Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2018
Q1 2018
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-7.7KClosed |
$707K - $814K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Beaumont Financial Partners, LLC
|
SELL
|
- |
-2.07KClosed |
$190K - $219K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
SELL
|
- |
-9.23KClosed |
$847K - $976K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
Rossmore Private Capital
Glastonbury, CT |
SELL
|
- |
-1.26KClosed |
$115K - $133K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Rothschild Investment Corp
|
SELL
|
- |
-18.1KClosed |
$1.66M - $1.91M
|
0
$0
|
|
|
Apr 20, 2018
Q1 2018
|
Mu Investments Co., Ltd.
|
SELL
|
- |
-280Closed |
$25.7K - $29.6K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Norris Perne & French LLP
Grand Rapids, MI |
SELL
|
- |
-64.6KClosed |
$5.93M - $6.83M
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-168Closed |
$15.4K - $17.8K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Kingdon Capital Management, L.L.C.
New York, NY |
SELL
|
- |
-170KClosed |
$14.4M - $17.1M
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-1.6KClosed |
$135K - $161K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Alphadyne Asset Management LP
New York, NY |
BUY
|
- |
44.8KNew |
$3.79M - $4.5M
|
44.8K
$8.93M
|
|
|
Feb 13, 2018
Q4 2017
|
Nippon Life Insurance CO
|
SELL
|
- |
-37.9KClosed |
$3.2M - $3.81M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Ninety One Uk LTD
London, X0 |
SELL
|
- |
-178KClosed |
$15M - $17.8M
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Wade G W & Inc
Wellesley, MA |
SELL
|
- |
-4.5KClosed |
$380K - $452K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-4.39KClosed |
$372K - $442K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Red Cedar Capital, LLC
|
BUY
|
- |
4.51KNew |
$382K - $453K
|
4.51K
$899K
|
|
|
Feb 09, 2018
Q4 2017
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-2.5KClosed |
$211K - $251K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-2.4KClosed |
$203K - $241K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
New Jersey Better Educational Savings Trust
|
SELL
|
- |
-6KClosed |
$508K - $603K
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
SELL
|
- |
-400Closed |
$33.8K - $40.2K
|
0
$0
|
|
|
Feb 05, 2018
Q4 2017
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-225Closed |
$19K - $22.6K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-137KClosed |
$11.5M - $13.7M
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bedrijfstakpensioenfonds Voor De Media Pno
|
SELL
|
- |
-26.8KClosed |
$2.27M - $2.69M
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Middleton & CO Inc
|
SELL
|
- |
-14.1KClosed |
$1.19M - $1.42M
|
0
$0
|
|
|
Jan 18, 2018
Q4 2017
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-15Closed |
$1.27K - $1.51K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 15, 2017
Q3 2017
|
Valeo Financial Advisors, LLC
|
BUY
|
PUT |
300New |
$23.5K - $25.9K
|
300
$59.8K
|
|
|
Nov 14, 2017
Q3 2017
|
Nat West Group PLC
|
SELL
|
- |
-3.36KClosed |
$263K - $290K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-87Closed |
$6.8K - $7.5K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Highbridge Capital Management LLC
New York, NY |
BUY
|
- |
27.3K+ 91.34% |
$2.13M - $2.35M
|
57.2K
$11.4M
|
|
|
Nov 14, 2017
Q3 2017
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
CALL |
500KNew |
$39.1M - $43.1M
|
500K
$99.6M
|
|
|
Nov 14, 2017
Q3 2017
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-6Closed |
$469 - $517
|
0
$0
|
|
|
Nov 13, 2017
Q3 2017
|
Gendell Jeffrey L
Greenwich, CT |
BUY
|
CALL |
50KNew |
$3.91M - $4.31M
|
50K
$9.96M
|
|
|
Nov 06, 2017
Q3 2017
|
Salient Capital Advisors, LLC
|
SELL
|
- |
-60KClosed |
$4.69M - $5.17M
|
0
$0
|
|
|
Oct 30, 2017
Q3 2017
|
Fusion Family Wealth LLC
|
SELL
|
- |
-7Closed |
$547 - $603
|
0
$0
|
|
|
Oct 30, 2017
Q3 2017
|
Nj State Employees Deferred Compensation Plan
|
BUY
|
- |
8.73KNew |
$683K - $753K
|
8.73K
$1.74M
|
|
|
Oct 30, 2017
Q3 2017
|
Ifp Advisors, Inc
|
BUY
|
PUT |
400New |
$31.3K - $34.5K
|
400
$79.7K
|
|
|
Oct 24, 2017
Q3 2017
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
PUT |
100New |
$7.82K - $8.62K
|
100
$19.9K
|
|
| Q1 2016 | |||||||
|
Sep 06, 2018
Q1 2016
|
Rothschild Capital Partners, LLC
New York, NY |
BUY
|
- |
56.3KNew |
N/A
|
56.3K
$11.2M
|
|
| Q3 2015 | |||||||
|
Nov 16, 2018
Q3 2015
|
Spx Equities Gestao De Recursos Ltda
Rio De Janeiro, D5 |
SELL
|
- |
-35KClosed |
N/A
|
0
$0
|
|
|
Nov 16, 2015
Q3 2015
|
Viking Global Investors LP
|
SELL
|
- |
-1.16MClosed |
N/A
|
0
$0
|
|