Purchases and Sales Made in Q1 2023 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q1 2023. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2023
Q1 2023
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
571K+ 64.38% |
$7.65M - $8.94M
|
1.46M
$25.9M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
291K+ 19.28% |
$3.91M - $4.56M
|
1.8M
$32M
|
|
|
May 15, 2023
Q1 2023
|
Greenwich Investment Management, Inc.
Stamford, CT |
BUY
|
- |
94.8KNew |
$1.27M - $1.49M
|
94.8K
$1.68M
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
81.2K+ 62.05% |
$1.09M - $1.27M
|
212K
$3.77M
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
50.9KNew |
$683K - $798K
|
50.9K
$905K
|
|
|
May 22, 2023
Q1 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
48.7K+ 361.52% |
$653K - $763K
|
62.2K
$1.1M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48.6K+ 26.02% |
$652K - $761K
|
235K
$4.18M
|
|
|
May 03, 2023
Q1 2023
|
Van Eck Associates Corp
|
BUY
|
- |
38.1K+ 5.89% |
$512K - $598K
|
685K
$12.2M
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
35.1KNew |
$470K - $550K
|
35.1K
$623K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
24.4K+ 65.48% |
$327K - $383K
|
61.7K
$1.1M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
22.6K+ 8.3% |
$303K - $354K
|
294K
$5.23M
|
|
|
May 10, 2023
Q1 2023
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
21.4K+ 16.19% |
$287K - $335K
|
153K
$2.73M
|
|
|
May 09, 2023
Q1 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
20.8KNew |
$279K - $326K
|
20.8K
$370K
|
|
|
May 11, 2023
Q1 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
20K+ 5.89% |
$268K - $313K
|
360K
$6.39M
|
|
|
May 15, 2023
Q1 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
18K+ 5.29% |
$241K - $282K
|
358K
$6.36M
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
16.5K+ 40.38% |
$221K - $258K
|
57.3K
$1.02M
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
16.3K+ 4.81% |
$219K - $256K
|
356K
$6.33M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
15.8K+ 15.1% |
$212K - $247K
|
120K
$2.14M
|
|
|
May 01, 2023
Q1 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14.5KNew |
$194K - $227K
|
14.5K
$258K
|
|
|
May 15, 2023
Q1 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
13.7KNew |
$184K - $215K
|
13.7K
$243K
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
11.1KNew |
$149K - $174K
|
11.1K
$197K
|
|
|
Apr 20, 2023
Q1 2023
|
Grimes & Company, Inc.
|
BUY
|
- |
11KNew |
$148K - $173K
|
11K
$196K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.4KNew |
$139K - $163K
|
10.4K
$185K
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
10.2KNew |
$137K - $160K
|
10.2K
$181K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
10.1KNew |
$136K - $158K
|
10.1K
$180K
|
|
|
Apr 25, 2023
Q1 2023
|
Sage Mountain Advisors LLC
|
BUY
|
- |
10KNew |
$134K - $157K
|
10K
$178K
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
8.8KNew |
$118K - $138K
|
8.8K
$156K
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.99K+ 8.46% |
$107K - $125K
|
102K
$1.82M
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6KNew |
$80.5K - $94K
|
6K
$107K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.77K+ 39.81% |
$77.4K - $90.4K
|
20.3K
$360K
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
4.81KNew |
$64.5K - $75.3K
|
4.81K
$85.4K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.1K+ 23.97% |
$55K - $64.3K
|
21.2K
$377K
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
3.51KNew |
$47.1K - $55K
|
3.51K
$62.4K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.14K+ 13.9% |
$42.1K - $49.2K
|
25.8K
$458K
|
|
|
Apr 20, 2023
Q1 2023
|
Novare Capital Management LLC
|
BUY
|
- |
1.85K+ 0.66% |
$24.7K - $28.9K
|
282K
$5.02M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.74K+ 43.55% |
$23.3K - $27.3K
|
5.74K
$102K
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
1.17K+ 1.86% |
$15.7K - $18.3K
|
64.1K
$1.14M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.12K+ 3.05% |
$15K - $17.5K
|
37.8K
$672K
|
|
|
May 15, 2023
Q1 2023
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1K+ 3.32% |
$13.4K - $15.7K
|
31.1K
$553K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
839+ 1.57% |
$11.3K - $13.1K
|
54.3K
$965K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
753+ 4.54% |
$10.1K - $11.8K
|
17.3K
$308K
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
670+ 1.17% |
$8.98K - $10.5K
|
58K
$1.03M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
610+ 3.46% |
$8.18K - $9.56K
|
18.3K
$325K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
471+ 1.5% |
$6.32K - $7.38K
|
31.8K
$565K
|
|
|
Apr 21, 2023
Q1 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
450New |
$6.03K - $7.05K
|
450
$8K
|
|
|
May 11, 2023
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
403New |
$5.4K - $6.32K
|
403
$7.16K
|
|
|
Jan 10, 2025
Q1 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
403New |
$5.4K - $6.32K
|
403
$7.16K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
345+ 0.59% |
$4.63K - $5.41K
|
58.9K
$1.05M
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
BUY
|
- |
271New |
$3.63K - $4.25K
|
271
$4.82K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
264+ 2.41% |
$3.54K - $4.14K
|
11.2K
$199K
|