Purchases and Sales Made in Q3 2025 in Simplify Exch.Trad Fds Simplif (CDX)
This table provides information about the institutional ownership of Simplify Exch.Trad Fds Simplif (CDX) during Q3 2025. The information is specifically focused on institutions that hold shares of SIMPLIFY EXCH.TRAD FDS SIMPLIF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Altiora Financial Group, LLC
Lebanon, OH |
BUY
|
- |
755K+ 301.47% |
$17.2M - $17.6M
|
1.01M
$22.8M
|
|
|
Oct 06, 2025
Q3 2025
|
Insight Wealth Strategies, LLC
San Ramon, CA |
BUY
|
- |
515KNew |
$11.7M - $12M
|
515K
$11.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
375K+ 88.86% |
$8.53M - $8.74M
|
796K
$18M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
210KNew |
$4.78M - $4.9M
|
210K
$4.75M
|
|
|
Nov 10, 2025
Q3 2025
|
Kensington Asset Management, LLC
Austin, TX |
BUY
|
- |
200KNew |
$4.56M - $4.67M
|
200K
$4.53M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
180K+ 20.81% |
$4.09M - $4.19M
|
1.04M
$23.6M
|
|
|
Oct 20, 2025
Q3 2025
|
Security National Bank
|
BUY
|
- |
179KNew |
$4.08M - $4.18M
|
179K
$4.06M
|
|
|
Nov 03, 2025
Q3 2025
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
174KNew |
$3.96M - $4.06M
|
174K
$3.94M
|
|
|
Nov 05, 2025
Q3 2025
|
Slate Stone Wealth, LLC
|
BUY
|
- |
165KNew |
$3.75M - $3.84M
|
165K
$3.73M
|
|
|
Oct 30, 2025
Q3 2025
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
134KNew |
$3.06M - $3.13M
|
134K
$3.04M
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
124KNew |
$2.82M - $2.89M
|
124K
$2.81M
|
|
|
Oct 10, 2025
Q3 2025
|
Fifth Third Securities, Inc.
|
BUY
|
- |
115KNew |
$2.63M - $2.69M
|
115K
$2.62M
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
106K+ 126.27% |
$2.42M - $2.48M
|
190K
$4.31M
|
|
|
Oct 09, 2025
Q3 2025
|
Park Edge Advisors, LLC
Cleveland, OH |
BUY
|
- |
106K+ 17.3% |
$2.42M - $2.47M
|
719K
$16.3M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
97.6K+ 139.78% |
$2.22M - $2.28M
|
167K
$3.79M
|
|
|
Nov 12, 2025
Q3 2025
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
96.6KNew |
$2.2M - $2.25M
|
96.6K
$2.19M
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
94.9KNew |
$2.16M - $2.21M
|
94.9K
$2.15M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
67.2K+ 155.71% |
$1.53M - $1.57M
|
110K
$2.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
61.8K+ 271.28% |
$1.41M - $1.44M
|
84.5K
$1.91M
|
|
|
Oct 21, 2025
Q3 2025
|
Silver Oak Securities, Inc
Jackson, TN |
BUY
|
- |
58.2KNew |
$1.33M - $1.36M
|
58.2K
$1.32M
|
|
|
Nov 05, 2025
Q3 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
58.1KNew |
$1.32M - $1.35M
|
58.1K
$1.31M
|
|
|
Oct 09, 2025
Q3 2025
|
Whalen Wealth Management Inc.
Las Vegas, NV |
BUY
|
- |
52.6K+ 106.4% |
$1.2M - $1.23M
|
102K
$2.31M
|
|
|
Nov 07, 2025
Q3 2025
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
49K+ 51.75% |
$1.12M - $1.14M
|
144K
$3.26M
|
|
|
Nov 13, 2025
Q3 2025
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
41.1KNew |
$937K - $959K
|
41.1K
$931K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
39.2KNew |
$892K - $914K
|
39.2K
$887K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
38.6KNew |
$880K - $901K
|
38.6K
$875K
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
37.3KNew |
$849K - $869K
|
37.3K
$844K
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
37K+ 10.82% |
$842K - $863K
|
379K
$8.57M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
37K+ 155.47% |
$842K - $863K
|
60.8K
$1.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
33.3KNew |
$759K - $777K
|
33.3K
$755K
|
|
|
Nov 13, 2025
Q3 2025
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
21.6KNew |
$492K - $504K
|
21.6K
$489K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
21K+ 1105.26% |
$478K - $490K
|
22.9K
$519K
|
|
|
Nov 05, 2025
Q3 2025
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
20.9K+ 9.28% |
$476K - $488K
|
246K
$5.57M
|
|
|
Oct 17, 2025
Q3 2025
|
Worth Asset Management, LLC
|
BUY
|
- |
19.6KNew |
$447K - $458K
|
19.6K
$444K
|
|
|
Oct 20, 2025
Q3 2025
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
18.6K+ 10.51% |
$423K - $434K
|
195K
$4.42M
|
|
|
Nov 10, 2025
Q3 2025
|
Trajan Wealth LLC
Scottsdale, AZ |
BUY
|
- |
17.9KNew |
$409K - $418K
|
17.9K
$406K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
17.4KNew |
$397K - $407K
|
17.4K
$395K
|
|
|
Nov 13, 2025
Q3 2025
|
Cove Street Capital, LLC
El Segundo, CA |
BUY
|
- |
16.6KNew |
$378K - $387K
|
16.6K
$375K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
16.5K+ 99.98% |
$375K - $384K
|
32.9K
$746K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.3KNew |
$370K - $379K
|
16.3K
$368K
|
|
|
Nov 14, 2025
Q3 2025
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
16.1K+ 71.35% |
$367K - $375K
|
38.6K
$875K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
13.2K+ 58.73% |
$301K - $309K
|
35.7K
$809K
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
13.2K+ 4.76% |
$301K - $308K
|
291K
$6.59M
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
12.7KNew |
$289K - $296K
|
12.7K
$288K
|
|
|
Oct 22, 2025
Q3 2025
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
10.9KNew |
$248K - $254K
|
10.9K
$247K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
9.57K+ 8.22% |
$218K - $223K
|
126K
$2.85M
|
|
|
Oct 15, 2025
Q3 2025
|
Bay Bridge Capital Group, LLC
Pleasanton, CA |
BUY
|
- |
9.54KNew |
$217K - $223K
|
9.54K
$216K
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
9.46KNew |
$216K - $221K
|
9.46K
$214K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.98K+ 17.15% |
$182K - $186K
|
54.5K
$1.23M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
4.82K+ 1.31% |
$110K - $112K
|
374K
$8.46M
|
|