Latest Insider Transactions at Capital One Financial Corp (COF)
This section provides a real-time view of insider transactions for Capital One Financial Corp (COF). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of CAPITAL ONE FINANCIAL CORP to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of CAPITAL ONE FINANCIAL CORP's insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2020
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
4,610
+3.47%
|
-
|
|
Feb 15
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,057
-0.58%
|
$2,045,814
$102.03 P/Share
|
|
Feb 15
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,057
+0.58%
|
-
|
|
Jan 30
2020
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
12,845
+17.42%
|
-
|
|
Jan 30
2020
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
9,564
+8.09%
|
-
|
|
Jan 30
2020
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
9,762
+17.81%
|
-
|
|
Jan 30
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
299
+6.8%
|
-
|
|
Jan 30
2020
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,367
+13.17%
|
-
|
|
Jan 30
2020
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
12,013
+16.53%
|
-
|
|
Jan 30
2020
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
9,054
+19.2%
|
-
|
|
Jan 30
2020
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
7,341
+28.74%
|
-
|
|
Jan 30
2020
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
8,075
+24.27%
|
-
|
|
Jan 30
2020
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,016
+15.15%
|
-
|
|
Jan 30
2020
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
3,952
+17.3%
|
-
|
|
Jan 30
2020
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,099
-0.01%
|
$112,098
$102.17 P/Share
|
|
Jan 30
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,099
+0.01%
|
$112,098
$102.17 P/Share
|
|
Jan 30
2020
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
9,299
+24.44%
|
-
|
|
Jan 30
2020
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,806
+16.21%
|
-
|
|
Jan 30
2020
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
8,453
+7.78%
|
-
|
|
Jan 30
2020
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
12,898
+10.49%
|
-
|
|
Jan 30
2020
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
13,454
+12.06%
|
-
|
|
Jan 30
2020
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,164
+11.0%
|
-
|
|
Jan 23
2020
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
559,333
+14.07%
|
$20,135,988
$36.55 P/Share
|
|
Jan 22
2020
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
13,925
-12.54%
|
$1,489,975
$107.01 P/Share
|
|
Dec 20
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
8,113
-17.06%
|
$843,752
$104.36 P/Share
|
|
Dec 20
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
8,113
+14.58%
|
$429,989
$53.03 P/Share
|
|
Dec 16
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
57,616
-34.16%
|
$6,049,680
$105.0 P/Share
|
|
Dec 16
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
57,616
+15.85%
|
$4,148,352
$72.96 P/Share
|
|
Dec 06
2019
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
20,844
-30.0%
|
$2,105,244
$101.06 P/Share
|
|
Dec 02
2019
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
42,764
-25.05%
|
$4,276,400
$100.1 P/Share
|
|
Dec 02
2019
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
34,110
+26.74%
|
$1,910,160
$56.32 P/Share
|
|
Nov 29
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
78,695
-65.82%
|
$7,790,805
$99.92 P/Share
|
|
Nov 29
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
62,754
+17.11%
|
$4,330,026
$69.88 P/Share
|
|
Nov 29
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Open market or private sale
|
Direct |
5,975
-17.06%
|
$591,525
$99.85 P/Share
|
|
Nov 22
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
3,607
-3.78%
|
$353,486
$98.02 P/Share
|
|
Nov 18
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
7,213
-7.03%
|
$699,661
$97.16 P/Share
|
|
Nov 08
2019
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
7,070
-12.89%
|
$678,720
$96.57 P/Share
|
|
Nov 08
2019
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,070
+11.42%
|
$311,080
$44.87 P/Share
|
|
Nov 07
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
10,818
-9.54%
|
$1,060,164
$98.23 P/Share
|
|
Nov 05
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
29,561
-10.91%
|
$2,837,856
$96.94 P/Share
|
|
Nov 05
2019
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
22,679
+13.69%
|
$1,020,555
$45.75 P/Share
|
|
Nov 04
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
27,378
-9.73%
|
$2,600,910
$95.91 P/Share
|
|
Nov 04
2019
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+11.93%
|
$900,000
$45.75 P/Share
|
|
Oct 30
2019
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
2,216
-12.96%
|
$208,304
$94.5 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
3,777
-8.74%
|
$343,707
$91.68 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,777
+8.04%
|
$166,188
$44.87 P/Share
|
|
Jul 24
2019
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
8,212
-8.84%
|
$780,140
$95.03 P/Share
|
|
Jul 05
2019
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
4,294
-4.42%
|
$399,342
$93.0 P/Share
|
|
Jul 05
2019
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
9,329
-13.58%
|
$867,597
$93.0 P/Share
|
|
Jul 01
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
14,500
-13.81%
|
$1,334,000
$92.09 P/Share
|