Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-66Closed |
$10.1K - $11.7K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
SELL
|
- |
-4.59KClosed |
$700K - $816K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Lehman & Derafelo Financial Resources LLC
|
SELL
|
- |
-37.8KClosed |
$5.77M - $6.73M
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Consolidated Investment Group LLC
|
SELL
|
- |
-3.2K- 8.37% |
$488K - $569K
|
35K
$6.91M
|
|
|
Oct 27, 2021
Q3 2021
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-4.45KClosed |
$679K - $791K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Capital Advisors Inc
|
SELL
|
- |
-2.67KClosed |
$407K - $474K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
216+ 15.73% |
$32.9K - $38.4K
|
1.59K
$314K
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
4.12KNew |
$629K - $733K
|
4.12K
$814K
|
|
|
Oct 21, 2021
Q3 2021
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-1.4KClosed |
$213K - $249K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-90Closed |
$13.7K - $16K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
2.35KNew |
$358K - $417K
|
2.35K
$463K
|
|
|
Oct 20, 2021
Q3 2021
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-18.2KClosed |
$2.77M - $3.23M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-18.3KClosed |
$2.79M - $3.25M
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-905Closed |
$138K - $161K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Ayalon Insurance Comp Ltd.
|
SELL
|
- |
-2.7KClosed |
$412K - $480K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Veracity Capital LLC
|
SELL
|
- |
-11.6KClosed |
$1.77M - $2.06M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Cs Group, LLC
|
SELL
|
- |
-7.62KClosed |
$1.16M - $1.35M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Mattern Wealth Management LLC
|
SELL
|
- |
-5.23KClosed |
$797K - $929K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Moulton Wealth Management, Inc
|
SELL
|
- |
-10.7KClosed |
$1.63M - $1.9M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-47.4KClosed |
$7.23M - $8.42M
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Johnson Midwest Financial, LLC
|
SELL
|
- |
-2.07K- 96.01% |
$316K - $368K
|
86
$17K
|
|
| Q2 2021 | |||||||
|
Aug 17, 2021
Q2 2021
|
Omni Star Financial Group, Inc.
|
SELL
|
- |
-1.8KClosed |
$234K - $299K
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
100New |
$13K - $16.6K
|
100
$19.7K
|
|
|
Aug 17, 2021
Q2 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
CALL |
200+ 200.0% |
$26K - $33.3K
|
300
$59.2K
|
|
|
Aug 16, 2021
Q2 2021
|
Shore Haven Wealth Partners, LLC
|
SELL
|
- |
-21Closed |
$2.73K - $3.49K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-7.91KClosed |
$1.03M - $1.31M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Axiom Investment Management LLC
New York, NY |
SELL
|
- |
-857Closed |
$111K - $143K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-99Closed |
$12.8K - $16.5K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-2.02KClosed |
$262K - $336K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-139Closed |
$18K - $23.1K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
4.14KNew |
$538K - $689K
|
4.14K
$818K
|
|
|
Aug 16, 2021
Q2 2021
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-4.52KClosed |
$587K - $752K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Ulysses Management LLC
New York, NY |
SELL
|
- |
-120KClosed |
$15.6M - $20M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.32KClosed |
$691K - $885K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-129Closed |
$16.7K - $21.5K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-40.7KClosed |
$5.28M - $6.77M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Castle Hook Partners LP
New York, NY |
SELL
|
- |
-422KClosed |
$54.8M - $70.2M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Cowen And Company, LLC
|
BUY
|
- |
172New |
$22.3K - $28.6K
|
172
$33.9K
|
|
|
Aug 13, 2021
Q2 2021
|
Alpha Paradigm Partners, LLC
Chicago, IL |
SELL
|
- |
-3.52KClosed |
$457K - $586K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-11Closed |
$1.43K - $1.83K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Columbus Hill Capital Management, L.P.
Short Hills, NJ |
SELL
|
- |
-365KClosed |
$47.4M - $60.8M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Shay Capital LLC
New York, NY |
BUY
|
- |
15KNew |
$1.95M - $2.49M
|
15K
$2.96M
|
|
|
Aug 12, 2021
Q2 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
CALL |
45KNew |
$5.84M - $7.48M
|
45K
$8.88M
|
|
|
Aug 11, 2021
Q2 2021
|
South Dakota Investment Council
Sioux Falls, SD |
SELL
|
- |
-190Closed |
$24.7K - $31.6K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Heartland Advisors Inc
Milwaukee, WI |
SELL
|
- |
-13.1KClosed |
$1.7M - $2.17M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-268Closed |
$34.8K - $44.6K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cim, LLC
|
SELL
|
- |
-1.48KClosed |
$192K - $246K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-64Closed |
$8.31K - $10.6K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-18Closed |
$2.34K - $2.99K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
|
BUY
|
- |
5.3K+ 4.52% |
$687K - $881K
|
123K
$24.2M
|
|