Latest Institutional Sells of Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This list provides information on the latest institutional transactions involving Clear Bridge Mlp & Midstream Fund Inc. (CEM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 11, 2022
Q2 2022
|
Glassy Mountain Advisors, Inc.
|
SELL
|
- |
-6.38KClosed |
$174K - $241K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Tcwp LLC
Tampa, FL |
SELL
|
- |
-3.04KClosed |
$83.1K - $115K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-1.4K- 14.06% |
$38.1K - $52.8K
|
8.53K
$443K
|
|
|
Jul 15, 2022
Q2 2022
|
Herold Advisors, Inc.
|
SELL
|
- |
-50Closed |
$1.37K - $1.89K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-36.3KClosed |
$1.01M - $1.23M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-19.6KClosed |
$543K - $665K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-1.63KClosed |
$45.4K - $55.6K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.26K- 94.75% |
$35.1K - $43K
|
70
$3.64K
|
|
|
Apr 19, 2022
Q1 2022
|
Paragon Capital Management LTD
|
SELL
|
- |
-902Closed |
$25K - $30.7K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-167Closed |
$4.64K - $5.68K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-18Closed |
$500 - $612
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Gw&K Investment Management, LLC
Boston, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.06KClosed |
$51.5K - $66K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.77KClosed |
$44.5K - $57K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-540Closed |
$13.5K - $17.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-320- 3.18% |
$8.02K - $10.3K
|
9.73K
$505K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-300Closed |
$7.52K - $9.63K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
SELL
|
- |
-268Closed |
$6.72K - $8.61K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
SELL
|
- |
-135Closed |
$3.38K - $4.33K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
West Branch Capital LLC
|
SELL
|
- |
-114Closed |
$2.86K - $3.66K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.6KClosed |
$190K - $228K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-7KClosed |
$175K - $210K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-1.04KClosed |
$26.1K - $31.3K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
SELL
|
- |
-192Closed |
$4.55K - $6.15K
|
0
$0
|
|
|
Jan 02, 2024
Q2 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-120Closed |
$2.84K - $3.84K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-31.4KClosed |
$522K - $770K
|
0
$0
|
|
|
May 19, 2021
Q1 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-24.9KClosed |
$415K - $611K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-12KClosed |
$199K - $294K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.96K- 14.47% |
$32.5K - $48K
|
11.6K
$601K
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-1.88KClosed |
$31.2K - $46K
|
0
$0
|
|
|
Apr 15, 2021
Q1 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-865- 81.22% |
$14.4K - $21.2K
|
200
$10.4K
|
|
| Q4 2020 | |||||||
|
Jan 26, 2021
Q4 2020
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-19.5KClosed |
$210K - $371K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Sea Bridge Investment Advisors LLC
|
SELL
|
- |
-12.1KClosed |
$131K - $231K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-272Closed |
$2.93K - $5.18K
|
0
$0
|
|
|
Feb 18, 2021
Q4 2020
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-124Closed |
$1.34K - $2.36K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-84Closed |
$906 - $1.6K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 21, 2020
Q3 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-15KClosed |
$164K - $257K
|
0
$0
|
|