |
-375- 0.85% |
$104K - $137K
|
43.7K
$14.5M
|
|
|
May 10, 2024
Q1 2024
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-378- 0.46% |
$105K - $139K
|
81.2K
$27M
|
|
|
Apr 19, 2024
Q1 2024
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
SELL
|
- |
-380- 74.22% |
$106K - $139K
|
132
$43.8K
|
|
|
May 03, 2024
Q1 2024
|
Lmcg Investments, LLC
Boston, MA |
SELL
|
- |
-388- 1.17% |
$108K - $142K
|
32.8K
$10.9M
|
|
|
Apr 17, 2024
Q1 2024
|
Peoples Financial Services Corp.
|
SELL
|
- |
-391- 11.81% |
$109K - $143K
|
2.92K
$969K
|
|
|
May 15, 2024
Q1 2024
|
Iron Bridge Private Wealth, LLC
|
SELL
|
- |
-392- 2.75% |
$109K - $144K
|
13.9K
$4.6M
|
|
|
Apr 16, 2024
Q1 2024
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-393- 4.33% |
$110K - $144K
|
8.67K
$2.88M
|
|
|
May 14, 2024
Q1 2024
|
Winslow Capital Management, LLC
Minneapolis, MN |
SELL
|
- |
-394- 39.24% |
$110K - $144K
|
610
$203K
|
|
|
May 15, 2024
Q1 2024
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-394- 11.25% |
$110K - $144K
|
3.11K
$1.03M
|
|
|
May 02, 2024
Q1 2024
|
Smith, Salley & Associates
|
SELL
|
- |
-395- 4.55% |
$110K - $145K
|
8.28K
$2.75M
|
|
|
May 15, 2024
Q1 2024
|
Core Alternative Capital
|
SELL
|
- |
-396- 24.1% |
$110K - $145K
|
1.25K
$414K
|
|
|
May 10, 2024
Q1 2024
|
Patten & Patten Inc
|
SELL
|
- |
-397- 9.21% |
$111K - $145K
|
3.91K
$1.3M
|
|
|
Apr 22, 2024
Q1 2024
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-398- 7.89% |
$111K - $146K
|
4.65K
$1.54M
|
|
|
May 06, 2024
Q1 2024
|
Advisory Alpha, LLC
|
SELL
|
- |
-399- 10.27% |
$111K - $146K
|
3.49K
$1.16M
|
|
|
May 01, 2024
Q1 2024
|
Capital Investment Counsel, Inc
|
SELL
|
- |
-400- 3.59% |
$111K - $147K
|
10.7K
$3.56M
|
|
|
May 08, 2024
Q1 2024
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-403- 6.74% |
$112K - $148K
|
5.57K
$1.85M
|
|
|
Apr 30, 2024
Q1 2024
|
Mainstay Capital Management LLC
|
SELL
|
- |
-405- 11.97% |
$113K - $148K
|
2.98K
$989K
|
|
|
May 07, 2024
Q1 2024
|
Washington Trust Advisors, Inc.
|
SELL
|
- |
-413- 12.58% |
$115K - $151K
|
2.87K
$953K
|
|
|
May 09, 2024
Q1 2024
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-413- 5.36% |
$115K - $151K
|
7.3K
$2.42M
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-421- 11.24% |
$117K - $154K
|
3.33K
$1.1M
|