Purchases and Sales Made in Q3 2022 in Carlyle Secured Lending, Inc. (CGBD)
This table provides information about the institutional ownership of Carlyle Secured Lending, Inc. (CGBD) during Q3 2022. The information is specifically focused on institutions that hold shares of Carlyle Secured Lending, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2022
Q3 2022
|
Gries Financial LLC
Cleveland, OH |
BUY
|
- |
217KNew |
$2.48M - $3.16M
|
217K
$3.85M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
50.5K+ 34.45% |
$577K - $737K
|
197K
$3.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
44.8K+ 11.28% |
$512K - $654K
|
442K
$7.85M
|
|
|
Nov 07, 2022
Q3 2022
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
42.6K+ 7.75% |
$487K - $622K
|
593K
$10.5M
|
|
|
Oct 23, 2023
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
25K+ 68.4% |
$286K - $365K
|
61.6K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
25K+ 68.4% |
$286K - $365K
|
61.6K
$1.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
23.1K+ 7.37% |
$264K - $337K
|
336K
$5.97M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
21.7K+ 25.0% |
$248K - $317K
|
108K
$1.93M
|
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
18.8K+ 6.33% |
$215K - $275K
|
316K
$5.62M
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
18.5K+ 25.28% |
$212K - $270K
|
91.6K
$1.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
15.6KNew |
$178K - $227K
|
15.6K
$276K
|
|
|
Oct 11, 2022
Q3 2022
|
Novare Capital Management LLC
|
BUY
|
- |
14.9K+ 5.75% |
$170K - $217K
|
274K
$4.86M
|
|
|
Nov 16, 2022
Q3 2022
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
14.5KNew |
$166K - $212K
|
14.5K
$258K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
14.2K+ 54.22% |
$163K - $208K
|
40.5K
$720K
|
|
|
Nov 04, 2022
Q3 2022
|
Russell Investments Group, Ltd.
|
BUY
|
- |
14K+ 793.38% |
$160K - $205K
|
15.8K
$281K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.8K+ 94.93% |
$123K - $157K
|
22.1K
$393K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10.7KNew |
$122K - $156K
|
10.7K
$189K
|
|
|
Nov 14, 2022
Q3 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
10.6KNew |
$121K - $154K
|
10.6K
$188K
|
|
|
Nov 09, 2022
Q3 2022
|
Edge Capital Group, LLC
|
BUY
|
- |
10.4K+ 1110.05% |
$119K - $152K
|
11.3K
$201K
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
8.18K+ 13.0% |
$93.6K - $119K
|
71.1K
$1.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Keebeck Wealth Management, LLC
Chicago, IL |
BUY
|
- |
7.09K+ 35.45% |
$81.1K - $104K
|
27.1K
$481K
|
|
|
Nov 10, 2022
Q3 2022
|
Condor Capital Management
Martinsville, NJ |
BUY
|
- |
5.09K+ 4.68% |
$58.3K - $74.3K
|
114K
$2.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
4.48K+ 146.55% |
$51.2K - $65.4K
|
7.53K
$134K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.46K+ 2.73% |
$51K - $65.1K
|
168K
$2.98M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
3.28K+ 16.69% |
$37.6K - $47.9K
|
23K
$408K
|
|
|
Nov 14, 2022
Q3 2022
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.73KNew |
$31.2K - $39.8K
|
2.73K
$48.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.68K+ 4.21% |
$30.6K - $39.1K
|
66.3K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
2.29K+ 15.38% |
$26.2K - $33.4K
|
17.2K
$305K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.96K+ 6.85% |
$22.4K - $28.6K
|
30.5K
$542K
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1.89K+ 3.05% |
$21.6K - $27.6K
|
63.9K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
1.17K+ 7.69% |
$13.4K - $17.1K
|
16.4K
$291K
|
|
|
Nov 10, 2022
Q3 2022
|
Heritage Wealth Advisors
|
BUY
|
- |
800+ 114.29% |
$9.15K - $11.7K
|
1.5K
$26.7K
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
475+ 53.31% |
$5.43K - $6.94K
|
1.37K
$24.3K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
394+ 0.69% |
$4.51K - $5.75K
|
57.5K
$1.02M
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
370+ 1.95% |
$4.23K - $5.4K
|
19.4K
$344K
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
167+ 1.27% |
$1.91K - $2.44K
|
13.3K
$236K
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
44+ 1.77% |
$503 - $642
|
2.53K
$45K
|
|
|
Nov 10, 2022
Q3 2022
|
Baystate Wealth Management LLC
|
BUY
|
- |
13+ 3.08% |
$149 - $190
|
435
$7.73K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
11+ 0.26% |
$126 - $161
|
4.17K
$74.1K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-12- 0.01% |
$137 - $175
|
150K
$2.66M
|
|
|
Oct 19, 2022
Q3 2022
|
Roosevelt Investment Group LLC
|
SELL
|
- |
-341- 2.68% |
$3.9K - $4.98K
|
12.4K
$220K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-589- 3.1% |
$6.74K - $8.6K
|
18.4K
$328K
|
|
|
Dec 12, 2024
Q3 2022
|
Heritage Wealth Advisors
|
SELL
|
- |
-600- 28.57% |
$6.86K - $8.76K
|
1.5K
$26.7K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-664- 1.18% |
$7.6K - $9.69K
|
55.7K
$990K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.54K- 54.8% |
$17.6K - $22.5K
|
1.27K
$22.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.25K- 9.66% |
$25.7K - $32.9K
|
21K
$374K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.68K- 7.11% |
$30.6K - $39.1K
|
35K
$622K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.2K- 8.65% |
$36.6K - $46.8K
|
33.8K
$601K
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
SELL
|
- |
-3.42K- 5.46% |
$39.2K - $50K
|
59.2K
$1.05M
|