Latest Institutional Transactions on Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information on the latest institutional transactions involving Clear Bridge Mlp & Midstream Fund Inc. (CEM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Css LLC
Chicago, IL |
SELL
|
- |
-9.17K- 11.22% |
$359K - $420K
|
72.6K
$3.77M
|
|
|
May 15, 2024
Q1 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
25.6KNew |
$1M - $1.17M
|
25.6K
$1.33M
|
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-1.59K- 0.7% |
$62.2K - $72.7K
|
226K
$11.8M
|
|
|
May 14, 2024
Q1 2024
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
1.32K+ 8.52% |
$51.8K - $60.6K
|
16.9K
$876K
|
|
|
May 14, 2024
Q1 2024
|
Lri Investments, LLC
Palm Beach Gardens, FL |
BUY
|
- |
409New |
$16K - $18.7K
|
409
$21.2K
|
|
|
May 14, 2024
Q1 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
62.5KNew |
$2.45M - $2.86M
|
62.5K
$3.25M
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
597+ 4.71% |
$23.4K - $27.3K
|
13.3K
$689K
|
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-33.1K- 32.04% |
$1.3M - $1.52M
|
70.2K
$3.65M
|
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
34.1KNew |
$1.34M - $1.56M
|
34.1K
$1.77M
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
250New |
$9.79K - $11.4K
|
250
$13K
|
|
|
May 10, 2024
Q1 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
89K+ 1083.65% |
$3.49M - $4.07M
|
97.2K
$5.05M
|
|
|
May 09, 2024
Q1 2024
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
13.2K+ 41.43% |
$518K - $605K
|
45.1K
$2.35M
|
|
|
May 08, 2024
Q1 2024
|
De Lisle Partners LLP
Poole, X0 |
BUY
|
- |
22.9KNew |
$896K - $1.05M
|
22.9K
$1.19M
|
|
|
May 07, 2024
Q1 2024
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-200- 1.75% |
$7.83K - $9.16K
|
11.3K
$584K
|
|
|
May 07, 2024
Q1 2024
|
M&T Bank Corp
|
SELL
|
- |
-165- 0.96% |
$6.46K - $7.55K
|
17K
$883K
|
|
|
May 06, 2024
Q1 2024
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
13.2K+ 37.91% |
$517K - $605K
|
48K
$2.5M
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
5.88KNew |
$230K - $269K
|
5.88K
$305K
|
|
|
May 01, 2024
Q1 2024
|
Lincoln National Corp
|
BUY
|
- |
6.45KNew |
$253K - $295K
|
6.45K
$335K
|
|
|
Apr 29, 2024
Q1 2024
|
Terril Brothers, Inc.
|
SELL
|
- |
-128K- 91.41% |
$5M - $5.84M
|
12K
$623K
|
|
| Q4 2023 | |||||||
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
34.2K+ 103.01% |
$1.14M - $1.37M
|
67.4K
$3.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
6.35KNew |
$212K - $254K
|
6.35K
$330K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.9KNew |
$397K - $477K
|
11.9K
$618K
|
|
|
Feb 14, 2024
Q4 2023
|
Woodline Partners LP
San Francisco, CA |
SELL
|
- |
-178K- 78.63% |
$5.93M - $7.12M
|
48.2K
$2.51M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
13.3K+ 176.16% |
$444K - $533K
|
20.9K
$1.08M
|
|
|
Feb 14, 2024
Q4 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
5.58KNew |
$186K - $224K
|
5.58K
$290K
|
|
|
Feb 14, 2024
Q4 2023
|
Sea Otter Advisors LLC
New York, NY |
BUY
|
- |
20K+ 194.17% |
$668K - $802K
|
30.3K
$1.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
510K+ 30.34% |
$17M - $20.4M
|
2.19M
$114M
|
|
|
Feb 13, 2024
Q4 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-9.2K- 38.85% |
$307K - $369K
|
14.5K
$752K
|
|
|
Feb 13, 2024
Q4 2023
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-730- 6.43% |
$24.4K - $29.3K
|
10.6K
$551K
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
5KNew |
$167K - $200K
|
5K
$260K
|
|
|
Feb 12, 2024
Q4 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
11+ 1.94% |
$367 - $441
|
579
$30.1K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-635- 7.96% |
$21.2K - $25.5K
|
7.35K
$382K
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.09KNew |
$170K - $204K
|
5.09K
$264K
|
|
|
Feb 12, 2024
Q4 2023
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
2KNew |
$66.8K - $80.2K
|
2K
$104K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-57- 0.57% |
$1.9K - $2.29K
|
10K
$521K
|
|
|
Feb 09, 2024
Q4 2023
|
Covestor LTD
Boston, MA |
BUY
|
- |
195+ 19.92% |
$6.51K - $7.82K
|
1.17K
$61K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
1.59KNew |
$53K - $63.6K
|
1.59K
$82.4K
|
|
|
Jan 30, 2024
Q4 2023
|
Delphi Financial Group, Inc.
|
BUY
|
- |
33.2KNew |
$1.11M - $1.33M
|
33.2K
$1.72M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2New |
$66.8 - $80.2
|
2
$104
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Blackstone Inc
New York, NY |
BUY
|
- |
14.8KNew |
$505K - $563K
|
14.8K
$766K
|
|
|
Nov 13, 2023
Q3 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-98.6K- 44.74% |
$3.37M - $3.76M
|
122K
$6.33M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
115+ 1.58% |
$3.94K - $4.39K
|
7.4K
$385K
|
|
|
Oct 17, 2023
Q3 2023
|
Piscataqua Savings Bank
|
BUY
|
- |
214New |
$7.32K - $8.17K
|
214
$11.1K
|
|
| Q2 2023 | |||||||
|
Aug 15, 2023
Q2 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-380- 3.76% |
$11.7K - $13.2K
|
9.73K
$505K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1+ 16.67% |
$30.9 - $34.7
|
7
$364
|
|
|
Aug 11, 2023
Q2 2023
|
Lansing Street Advisors
|
BUY
|
- |
2+ 1.79% |
$61.8 - $69.3
|
114
$5.92K
|
|
|
Aug 11, 2023
Q2 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.4K+ 2.48% |
$43.3K - $48.5K
|
57.8K
$3M
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
335New |
$10.4K - $11.6K
|
335
$17.4K
|
|
|
Aug 09, 2023
Q2 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
20+ 0.32% |
$618 - $693
|
6.34K
$329K
|
|
| Q1 2023 | |||||||
|
May 12, 2023
Q1 2023
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-23.4K- 10.78% |
$700K - $864K
|
193K
$10.1M
|
|