Insider Transactions in Q1 2019 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2019)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 18
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
2,928
-13.08%
|
$245,952
$84.54 P/Share
|
|
Mar 07
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,299
-5.34%
|
$186,219
$81.28 P/Share
|
|
Mar 07
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
4,759
+9.96%
|
-
|
|
Mar 07
2019
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,971
-6.56%
|
$726,651
$81.28 P/Share
|
|
Mar 07
2019
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
18,573
+11.96%
|
-
|
|
Mar 07
2019
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,114
-6.7%
|
$576,234
$81.28 P/Share
|
|
Mar 07
2019
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,773
+12.93%
|
-
|
|
Mar 07
2019
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
2,463
-4.73%
|
$199,503
$81.28 P/Share
|
|
Mar 07
2019
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
5,459
+9.48%
|
-
|
|
Mar 07
2019
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,796
-3.33%
|
$145,476
$81.28 P/Share
|
|
Mar 07
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
3,719
+6.45%
|
-
|
|
Mar 07
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,654
-9.86%
|
$700,974
$81.28 P/Share
|
|
Mar 07
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
17,916
+16.95%
|
-
|
|
Mar 07
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
2,735
-10.89%
|
$221,535
$81.28 P/Share
|
|
Mar 07
2019
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
5,663
+18.4%
|
-
|
|
Mar 07
2019
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
4,360
-4.3%
|
$353,160
$81.28 P/Share
|
|
Mar 07
2019
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
9,666
+8.7%
|
-
|
|
Mar 07
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
98,737
-3.32%
|
$7,997,697
$81.28 P/Share
|
|
Mar 07
2019
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
218,927
+6.85%
|
-
|
|
Mar 07
2019
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
8,550
-10.96%
|
$692,550
$81.28 P/Share
|
|
Mar 07
2019
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
16,064
+17.07%
|
-
|
|
Mar 07
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,919
-5.86%
|
$560,439
$81.28 P/Share
|
|
Mar 07
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
17,581
+12.97%
|
-
|
|
Mar 07
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
7,654
-11.87%
|
$619,974
$81.28 P/Share
|
|
Mar 07
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
15,847
+19.73%
|
-
|
|
Mar 07
2019
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,975
-7.84%
|
$564,975
$81.28 P/Share
|
|
Mar 07
2019
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
15,464
+14.81%
|
-
|
|
Mar 07
2019
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
2,635
-6.95%
|
$213,435
$81.28 P/Share
|
|
Mar 07
2019
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
5,842
+13.35%
|
-
|
|
Mar 01
2019
|
Francois Locoh Donou Director |
BUY
Grant, award, or other acquisition
|
Direct |
505
+50.0%
|
-
|
|
Feb 21
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Open market or private sale
|
Direct |
3,570
-15.51%
|
$292,740
$82.49 P/Share
|
|
Feb 15
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,956
-1.91%
|
$482,436
$81.57 P/Share
|
|
Feb 15
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
8,578
-2.56%
|
$677,662
$79.85 P/Share
|
|
Feb 15
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
8,578
+2.49%
|
-
|
|
Feb 15
2019
|
Timothy P Golden Controller |
SELL
Payment of exercise price or tax liability
|
Direct |
288
-1.52%
|
$23,328
$81.57 P/Share
|
|
Feb 15
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
4,131
-5.35%
|
$334,611
$81.57 P/Share
|
|
Feb 15
2019
|
Kleber Santos Pres., Retail & Direct Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,258
-4.74%
|
$336,382
$79.85 P/Share
|
|
Feb 15
2019
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
4,258
+4.52%
|
-
|
|
Feb 15
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,473
-3.33%
|
$605,313
$81.57 P/Share
|
|
Feb 15
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
8,503
-3.41%
|
$671,737
$79.85 P/Share
|
|
Feb 15
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
8,503
+3.3%
|
-
|
|
Feb 15
2019
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
5,770
-3.81%
|
$467,370
$81.57 P/Share
|
|
Feb 15
2019
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,666
-3.36%
|
$447,614
$79.85 P/Share
|
|
Feb 15
2019
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
5,666
+3.25%
|
-
|
|
Feb 15
2019
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
4,532
-4.31%
|
$367,092
$81.57 P/Share
|
|
Feb 15
2019
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,599
-3.87%
|
$363,321
$79.85 P/Share
|
|
Feb 15
2019
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
4,599
+3.72%
|
-
|
|
Feb 15
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
9,875
-0.36%
|
$799,875
$81.57 P/Share
|
|
Feb 15
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
27,223
-0.97%
|
$2,150,617
$79.85 P/Share
|
|
Feb 15
2019
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
27,223
+0.96%
|
-
|