Purchases and Sales Made in Q4 2021 in Cathay General Bancorp (CATY)
This table provides information about the institutional ownership of Cathay General Bancorp (CATY) during Q4 2021. The information is specifically focused on institutions that hold shares of CATHAY GENERAL BANCORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2022
Q4 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
21New |
$856 - $971
|
21
$895
|
|
|
Nov 07, 2023
Q4 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
15New |
$611 - $693
|
15
$639
|
|
|
Jan 28, 2022
Q4 2021
|
Schubert & CO
|
BUY
|
- |
12New |
$489 - $555
|
12
$512
|
|
|
Jan 20, 2022
Q4 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
4+ 0.0% |
$163 - $185
|
198K
$8.43M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 0.61% |
$40.8 - $46.2
|
165
$7.03K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-1Closed |
$40.8 - $46.2
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-2- 7.41% |
$81.5 - $92.4
|
25
$1.07K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-5Closed |
$204 - $231
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-9- 14.06% |
$367 - $416
|
55
$2.34K
|
|
|
Feb 15, 2022
Q4 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-37- 1.1% |
$1.51K - $1.71K
|
3.33K
$142K
|
|
|
Jan 18, 2022
Q4 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-41- 18.06% |
$1.67K - $1.9K
|
186
$7.93K
|
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-49Closed |
$2K - $2.26K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-49- 0.32% |
$2K - $2.26K
|
15.5K
$661K
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-52- 0.25% |
$2.12K - $2.4K
|
20.5K
$872K
|
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-63Closed |
$2.57K - $2.91K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Weaver C. Barksdale & Associates, Inc.
Nashville, TN |
SELL
|
- |
-75Closed |
$3.06K - $3.47K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-83- 0.85% |
$3.38K - $3.84K
|
9.66K
$412K
|
|
|
Jan 20, 2022
Q4 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-83- 0.08% |
$3.38K - $3.84K
|
101K
$4.31M
|
|
|
Feb 11, 2022
Q4 2021
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-84- 3.55% |
$3.42K - $3.88K
|
2.28K
$97.2K
|
|
|
Feb 10, 2022
Q4 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-100- 1.43% |
$4.08K - $4.62K
|
6.91K
$295K
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
SELL
|
- |
-100- 4.17% |
$4.08K - $4.62K
|
2.3K
$98K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-105Closed |
$4.28K - $4.85K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-109- 0.84% |
$4.44K - $5.04K
|
12.8K
$546K
|
|
|
Jan 24, 2022
Q4 2021
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-161- 8.18% |
$6.56K - $7.44K
|
1.81K
$77.1K
|
|
|
Jan 31, 2022
Q4 2021
|
Xponance, Inc.
|
SELL
|
- |
-169- 1.47% |
$6.89K - $7.81K
|
11.4K
$484K
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-185- 0.16% |
$7.54K - $8.55K
|
113K
$4.81M
|
|
|
Feb 10, 2022
Q4 2021
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-186- 0.53% |
$7.58K - $8.6K
|
34.9K
$1.49M
|
|
|
Feb 11, 2022
Q4 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-219- 0.85% |
$8.93K - $10.1K
|
25.6K
$1.09M
|
|
|
Feb 15, 2022
Q4 2021
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-292- 0.57% |
$11.9K - $13.5K
|
51.1K
$2.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
SELL
|
- |
-375- 1.19% |
$15.3K - $17.3K
|
31.1K
$1.33M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-395- 84.76% |
$16.1K - $18.3K
|
71
$3.03K
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-476- 28.64% |
$19.4K - $22K
|
1.19K
$50.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-488- 4.93% |
$19.9K - $22.6K
|
9.4K
$401K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-524Closed |
$21.4K - $24.2K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-555- 6.18% |
$22.6K - $25.7K
|
8.42K
$359K
|
|
|
Feb 04, 2022
Q4 2021
|
Arizona State Retirement System
|
SELL
|
- |
-631- 3.06% |
$25.7K - $29.2K
|
20K
$852K
|
|
|
Feb 11, 2022
Q4 2021
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-759Closed |
$30.9K - $35.1K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-792- 3.17% |
$32.3K - $36.6K
|
24.2K
$1.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-896- 3.82% |
$36.5K - $41.4K
|
22.5K
$960K
|
|
|
Feb 07, 2022
Q4 2021
|
M&T Bank Corp
|
SELL
|
- |
-957- 4.12% |
$39K - $44.2K
|
22.3K
$950K
|
|
|
Feb 04, 2022
Q4 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-982Closed |
$40K - $45.4K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Smith, Graham & Co., Investment Advisors, LP
|
SELL
|
- |
-1.14K- 1.27% |
$46.3K - $52.6K
|
88.6K
$3.77M
|
|
|
Jan 12, 2022
Q4 2021
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-1.16K- 9.37% |
$47.1K - $53.4K
|
11.2K
$476K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-1.16K- 14.89% |
$47.3K - $53.6K
|
6.63K
$283K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.22K- 23.71% |
$49.6K - $56.2K
|
3.91K
$167K
|
|
|
Feb 14, 2022
Q4 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-1.26K- 5.71% |
$51.3K - $58.2K
|
20.8K
$886K
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-1.34K- 1.22% |
$54.7K - $62.1K
|
109K
$4.63M
|
|
|
Mar 30, 2023
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.45K- 4.48% |
$59K - $66.9K
|
30.9K
$1.32M
|
|
|
Feb 15, 2022
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.45K- 4.48% |
$59K - $66.9K
|
30.9K
$1.32M
|