Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-99.1K- 26.02% |
$18.7M - $21.2M
|
282K
$93.6M
|
|
|
Feb 01, 2022
Q4 2021
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-99.7K- 69.2% |
$18.8M - $21.4M
|
44.4K
$14.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-99.8K- 96.21% |
$18.9M - $21.4M
|
3.93K
$1.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-103K- 99.04% |
$19.5M - $22.1M
|
1K
$332K
|
|
|
Feb 11, 2022
Q4 2021
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-105K- 68.83% |
$19.8M - $22.4M
|
47.4K
$15.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-110K- 8.92% |
$20.7M - $23.5M
|
1.12M
$372M
|
|
|
Jun 06, 2022
Q4 2021
|
Aries Wealth Management
|
SELL
|
- |
-110K- 85.71% |
$20.7M - $23.5M
|
18.3K
$6.07M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-114K- 3.79% |
$21.5M - $24.4M
|
2.89M
$961M
|
|
|
Feb 09, 2022
Q4 2021
|
Dimensional Fund Advisors LP
Austin, TX |
SELL
|
- |
-119K- 4.94% |
$22.5M - $25.5M
|
2.29M
$760M
|
|
|
Feb 08, 2022
Q4 2021
|
Amf Tjanstepension Ab
|
SELL
|
- |
-123K- 27.68% |
$23.3M - $26.4M
|
322K
$107M
|
|
|
Feb 11, 2022
Q4 2021
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-137K- 3.91% |
$26M - $29.4M
|
3.38M
$1.12B
|
|
|
Jan 18, 2022
Q4 2021
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-144K- 65.56% |
$27.1M - $30.8M
|
75.5K
$25.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Jupiter Asset Management LTD
|
SELL
|
- |
-145K- 98.82% |
$27.4M - $31.1M
|
1.74K
$577K
|
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-155KClosed |
$29.2M - $33.1M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-175K- 4.75% |
$33.1M - $37.5M
|
3.51M
$1.16B
|
|
|
Feb 14, 2022
Q4 2021
|
Natixis
Paris, I0 |
SELL
|
- |
-226K- 32.6% |
$42.7M - $48.4M
|
467K
$155M
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-263K- 13.14% |
$49.7M - $56.3M
|
1.74M
$577M
|
|
|
Feb 11, 2022
Q4 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-267K- 40.75% |
$50.5M - $57.3M
|
389K
$129M
|
|
|
Feb 04, 2022
Q4 2021
|
Boston Partners
Boston, MA |
SELL
|
- |
-274K- 17.03% |
$51.8M - $58.8M
|
1.34M
$444M
|
|
|
Feb 14, 2022
Q4 2021
|
Vanguard Group Inc
Valley Forge, PA |
SELL
|
- |
-295K- 0.62% |
$55.7M - $63.2M
|
47.6M
$15.8B
|
|
|
Feb 14, 2022
Q4 2021
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-325K- 95.84% |
$61.4M - $69.6M
|
14.1K
$4.68M
|
|
|
Feb 09, 2022
Q4 2021
|
Bnp Paribas Asset Management Holding S.A.
|
SELL
|
- |
-356K- 76.87% |
$67.2M - $76.2M
|
107K
$35.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-376K- 57.92% |
$71.1M - $80.6M
|
273K
$90.8M
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-384K- 23.83% |
$72.6M - $82.3M
|
1.23M
$408M
|
|
|
Feb 14, 2022
Q4 2021
|
Zurich Insurance Group LTD
Zurich, V8 |
SELL
|
- |
-407K- 92.51% |
$76.9M - $87.2M
|
33K
$10.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-428K- 14.73% |
$80.8M - $91.6M
|
2.48M
$822M
|
|
|
Feb 02, 2022
Q4 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-457K- 99.97% |
$86.4M - $98M
|
131
$43.5K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-482K- 32.25% |
$91.1M - $103M
|
1.01M
$336M
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-1.1M- 79.88% |
$209M - $237M
|
278K
$92.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-1.23M- 3.25% |
$232M - $263M
|
36.5M
$12.1B
|
|
|
Feb 14, 2022
Q4 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-1.88M- 42.18% |
$355M - $402M
|
2.57M
$854M
|
|
|
Feb 14, 2022
Q4 2021
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-6.02M- 78.13% |
$1.14B - $1.29B
|
1.68M
$559M
|