Latest Institutional Transactions on Cathay General Bancorp (CATY)
This table provides information on the latest institutional transactions involving Cathay General Bancorp (CATY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-40KClosed |
$1.28M - $1.8M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-6.4KClosed |
$205K - $287K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
BUY
|
- |
774New |
$24.8K - $34.8K
|
774
$36.8K
|
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-144Closed |
$4.61K - $6.47K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Wbi Investments, Inc.
|
SELL
|
- |
-10KClosed |
$321K - $451K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Cm Management, LLC
|
SELL
|
- |
-15KClosed |
$480K - $674K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-902Closed |
$28.9K - $40.5K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-60Closed |
$1.92K - $2.7K
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-220Closed |
$7.04K - $9.88K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-18Closed |
$576 - $809
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-1.3KClosed |
$41.6K - $58.4K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Hgk Asset Management Inc
|
SELL
|
- |
-12.6KClosed |
$404K - $567K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-43Closed |
$933 - $1.39K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-22.6KClosed |
$489K - $728K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-4.09KClosed |
$88.8K - $132K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-17.5KClosed |
$380K - $565K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Hsbc Holdings PLC
London, X0 |
BUY
|
PUT |
22.3KNew |
$484K - $721K
|
22.3K
$1.06M
|
|
|
Feb 12, 2021
Q4 2020
|
Loomis Sayles & CO L P
|
SELL
|
- |
-343KClosed |
$7.44M - $11.1M
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-104Closed |
$2.26K - $3.36K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
180+ 180.0% |
$3.76K - $4.94K
|
280
$13.3K
|
|
|
Nov 13, 2020
Q3 2020
|
Dimension Capital Management LLC
Coral Gables, FL |
BUY
|
- |
1.02KNew |
$21.3K - $28.1K
|
1.02K
$48.5K
|
|
|
Nov 13, 2020
Q3 2020
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-263Closed |
$5.49K - $7.22K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Systematic Financial Management LP
Teaneck, NJ |
SELL
|
- |
-12.9KClosed |
$268K - $353K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-3.9KClosed |
$81.4K - $107K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-17.1KClosed |
$357K - $469K
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-27Closed |
$564 - $741
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-47Closed |
$981 - $1.29K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Alpine Woods Capital Investors, LLC
|
SELL
|
- |
-11.9KClosed |
$249K - $327K
|
0
$0
|
|
|
Oct 22, 2020
Q3 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-88Closed |
$1.84K - $2.42K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-18- 19.15% |
$384 - $558
|
76
$3.61K
|
|
|
Aug 24, 2020
Q2 2020
|
Aurora Investment Counsel
Atlanta, GA |
SELL
|
- |
-9.29KClosed |
$198K - $288K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Pdt Partners, LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$260K - $378K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-101Closed |
$2.15K - $3.13K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Fred Alger Management, LLC
New York, NY |
SELL
|
- |
-105Closed |
$2.24K - $3.25K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-2.41KClosed |
$51.4K - $74.7K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Linscomb & Williams, Inc.
Houston, TX |
SELL
|
- |
-17.4KClosed |
$371K - $540K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-14Closed |
$298 - $434
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
SELL
|
- |
-270KClosed |
$5.75M - $8.35M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-67Closed |
$1.43K - $2.08K
|
0
$0
|
|
|
Jul 30, 2020
Q2 2020
|
Hancock Whitney Corp
|
SELL
|
- |
-12.7KClosed |
$270K - $393K
|
0
$0
|
|
|
Jul 06, 2020
Q2 2020
|
Municipal Employees' Retirement System Of Michigan
|
SELL
|
- |
-14.1KClosed |
$300K - $436K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-16.6KClosed |
$311K - $633K
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-873Closed |
$16.3K - $33.3K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
PUT |
-25KClosed |
$467K - $953K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Apg Asset Management N.V.
Amsterdam, P7 |
BUY
|
- |
133KNew |
$2.49M - $5.08M
|
133K
$6.34M
|
|
|
May 14, 2020
Q1 2020
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-821Closed |
$15.3K - $31.3K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-357KClosed |
$6.66M - $13.6M
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Cutler Group LP
|
BUY
|
- |
19.4K+ 1937.19% |
$363K - $740K
|
20.4K
$970K
|
|
|
Apr 29, 2020
Q1 2020
|
Paragon Capital Management LTD
|
SELL
|
- |
-7.72KClosed |
$144K - $294K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-7.9KClosed |
$148K - $301K
|
0
$0
|
|