Latest Institutional Transactions on Capital One Financial Corp (COF)
This table provides information on the latest institutional transactions involving Capital One Financial Corp (COF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 16, 2021
Q2 2021
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-2.02KClosed |
$262K - $336K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-139Closed |
$18K - $23.1K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
4.14KNew |
$538K - $689K
|
4.14K
$833K
|
|
|
Aug 16, 2021
Q2 2021
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-4.52KClosed |
$587K - $752K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Ulysses Management LLC
New York, NY |
SELL
|
- |
-120KClosed |
$15.6M - $20M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-5.32KClosed |
$691K - $885K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-129Closed |
$16.7K - $21.5K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Banco De Sabadell, S.A
Miami, FL |
SELL
|
- |
-40.7KClosed |
$5.28M - $6.77M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Cowen And Company, LLC
|
BUY
|
- |
172New |
$22.3K - $28.6K
|
172
$34.6K
|
|
|
Aug 13, 2021
Q2 2021
|
Alpha Paradigm Partners, LLC
Chicago, IL |
SELL
|
- |
-3.52KClosed |
$457K - $586K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-11Closed |
$1.43K - $1.83K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Columbus Hill Capital Management, L.P.
Short Hills, NJ |
SELL
|
- |
-365KClosed |
$47.4M - $60.8M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Shay Capital LLC
New York, NY |
BUY
|
- |
15KNew |
$1.95M - $2.49M
|
15K
$3.02M
|
|
|
Aug 12, 2021
Q2 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
CALL |
45KNew |
$5.84M - $7.48M
|
45K
$9.05M
|
|
|
Aug 11, 2021
Q2 2021
|
Heartland Advisors Inc
Milwaukee, WI |
SELL
|
- |
-13.1KClosed |
$1.7M - $2.17M
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Sun Life Financial Inc
Toronto, A6 |
SELL
|
- |
-268Closed |
$34.8K - $44.6K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cim, LLC
|
SELL
|
- |
-1.48KClosed |
$192K - $246K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-64Closed |
$8.31K - $10.6K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-18Closed |
$2.34K - $2.99K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
|
BUY
|
- |
5.3K+ 4.52% |
$687K - $881K
|
123K
$24.6M
|
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
BUY
|
CALL |
100New |
$13K - $16.6K
|
100
$20.1K
|
|
|
Aug 03, 2021
Q2 2021
|
Sage Financial Management Group, Inc.
|
SELL
|
- |
-116Closed |
$15.1K - $19.3K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-2KClosed |
$260K - $333K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-15Closed |
$1.95K - $2.49K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Tuttle Capital Management, LLC
|
BUY
|
- |
9.43KNew |
$1.22M - $1.57M
|
9.43K
$1.89M
|
|
|
Jul 20, 2021
Q2 2021
|
Mps Loria Financial Planners, LLC
|
SELL
|
- |
-21Closed |
$2.73K - $3.49K
|
0
$0
|
|
|
Jul 15, 2021
Q2 2021
|
Norway Savings Bank
|
BUY
|
- |
52+ 8.29% |
$6.75K - $8.65K
|
679
$136K
|
|
|
Jul 06, 2021
Q2 2021
|
Summit Financial Group, Inc.
|
BUY
|
- |
2K+ 82.92% |
$260K - $333K
|
4.41K
$887K
|
|
| Q1 2021 | |||||||
|
Mar 10, 2023
Q1 2021
|
Triasima Portfolio Management Inc.
|
BUY
|
- |
15.3KNew |
$1.5M - $2.03M
|
15.3K
$3.08M
|
|
|
May 18, 2021
Q1 2021
|
Chiron Capital Management, LLC
|
SELL
|
- |
-4.2KClosed |
$411K - $557K
|
0
$0
|
|
|
May 18, 2021
Q1 2021
|
Defined Wealth Management, LLC
|
SELL
|
- |
-900Closed |
$88.1K - $119K
|
0
$0
|
|
|
May 18, 2021
Q1 2021
|
Navis Wealth Advisors, LLC
Rye Brook, NY |
SELL
|
- |
-1.5KClosed |
$147K - $199K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Springhouse Capital Management, LP
Westport, CT |
SELL
|
- |
-10KClosed |
$978K - $1.33M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Rubric Capital Management LP
New York, NY |
SELL
|
- |
-152KClosed |
$14.9M - $20.2M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Saltoro Capital, LP
Dallas, TX |
SELL
|
- |
-4.75KClosed |
$465K - $630K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Mason Street Advisors, LLC
Milwaukee, WI |
SELL
|
- |
-63.1KClosed |
$6.17M - $8.37M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Algebris (Uk) LTD
London, X0 |
SELL
|
- |
-13.5KClosed |
$1.32M - $1.79M
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-1.97KClosed |
$193K - $261K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-63Closed |
$6.16K - $8.35K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-29Closed |
$2.84K - $3.85K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Alpha Dna Investment Management LLC
Columbia, MD |
SELL
|
- |
-56Closed |
$5.48K - $7.43K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Beck Bode, LLC
|
SELL
|
- |
-150Closed |
$14.7K - $19.9K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-424Closed |
$41.5K - $56.2K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Gamble Jones Investment Counsel
|
BUY
|
- |
2KNew |
$196K - $265K
|
2K
$402K
|
|
|
May 10, 2021
Q1 2021
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-2.68KClosed |
$262K - $355K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Tcw Group Inc
|
SELL
|
- |
-12.7KClosed |
$1.24M - $1.68M
|
0
$0
|
|
|
Apr 29, 2021
Q1 2021
|
First Personal Financial Services
|
SELL
|
- |
-92Closed |
$9K - $12.2K
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-146Closed |
$14.3K - $19.4K
|
0
$0
|
|
|
Apr 07, 2021
Q1 2021
|
Sowa Financial Group, Inc.
Lincoln, RI |
SELL
|
- |
-400Closed |
$39.1K - $53K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-103Closed |
$7.42K - $10.2K
|
0
$0
|
|