Iii Donald J Umpleby Caterpillar Inc (CAT) insider trading activity

Iii Donald J Umpleby is Chief Executive Officer of CATERPILLAR INC. Currently has a direct ownership of 499,513 shares of CAT, which is worth approximately $175 Million. The most recent transaction as insider was on Nov 03, 2020, when has been sold 372,276 shares (Common Stock) at a price of $84.69 per share, resulting in proceeds of $31,528,055. This information was disclosed in a Form 4 filing with the Securities and Exchange Commission (SEC).

Shares Held (Direct Ownership) 500K

7.13% 3M change

13.18% 12M change

Total Value Held $175 Million

III Donald J Umpleby Transaction History

Date	Transaction	Value	Shares Traded	Shares Held	Form
Nov 03 2020	BUY Exercise of conversion of derivative security	$31,528,055 $84.69 p/Share	372,276 Added 61.56%	232,420 Common Stock

Also insider at

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CHEVRON CORP Energy

Director

IDJ