Purchases and Sales Made in Q3 2022 in Cion Investment Corp (CION)
This table provides information about the institutional ownership of Cion Investment Corp (CION) during Q3 2022. The information is specifically focused on institutions that hold shares of CION Investment Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
BUY
|
- |
8.71K+ 4353.5% |
$70.4K - $94.5K
|
8.91K
$104K
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
8.17K+ 43.07% |
$66.1K - $88.6K
|
27.1K
$316K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
7.42K+ 29.46% |
$60K - $80.5K
|
32.6K
$380K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
6.86K+ 42.55% |
$55.5K - $74.4K
|
23K
$268K
|
|
|
Nov 09, 2022
Q3 2022
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.77K+ 65.63% |
$54.8K - $73.5K
|
17.1K
$199K
|
|
|
Nov 14, 2022
Q3 2022
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
5.77K+ 50.01% |
$46.6K - $62.6K
|
17.3K
$201K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
5.69KNew |
$46K - $61.7K
|
5.69K
$66.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
4.71KNew |
$38.1K - $51.1K
|
4.71K
$54.9K
|
|
|
Nov 07, 2022
Q3 2022
|
Monument Capital Management
|
BUY
|
- |
4.42K+ 28.1% |
$35.8K - $48K
|
20.2K
$235K
|
|
|
Nov 09, 2022
Q3 2022
|
Joseph Group Capital Management
Columbus, OH |
BUY
|
- |
4.29KNew |
$34.7K - $46.6K
|
4.29K
$50K
|
|
|
Nov 14, 2022
Q3 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
4.07KNew |
$32.9K - $44.2K
|
4.07K
$47.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
3.99KNew |
$32.3K - $43.3K
|
3.99K
$46.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.36KNew |
$27.1K - $36.4K
|
3.36K
$39.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.3K+ 130.29% |
$26.7K - $35.8K
|
5.83K
$67.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
3.2K+ 102.14% |
$25.9K - $34.8K
|
6.34K
$73.9K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
2.94K+ 42.32% |
$23.8K - $31.9K
|
9.88K
$115K
|
|
|
Nov 08, 2022
Q3 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
2.44K+ 109.66% |
$19.7K - $26.5K
|
4.67K
$54.3K
|
|
|
Oct 14, 2022
Q3 2022
|
Edge Rock Capital LLC
|
BUY
|
- |
2.43KNew |
$19.7K - $26.4K
|
2.43K
$28.3K
|
|
|
Nov 10, 2022
Q3 2022
|
Townsquare Capital LLC
|
BUY
|
- |
2.14K+ 21.21% |
$17.3K - $23.2K
|
12.2K
$143K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.13K+ 51.07% |
$17.3K - $23.1K
|
6.31K
$73.5K
|
|
|
Oct 14, 2022
Q3 2022
|
Gradient Investments LLC
|
BUY
|
- |
2.11K+ 221.38% |
$17.1K - $22.9K
|
3.07K
$35.7K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.41KNew |
$11.4K - $15.3K
|
1.41K
$16.4K
|
|
|
Oct 18, 2022
Q3 2022
|
Allworth Financial LP
|
BUY
|
- |
1.23K+ 49.98% |
$9.94K - $13.3K
|
3.69K
$43K
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.06KNew |
$8.6K - $11.5K
|
1.06K
$12.4K
|
|
|
Nov 03, 2022
Q3 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
1.01K+ 49.98% |
$8.18K - $11K
|
3.03K
$35.3K
|
|
|
Oct 31, 2022
Q3 2022
|
Financial Connections Group, Inc.
|
BUY
|
- |
877+ 50.0% |
$7.09K - $9.52K
|
2.63K
$30.7K
|
|
|
Oct 07, 2022
Q3 2022
|
Worth Asset Management, LLC
|
BUY
|
- |
673+ 49.12% |
$5.44K - $7.3K
|
2.04K
$23.8K
|
|
|
Dec 30, 2022
Q3 2022
|
Versant Capital Management, Inc
|
BUY
|
- |
610New |
$4.93K - $6.62K
|
610
$7.11K
|
|
|
Nov 07, 2022
Q3 2022
|
Navigation Wealth Management, Inc.
Fort Collins, CO |
BUY
|
- |
573+ 50.22% |
$4.64K - $6.22K
|
1.71K
$20K
|
|
|
Nov 03, 2022
Q3 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
568New |
$4.6K - $6.16K
|
568
$6.62K
|
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
285+ 50.09% |
$2.31K - $3.09K
|
854
$9.95K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
271+ 50.0% |
$2.19K - $2.94K
|
813
$9.47K
|
|
|
Oct 18, 2022
Q3 2022
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
247New |
$2K - $2.68K
|
247
$2.88K
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
185+ 0.23% |
$1.5K - $2.01K
|
82.2K
$957K
|
|
|
Oct 12, 2022
Q3 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
161+ 49.85% |
$1.3K - $1.75K
|
484
$5.64K
|
|
|
Nov 09, 2022
Q3 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
160+ 50.31% |
$1.29K - $1.74K
|
478
$5.57K
|
|
|
Nov 14, 2022
Q3 2022
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-29- 0.38% |
$235 - $315
|
7.57K
$88.2K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-119- 7.08% |
$963 - $1.29K
|
1.56K
$18.2K
|
|
|
Oct 11, 2022
Q3 2022
|
Rise Advisors, LLC
|
SELL
|
- |
-248- 54.99% |
$2.01K - $2.69K
|
203
$2.36K
|
|
|
Oct 24, 2022
Q3 2022
|
Dfpg Investments, LLC
|
SELL
|
- |
-345- 1.86% |
$2.79K - $3.74K
|
18.2K
$212K
|
|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-722- 72.64% |
$5.84K - $7.83K
|
272
$3.17K
|
|
|
Oct 12, 2022
Q3 2022
|
Ignite Planners, LLC
|
SELL
|
- |
-1.21K- 9.31% |
$9.82K - $13.2K
|
11.8K
$138K
|
|
|
Oct 26, 2022
Q3 2022
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-1.53K- 45.63% |
$12.4K - $16.6K
|
1.82K
$21.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.86K- 78.24% |
$15K - $20.1K
|
516
$6.01K
|
|
|
Nov 08, 2022
Q3 2022
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-2.58K- 12.54% |
$20.9K - $28K
|
18K
$210K
|
|
|
Oct 21, 2022
Q3 2022
|
West Wealth Group, LLC
|
SELL
|
- |
-3.1K- 20.39% |
$25.1K - $33.6K
|
12.1K
$141K
|
|
|
Oct 13, 2022
Q3 2022
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-5.48K- 50.72% |
$44.3K - $59.4K
|
5.32K
$62K
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-5.61K- 19.7% |
$45.4K - $60.9K
|
22.9K
$266K
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-14K- 1.9% |
$113K - $152K
|
723K
$8.43M
|