Purchases and Sales Made in Q4 2021 in Clear Bridge Mlp & Midstream Fund Inc. (CEM)
This table provides information about the institutional ownership of Clear Bridge Mlp & Midstream Fund Inc. (CEM) during Q4 2021. The information is specifically focused on institutions that hold shares of ClearBridge MLP & Midstream Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-540Closed |
$13.5K - $17.3K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.77KClosed |
$44.5K - $57K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.95K- 3.44% |
$48.8K - $62.5K
|
54.5K
$2.83M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.06KClosed |
$51.5K - $66K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.32K- 7.42% |
$58.2K - $74.6K
|
29K
$1.51M
|
|
|
Jan 21, 2022
Q4 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-2.4K- 50.0% |
$60.2K - $77.1K
|
2.4K
$125K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.44K- 62.11% |
$61.2K - $78.4K
|
1.49K
$77.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.46K- 3.2% |
$61.7K - $79K
|
74.4K
$3.87M
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.49K- 41.69% |
$62.5K - $80K
|
3.49K
$181K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.99K- 3.05% |
$100K - $128K
|
127K
$6.58M
|
|
|
Jan 19, 2022
Q4 2021
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4.65K- 38.46% |
$117K - $149K
|
7.44K
$386K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-8.58K- 13.63% |
$215K - $276K
|
54.4K
$2.82M
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-9.6K- 14.95% |
$241K - $308K
|
54.6K
$2.84M
|
|
|
Feb 14, 2022
Q4 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-10.3K- 2.6% |
$259K - $331K
|
387K
$20.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-12K- 81.63% |
$301K - $385K
|
2.7K
$140K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.1K- 2.72% |
$479K - $614K
|
685K
$35.6M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-38.2KClosed |
$958K - $1.23M
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-47.4K- 66.64% |
$1.19M - $1.52M
|
23.7K
$1.23M
|