Latest Institutional Transactions on Carlyle Secured Lending, Inc. (CGBD)
This table provides information on the latest institutional transactions involving Carlyle Secured Lending, Inc. (CGBD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2019
Q3 2019
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-75.6KClosed |
$1.02M - $1.16M
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
Newport Trust CO
Washington, DC |
SELL
|
- |
-85KClosed |
$1.14M - $1.31M
|
0
$0
|
|
|
Oct 16, 2019
Q3 2019
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-11.1KClosed |
$150K - $171K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Diversified Trust CO
|
SELL
|
- |
-30.3KClosed |
$409K - $467K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Man Group PLC
London, X0 |
SELL
|
- |
-41.1KClosed |
$600K - $637K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-1.6KClosed |
$23.4K - $24.8K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Bernardo Wealth Planning LLC
|
SELL
|
- |
-15.3KClosed |
$223K - $237K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Abrdn PLC
|
SELL
|
- |
-66.3KClosed |
$967K - $1.03M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-105KClosed |
$1.53M - $1.63M
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-27KClosed |
$393K - $418K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-13.1KClosed |
$192K - $204K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Morgan Rosel Wealth Management, LLC
|
SELL
|
- |
-18.9KClosed |
$275K - $292K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Element Capital Management LLC
New York, NY |
SELL
|
- |
-13KClosed |
$167K - $198K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Jbf Capital, Inc.
Aspen, CO |
SELL
|
- |
-25KClosed |
$320K - $380K
|
0
$0
|
|
|
May 01, 2019
Q1 2019
|
Kayne Anderson Capital Advisors LP
|
SELL
|
- |
-34.8KClosed |
$446K - $529K
|
0
$0
|
|
|
Apr 15, 2019
Q1 2019
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-30.5KClosed |
$390K - $463K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-13KClosed |
$167K - $198K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 10, 2021
Q4 2018
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-21KClosed |
$260K - $353K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Dc Investments Management, LLC
Mclean, VA |
SELL
|
- |
-29.4KClosed |
$365K - $494K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
19.2KNew |
$238K - $323K
|
19.2K
$357K
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-192KClosed |
$3.2M - $3.44M
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.82KClosed |
$30.4K - $32.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Alyeska Investment Group, L.P.
Chicago, IL |
SELL
|
- |
-138K- 50.81% |
$2.36M - $2.54M
|
134K
$2.49M
|
|
|
Aug 01, 2018
Q2 2018
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-87Closed |
$1.48K - $1.6K
|
0
$0
|
|
|
Aug 01, 2018
Q2 2018
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
1K+ 86.96% |
$17K - $18.3K
|
2.15K
$39.9K
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.3KClosed |
$209K - $229K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-16KClosed |
$272K - $297K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Rmb Capital Management, LLC
|
SELL
|
- |
-290KClosed |
$4.93M - $5.8M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-75.2KClosed |
$1.28M - $1.51M
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Monashee Investment Management LLC
Boston, MA |
SELL
|
- |
-250KClosed |
$4.26M - $5.01M
|
0
$0
|
|