Purchases and Sales Made in Q3 2023 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2023. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 06, 2023
Q3 2023
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-336- 2.64% |
$32.1K - $39.6K
|
12.4K
$2.49M
|
|
|
Oct 18, 2023
Q3 2023
|
Caprock Group, Inc.
|
SELL
|
- |
-338- 3.6% |
$32.3K - $39.9K
|
9.05K
$1.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-343- 5.02% |
$32.8K - $40.5K
|
6.5K
$1.31M
|
|
|
Oct 31, 2023
Q3 2023
|
Wolf Group Capital Advisors
|
SELL
|
- |
-344- 2.84% |
$32.8K - $40.6K
|
11.8K
$2.37M
|
|
|
Oct 25, 2023
Q3 2023
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-345- 6.54% |
$32.9K - $40.7K
|
4.93K
$990K
|
|
|
Nov 02, 2023
Q3 2023
|
Coldstream Capital Management Inc
|
SELL
|
- |
-351- 5.86% |
$33.5K - $41.4K
|
5.64K
$1.13M
|
|
|
Oct 13, 2023
Q3 2023
|
Venture Visionary Partners LLC
|
SELL
|
- |
-360- 8.19% |
$34.4K - $42.5K
|
4.04K
$811K
|
|
|
Oct 26, 2023
Q3 2023
|
Strs Ohio
|
SELL
|
- |
-365- 0.22% |
$34.9K - $43.1K
|
165K
$33.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-375- 78.95% |
$35.8K - $44.2K
|
100
$20.1K
|
|
|
Oct 19, 2023
Q3 2023
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-375- 7.49% |
$35.8K - $44.2K
|
4.63K
$930K
|
|
|
Nov 13, 2023
Q3 2023
|
Vinva Investment Management LTD
Sydney, C3 |
SELL
|
- |
-380- 3.27% |
$36.3K - $44.8K
|
11.3K
$2.26M
|
|
|
Oct 19, 2023
Q3 2023
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-388- 12.57% |
$37.1K - $45.8K
|
2.7K
$542K
|
|
|
Oct 27, 2023
Q3 2023
|
Spectrum Financial Alliance LTD LLC
|
SELL
|
- |
-395- 1.34% |
$37.7K - $46.6K
|
29K
$5.83M
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-397- 3.0% |
$37.9K - $46.8K
|
12.8K
$2.58M
|
|
|
Oct 30, 2023
Q3 2023
|
Tufton Capital Management
|
SELL
|
- |
-400- 2.03% |
$38.2K - $47.2K
|
19.3K
$3.88M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-400- 11.36% |
$38.2K - $47.2K
|
3.12K
$627K
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-401- 0.67% |
$38.3K - $47.3K
|
59.3K
$11.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-407- 4.11% |
$38.9K - $48K
|
9.49K
$1.91M
|
|
|
Oct 10, 2023
Q3 2023
|
Symmetry Partners, LLC
|
SELL
|
- |
-430- 7.84% |
$41.1K - $50.7K
|
5.05K
$1.02M
|
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-440- 90.16% |
$42K - $51.9K
|
48
$9.64K
|
|
|
Oct 11, 2023
Q3 2023
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-442- 10.07% |
$42.2K - $52.1K
|
3.95K
$793K
|
|
|
Nov 01, 2023
Q3 2023
|
Regions Financial Corp
|
SELL
|
- |
-459- 8.86% |
$43.8K - $54.1K
|
4.72K
$948K
|
|
|
Nov 08, 2023
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-460- 20.78% |
$43.9K - $54.3K
|
1.75K
$352K
|
|
|
Dec 12, 2024
Q3 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-460- 20.78% |
$43.9K - $54.3K
|
1.75K
$352K
|
|
|
Oct 26, 2023
Q3 2023
|
Kanawha Capital Management LLC
|
SELL
|
- |
-465- 1.07% |
$44.4K - $54.9K
|
43K
$8.64M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-469- 2.26% |
$44.8K - $55.3K
|
20.3K
$4.08M
|
|
|
Oct 23, 2023
Q3 2023
|
Busey Wealth Management
|
SELL
|
- |
-469- 9.44% |
$44.8K - $55.3K
|
4.5K
$904K
|
|
|
Nov 07, 2023
Q3 2023
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-472- 12.11% |
$45.1K - $55.7K
|
3.42K
$688K
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-473- 8.23% |
$45.2K - $55.8K
|
5.28K
$1.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-476- 9.54% |
$45.5K - $56.1K
|
4.51K
$907K
|
|
|
Nov 13, 2023
Q3 2023
|
Valley National Advisers Inc
|
SELL
|
- |
-479- 2.83% |
$45.7K - $56.5K
|
16.5K
$3.31M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-479- 7.18% |
$45.7K - $56.5K
|
6.19K
$1.24M
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
SELL
|
- |
-488- 8.95% |
$46.6K - $57.6K
|
4.96K
$997K
|
|
|
Nov 29, 2023
Q3 2023
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-493- 15.06% |
$47.1K - $58.2K
|
2.78K
$559K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500- 7.94% |
$47.7K - $59K
|
5.8K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Rbf Capital, LLC
San Francisco, CA |
SELL
|
- |
-500- 0.66% |
$47.7K - $59K
|
75.7K
$15.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-500- 11.99% |
$47.7K - $59K
|
3.67K
$738K
|
|
|
Oct 31, 2023
Q3 2023
|
Paradigm Asset Management CO LLC
|
SELL
|
- |
-500- 4.27% |
$47.7K - $59K
|
11.2K
$2.25M
|
|
|
Nov 06, 2023
Q3 2023
|
First National Trust CO
|
SELL
|
- |
-506- 12.76% |
$48.3K - $59.7K
|
3.46K
$695K
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-510- 12.44% |
$48.7K - $60.2K
|
3.59K
$721K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-511- 15.72% |
$48.8K - $60.3K
|
2.74K
$550K
|
|
|
Nov 14, 2023
Q3 2023
|
Proquility Private Wealth Partners, LLC
Las Vegas, NV |
SELL
|
- |
-512- 4.11% |
$48.9K - $60.4K
|
11.9K
$2.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Systm Wealth Solutions LLC
Chicago, IL |
SELL
|
- |
-518- 12.11% |
$49.5K - $61.1K
|
3.76K
$755K
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-520- 0.57% |
$49.7K - $61.3K
|
90.2K
$18.1M
|
|
|
Nov 08, 2023
Q3 2023
|
Van Strum & Towne Inc.
San Francisco, CA |
SELL
|
- |
-525- 1.92% |
$50.1K - $61.9K
|
26.9K
$5.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Systems Of Alabama
|
SELL
|
- |
-527- 0.61% |
$50.3K - $62.2K
|
86.2K
$17.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Quinn Opportunity Partners LLC
Charlottesville, VA |
SELL
|
- |
-528- 7.13% |
$50.4K - $62.3K
|
6.88K
$1.38M
|
|
|
Oct 20, 2023
Q3 2023
|
Plimoth Trust CO LLC
|
SELL
|
- |
-538- 14.43% |
$51.4K - $63.5K
|
3.19K
$641K
|
|
|
Nov 14, 2023
Q3 2023
|
Jones Financial Companies Lllp
|
SELL
|
- |
-553- 21.86% |
$52.8K - $65.2K
|
1.98K
$397K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-554- 10.53% |
$52.9K - $65.3K
|
4.71K
$946K
|