Purchases and Sales Made in Q3 2023 in Cathay General Bancorp (CATY)
This table provides information about the institutional ownership of Cathay General Bancorp (CATY) during Q3 2023. The information is specifically focused on institutions that hold shares of CATHAY GENERAL BANCORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
42+ 0.29% |
$1.34K - $1.62K
|
14.7K
$628K
|
|
|
Nov 13, 2023
Q3 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
33New |
$1.06K - $1.28K
|
33
$1.41K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
27New |
$863 - $1.04K
|
27
$1.15K
|
|
|
Nov 07, 2023
Q3 2023
|
New York State Common Retirement Fund
|
BUY
|
- |
26+ 0.09% |
$831 - $1.01K
|
28.9K
$1.23M
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
25+ 2.42% |
$800 - $967
|
1.06K
$45.1K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
24+ 5.49% |
$768 - $928
|
461
$19.7K
|
|
|
Nov 02, 2023
Q3 2023
|
Tfo Tdc, LLC
|
BUY
|
- |
17+ 566.67% |
$544 - $658
|
20
$853
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
17+ 38.64% |
$544 - $658
|
61
$2.6K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9+ 0.13% |
$288 - $348
|
6.78K
$289K
|
|
|
Oct 17, 2023
Q3 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
4+ 25.0% |
$128 - $155
|
20
$853
|
|
|
Nov 14, 2023
Q3 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
3+ 0.01% |
$95.9 - $116
|
32.5K
$1.39M
|
|
|
Oct 10, 2023
Q3 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
2+ 0.93% |
$64 - $77.4
|
216
$9.21K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1+ 0.03% |
$32 - $38.7
|
3.15K
$134K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 26, 2024
Q3 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-4- 0.03% |
$128 - $155
|
14.3K
$612K
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-11- 0.45% |
$352 - $425
|
2.43K
$103K
|
|
|
Nov 14, 2023
Q3 2023
|
Amundi
Paris, I0 |
SELL
|
- |
-37- 2.04% |
$1.18K - $1.43K
|
1.78K
$75.9K
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-50- 8.2% |
$1.6K - $1.93K
|
560
$23.9K
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-115- 29.41% |
$3.68K - $4.45K
|
276
$11.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-155- 1.54% |
$4.96K - $6K
|
9.89K
$422K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-172- 4.4% |
$5.5K - $6.65K
|
3.74K
$159K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-198- 0.57% |
$6.33K - $7.66K
|
34.8K
$1.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-198- 0.85% |
$6.33K - $7.66K
|
23.2K
$988K
|
|
|
Nov 08, 2023
Q3 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-202- 1.7% |
$6.46K - $7.81K
|
11.7K
$498K
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-234- 3.74% |
$7.48K - $9.05K
|
6.02K
$257K
|
|
|
Nov 13, 2023
Q3 2023
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-245- 0.95% |
$7.84K - $9.48K
|
25.5K
$1.09M
|
|
|
Feb 07, 2025
Q3 2023
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-254- 0.88% |
$8.12K - $9.82K
|
28.5K
$1.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Voya Investment Management LLC
Atlanta, GA |
SELL
|
- |
-254- 0.88% |
$8.12K - $9.82K
|
28.5K
$1.22M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-267- 4.09% |
$8.54K - $10.3K
|
6.26K
$267K
|
|
|
Nov 14, 2023
Q3 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-315- 4.58% |
$10.1K - $12.2K
|
6.57K
$280K
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-319- 0.98% |
$10.2K - $12.3K
|
32.3K
$1.38M
|
|
|
Feb 15, 2024
Q3 2023
|
Kbc Group Nv
|
SELL
|
- |
-397- 33.62% |
$12.7K - $15.4K
|
784
$33.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-403- 0.24% |
$12.9K - $15.6K
|
166K
$7.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-405- 0.86% |
$13K - $15.7K
|
46.6K
$1.98M
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-438- 0.71% |
$14K - $16.9K
|
61.6K
$2.63M
|
|
|
Nov 13, 2023
Q3 2023
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-450- 1.43% |
$14.4K - $17.4K
|
31K
$1.32M
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-574- 2.23% |
$18.4K - $22.2K
|
25.2K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-685- 4.46% |
$21.9K - $26.5K
|
14.7K
$625K
|
|
|
Nov 07, 2023
Q3 2023
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-697- 0.88% |
$22.3K - $27K
|
78.5K
$3.35M
|
|
|
Nov 02, 2023
Q3 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-813- 7.39% |
$26K - $31.4K
|
10.2K
$434K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.09K- 13.61% |
$34.7K - $42K
|
6.89K
$294K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.17K- 22.85% |
$37.5K - $45.4K
|
3.96K
$169K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.17K- 22.85% |
$37.5K - $45.4K
|
3.96K
$169K
|
|
|
Nov 13, 2023
Q3 2023
|
Pro Share Advisors LLC
|
SELL
|
- |
-2.64K- 19.84% |
$84.3K - $102K
|
10.7K
$454K
|
|
|
Nov 13, 2023
Q3 2023
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-2.67K- 1.7% |
$85.3K - $103K
|
154K
$6.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-2.78K- 1.55% |
$89K - $108K
|
177K
$7.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.88K- 16.52% |
$92K - $111K
|
14.5K
$620K
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-3.64K- 24.01% |
$117K - $141K
|
11.5K
$492K
|