Latest Institutional Transactions on Carlyle Secured Lending, Inc. (CGBD)
This table provides information on the latest institutional transactions involving Carlyle Secured Lending, Inc. (CGBD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
34.7KNew |
$447K - $485K
|
34.7K
$639K
|
|
|
Aug 11, 2021
Q2 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-50.4KClosed |
$649K - $705K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-20.2KClosed |
$260K - $282K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Marcum Wealth, LLC
|
SELL
|
- |
-16.6K- 59.53% |
$214K - $233K
|
11.3K
$208K
|
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-12.6KClosed |
$162K - $175K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-20.1KClosed |
$205K - $277K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-5Closed |
$51.2 - $69
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-187KClosed |
$1.91M - $2.58M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500+ 41.67% |
$5.12K - $6.9K
|
1.7K
$31.3K
|
|
|
May 05, 2021
Q1 2021
|
Stanley Laman Group, Ltd.
Berwyn, PA |
SELL
|
- |
-20.2KClosed |
$207K - $279K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Asset Dedication, LLC
|
SELL
|
- |
-125Closed |
$1.28K - $1.73K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-90Closed |
$725 - $1.04K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Radcliffe Capital Management, L.P.
Bala Cynwyd, PA |
SELL
|
- |
-133KClosed |
$1.08M - $1.54M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-13.2KClosed |
$107K - $153K
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Keybank National Association
|
SELL
|
- |
-14.1KClosed |
$114K - $163K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-10KClosed |
$80.6K - $116K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-5.06KClosed |
$40.8K - $58.4K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-400Closed |
$3.22K - $4.62K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 12, 2020
Q3 2020
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-26.4KClosed |
$208K - $252K
|
0
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-2.5KClosed |
$19.7K - $23.8K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sageworth Trust CO
|
SELL
|
- |
-259KClosed |
$2.04M - $2.47M
|
0
$0
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-13.9KClosed |
$109K - $133K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-320KClosed |
$2.52M - $3.05M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 16, 2024
Q2 2020
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-5.26KClosed |
$23K - $53.1K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-500Closed |
$2.19K - $5.05K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.28KClosed |
$5.61K - $12.9K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-166KClosed |
$729K - $1.68M
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Demars Financial Group, LLC
|
BUY
|
- |
7.81KNew |
$34.2K - $78.9K
|
7.81K
$144K
|
|
|
Aug 10, 2020
Q2 2020
|
Patton Albertson Miller Group, LLC
|
SELL
|
- |
-13.8KClosed |
$60.2K - $139K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-10.4KClosed |
$45.4K - $105K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-9.31KClosed |
$40.8K - $94K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-19.2KClosed |
$83.9K - $193K
|
0
$0
|
|
|
Jul 07, 2020
Q2 2020
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-16.8KClosed |
$73.6K - $170K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-55.7KClosed |
$257K - $794K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-32.7KClosed |
$151K - $466K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-12.1KClosed |
$55.7K - $172K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-13.9KClosed |
$63.9K - $198K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-14.7KClosed |
$67.6K - $209K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Abbrea Capital, LLC
|
SELL
|
- |
-26.2KClosed |
$121K - $373K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-355Closed |
$1.64K - $5.06K
|
0
$0
|
|
|
Apr 16, 2020
Q1 2020
|
Jag Capital Management, LLC
|
SELL
|
- |
-76KClosed |
$350K - $1.08M
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Brown Advisory Inc
|
SELL
|
- |
-41.3KClosed |
$543K - $600K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-12.1KClosed |
$160K - $176K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-4.54KClosed |
$59.7K - $66K
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-22.3KClosed |
$293K - $324K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-86.5KClosed |
$1.14M - $1.26M
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Tcw Group Inc
|
SELL
|
- |
-15.5KClosed |
$204K - $225K
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Whittier Trust CO
|
SELL
|
- |
-4.45KClosed |
$58.6K - $64.7K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-200Closed |
$2.63K - $2.91K
|
0
$0
|
|
|
Jan 22, 2020
Q4 2019
|
Cfo4 Life Group, LLC
|
SELL
|
- |
-17.5KClosed |
$230K - $254K
|
0
$0
|
|