Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 12, 2022
Q1 2022
|
Chicago Trust CO Na
|
SELL
|
- |
-1.39KClosed |
$174K - $224K
|
0
$0
|
|
|
Apr 11, 2022
Q1 2022
|
Atalanta Sosnoff Capital, LLC
|
SELL
|
- |
-61.3KClosed |
$7.66M - $9.9M
|
0
$0
|
|
|
Apr 11, 2022
Q1 2022
|
Stableford Capital Ii LLC
Scottsdale, AZ |
SELL
|
- |
-10.9KClosed |
$1.36M - $1.76M
|
0
$0
|
|
|
Apr 08, 2022
Q1 2022
|
First International Bank & Trust
Watford City, ND |
SELL
|
- |
-2.4KClosed |
$300K - $387K
|
0
$0
|
|
|
Apr 06, 2022
Q1 2022
|
Hall Laurie J Trustee
|
SELL
|
- |
-50- 22.22% |
$6.24K - $8.07K
|
175
$34.5K
|
|
| Q4 2021 | |||||||
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
8.9KNew |
$1.23M - $1.54M
|
8.9K
$1.76M
|
|
|
Nov 18, 2022
Q4 2021
|
Citizens Business Bank
Ontario, CA |
BUY
|
- |
37+ 0.19% |
$5.12K - $6.41K
|
19.5K
$3.85M
|
|
|
May 12, 2022
Q4 2021
|
Banco Btg Pactual S.A.
Rio De Janeiro, D5 |
SELL
|
- |
-4.11KClosed |
$569K - $712K
|
0
$0
|
|
|
Feb 25, 2022
Q4 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-399KClosed |
$55.2M - $69.1M
|
0
$0
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
37New |
$5.12K - $6.41K
|
37
$7.3K
|
|
|
Feb 15, 2022
Q4 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
70New |
$9.68K - $12.1K
|
70
$13.8K
|
|
|
Feb 15, 2022
Q4 2021
|
Mainstay Capital Management LLC
|
SELL
|
- |
-1.5KClosed |
$208K - $260K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-38Closed |
$5.26K - $6.58K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Campion Asset Management
|
SELL
|
- |
-1.53KClosed |
$212K - $265K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
SELL
|
- |
-238Closed |
$32.9K - $41.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Capital Impact Advisors, LLC
Boston, MA |
SELL
|
- |
-4.09KClosed |
$566K - $709K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Laurion Capital Management LP
New York, NY |
SELL
|
PUT |
-241K- 81.83% |
$33.4M - $41.8M
|
53.6K
$10.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-2.05KClosed |
$284K - $356K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Resolute Advisors LLC
|
SELL
|
- |
-110Closed |
$15.2K - $19.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-2.4KClosed |
$332K - $416K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Amp Capital Investors LTD
Sydney Nsw, C3 |
SELL
|
- |
-203KClosed |
$28.1M - $35.1M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-5.3KClosed |
$733K - $918K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
PUT |
40K+ 82.14% |
$5.53M - $6.93M
|
88.7K
$17.5M
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.74KClosed |
$240K - $301K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
6+ 0.36% |
$830 - $1.04K
|
1.69K
$334K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-89Closed |
$12.3K - $15.4K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Friess Associates LLC
Greenville, DE |
SELL
|
- |
-5.93KClosed |
$821K - $1.03M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-1.66KClosed |
$230K - $288K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sovarnum Capital L.P.
New York, NY |
SELL
|
- |
-25.5KClosed |
$3.53M - $4.42M
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-494Closed |
$68.3K - $85.6K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
146New |
$20.2K - $25.3K
|
146
$28.8K
|
|
|
Feb 10, 2022
Q4 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
60New |
$8.3K - $10.4K
|
60
$11.8K
|
|
|
Feb 10, 2022
Q4 2021
|
Sonen Capital LLC
San Francisco, CA |
BUY
|
- |
4.8KNew |
$664K - $832K
|
4.8K
$947K
|
|
|
Feb 10, 2022
Q4 2021
|
Sierra Capital LLC
|
BUY
|
- |
35New |
$4.84K - $6.06K
|
35
$6.91K
|
|
|
Feb 10, 2022
Q4 2021
|
Gator Capital Management, LLC
|
SELL
|
- |
-21.1KClosed |
$2.92M - $3.65M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-26Closed |
$3.6K - $4.5K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Difesa Capital Management, LP
New York, NY |
BUY
|
- |
4.5KNew |
$623K - $780K
|
4.5K
$888K
|
|
|
Feb 10, 2022
Q4 2021
|
Stieven Capital Advisors, L.P.
St. Louis, MO |
SELL
|
- |
-51.9KClosed |
$7.18M - $8.99M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Investment House LLC
Las Vegas, NV |
SELL
|
- |
-1.28KClosed |
$177K - $221K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
SELL
|
- |
-96Closed |
$13.3K - $16.6K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Imc Chicago, LLC
|
SELL
|
PUT |
-21.6KClosed |
$2.99M - $3.74M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-6.97KClosed |
$964K - $1.21M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Delta Investment Management, LLC
|
SELL
|
- |
-15KClosed |
$2.07M - $2.59M
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.12KClosed |
$708K - $886K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Heartland Bank & Trust CO
|
SELL
|
- |
-6.93KClosed |
$959K - $1.2M
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Titan Capital Management, LLC
|
SELL
|
- |
-1.85KClosed |
$255K - $320K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-100Closed |
$13.8K - $17.3K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
104+ 6.57% |
$14.4K - $18K
|
1.69K
$333K
|
|
|
Feb 03, 2022
Q4 2021
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-1.77KClosed |
$244K - $306K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
SELL
|
- |
-1.29KClosed |
$178K - $223K
|
0
$0
|
|