Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-24- 0.56% |
$2.29K - $2.83K
|
4.24K
$851K
|
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-25- 1.19% |
$2.39K - $2.95K
|
2.08K
$417K
|
|
|
Nov 14, 2023
Q3 2023
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-29- 1.36% |
$2.77K - $3.42K
|
2.11K
$424K
|
|
|
Nov 13, 2023
Q3 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-29- 7.09% |
$2.77K - $3.42K
|
380
$76.3K
|
|
|
Oct 11, 2023
Q3 2023
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-30- 0.06% |
$2.86K - $3.54K
|
54.1K
$10.9M
|
|
|
Nov 01, 2023
Q3 2023
|
Aspen Wealth Strategies, LLC
Arvada, CO |
SELL
|
- |
-31- 0.92% |
$2.96K - $3.66K
|
3.32K
$668K
|
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
SELL
|
- |
-36- 60.0% |
$3.44K - $4.25K
|
24
$4.82K
|
|
|
Oct 10, 2023
Q3 2023
|
Wedmont Private Capital
|
SELL
|
- |
-37- 1.2% |
$3.53K - $4.36K
|
3.04K
$610K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-39- 4.64% |
$3.72K - $4.6K
|
802
$161K
|
|
|
Oct 12, 2023
Q3 2023
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-43- 0.31% |
$4.11K - $5.07K
|
13.7K
$2.75M
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-43- 8.3% |
$4.11K - $5.07K
|
475
$95.4K
|
|
|
Feb 28, 2024
Q3 2023
|
Acima Private Wealth, LLC
Richmond, VA |
SELL
|
- |
-44- 9.89% |
$4.2K - $5.19K
|
401
$80.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Evermay Wealth Management LLC
Arlington, VA |
SELL
|
- |
-50- 4.2% |
$4.77K - $5.9K
|
1.14K
$229K
|
|
|
Nov 13, 2023
Q3 2023
|
Renaissance Group LLC
Covington, KY |
SELL
|
- |
-50- 0.89% |
$4.77K - $5.9K
|
5.6K
$1.12M
|
|
|
Oct 30, 2023
Q3 2023
|
Richwood Investment Advisors, LLC
|
SELL
|
- |
-50- 1.17% |
$4.77K - $5.9K
|
4.23K
$850K
|
|
|
Oct 13, 2023
Q3 2023
|
Gibraltar Capital Management, Inc.
|
SELL
|
- |
-53- 0.79% |
$5.06K - $6.25K
|
6.67K
$1.34M
|
|
|
Oct 10, 2023
Q3 2023
|
Quent Capital, LLC
|
SELL
|
- |
-54- 3.02% |
$5.16K - $6.37K
|
1.73K
$348K
|
|
|
Jun 14, 2024
Q3 2023
|
Quent Capital, LLC
|
SELL
|
- |
-54- 3.02% |
$5.16K - $6.37K
|
1.73K
$348K
|
|
|
Nov 09, 2023
Q3 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-56- 0.39% |
$5.35K - $6.61K
|
14.2K
$2.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-56- 2.08% |
$5.35K - $6.61K
|
2.64K
$530K
|
|
|
Nov 13, 2023
Q3 2023
|
Hancock Whitney Corp
|
SELL
|
- |
-58- 1.69% |
$5.54K - $6.84K
|
3.38K
$678K
|
|
|
Nov 14, 2023
Q3 2023
|
Bollard Group LLC
Boston, MA |
SELL
|
- |
-60- 0.4% |
$5.73K - $7.08K
|
14.9K
$3M
|
|
|
Nov 13, 2023
Q3 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-62- 2.45% |
$5.92K - $7.31K
|
2.47K
$497K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-62- 51.67% |
$5.92K - $7.31K
|
58
$11.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-63- 1.92% |
$6.02K - $7.43K
|
3.22K
$647K
|
|
|
Nov 13, 2023
Q3 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-65- 0.96% |
$6.21K - $7.67K
|
6.7K
$1.35M
|
|
|
Oct 26, 2023
Q3 2023
|
Dividend Assets Capital, LLC
|
SELL
|
- |
-67- 20.06% |
$6.4K - $7.9K
|
267
$53.6K
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-68- 2.83% |
$6.49K - $8.02K
|
2.33K
$469K
|
|
|
Dec 18, 2023
Q3 2023
|
West Paces Advisors Inc.
Atlanta, GA |
SELL
|
- |
-68- 7.22% |
$6.49K - $8.02K
|
874
$176K
|
|
|
Nov 14, 2023
Q3 2023
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-70- 2.0% |
$6.68K - $8.26K
|
3.44K
$691K
|
|
|
Nov 14, 2023
Q3 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-73- 0.63% |
$6.97K - $8.61K
|
11.5K
$2.31M
|
|
|
Oct 12, 2023
Q3 2023
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-74- 2.21% |
$7.07K - $8.73K
|
3.27K
$658K
|
|
|
Nov 09, 2023
Q3 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-75- 2.62% |
$7.16K - $8.85K
|
2.79K
$561K
|
|
|
Nov 08, 2023
Q3 2023
|
Platform Technology Partners
|
SELL
|
- |
-77- 2.04% |
$7.35K - $9.08K
|
3.7K
$743K
|
|
|
Oct 25, 2023
Q3 2023
|
Lindbrook Capital, LLC
|
SELL
|
- |
-81- 2.08% |
$7.73K - $9.55K
|
3.81K
$765K
|
|
|
Nov 06, 2023
Q3 2023
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
SELL
|
- |
-82- 0.99% |
$7.83K - $9.67K
|
8.21K
$1.65M
|
|
|
Nov 02, 2023
Q3 2023
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-83- 1.13% |
$7.93K - $9.79K
|
7.23K
$1.45M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-84- 2.01% |
$8.02K - $9.91K
|
4.1K
$824K
|
|
|
Nov 06, 2023
Q3 2023
|
Parsons Capital Management Inc
|
SELL
|
- |
-85- 3.06% |
$8.12K - $10K
|
2.69K
$541K
|
|
|
Oct 13, 2023
Q3 2023
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-88- 3.35% |
$8.4K - $10.4K
|
2.54K
$510K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-94- 0.72% |
$8.98K - $11.1K
|
12.9K
$2.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Missouri Trust & Investment CO
Springfield, MO |
SELL
|
- |
-94- 87.04% |
$8.98K - $11.1K
|
14
$2.81K
|
|
|
Oct 11, 2023
Q3 2023
|
Acropolis Investment Management, LLC
|
SELL
|
- |
-95- 2.49% |
$9.07K - $11.2K
|
3.72K
$748K
|
|
|
Nov 13, 2023
Q3 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-95- 2.46% |
$9.07K - $11.2K
|
3.77K
$757K
|
|
|
Oct 12, 2023
Q3 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-96- 0.31% |
$9.17K - $11.3K
|
30.6K
$6.15M
|
|
|
Feb 21, 2024
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-97- 3.35% |
$9.26K - $11.4K
|
2.8K
$562K
|
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-99- 10.06% |
$9.45K - $11.7K
|
885
$178K
|
|
|
Oct 10, 2023
Q3 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-100- 1.89% |
$9.55K - $11.8K
|
5.21K
$1.05M
|
|
|
Oct 16, 2023
Q3 2023
|
Independence Bank Of Kentucky
|
SELL
|
- |
-100- 8.31% |
$9.55K - $11.8K
|
1.1K
$222K
|
|
|
Nov 03, 2023
Q3 2023
|
New Square Capital LLC
|
SELL
|
- |
-100- 93.46% |
$9.55K - $11.8K
|
7
$1.41K
|